Article 37-4Provision of Information upon Conclusion of Contract, etc.

When a financial instruments business operator, etc. effects a financial instruments transaction contract or when otherwise specified by Cabinet Office Order, the financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order and without delay, provide the customer with information on the particulars concerning the relevant financial instruments transaction contract and other particulars specified by Cabinet Office Order; provided, however, that this does not apply in the cases that are specified by Cabinet Office Order as those in which, in consideration of the contents of the financial instruments transaction contract and other circumstances, it is found that even if the information is not provided to the customer, this does not compromise the public interest or the protection of investors.