When a financial instruments business operator, etc. effects a financial instruments transaction contract or when otherwise specified by Cabinet Office Order, the financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order and without delay, provide the customer with information on the particulars concerning the relevant financial instruments transaction contract and other particulars specified by Cabinet Office Order; provided, however, that this does not apply in the cases that are specified by Cabinet Office Order as those in which, in consideration of the contents of the financial instruments transaction contract and other circumstances, it is found that even if the information is not provided to the customer, this does not compromise the public interest or the protection of investors.
略称規定第三十四条第一項
金融商品取引業者等(金融商品取引業者又は登録金融機関をいう。以下同じ。)は、顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約(以下「金融商品取引契約」という。)…
わかりやすく言うと
金融商品取引業者又は登録金融機関が、顧客を相手方とし、又は顧客のために、金融商品取引行為(第二条第八項各号の行為。有価証券の売買やその媒介、投資助言、資産の運用など)を行うことを内容とする契約のことです。