第四条(証券取引法の一部改正に伴う経過措置)
Supplementary Provisions, Article 4Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act
The provisions of Article 166 of the Securities and Exchange Act as amended by the provisions of the preceding Article apply to the sale and purchase, etc. under that Article by a person who came to know a material fact prescribed in paragraph (1) of that Article that arose on or after the day this Act comes into effect (hereinafter referred to as "the effective date") (limited, in the case of a decision not to do a matter set forth in item (i) of paragraph (2) of that Article made by the organ of a listed company, etc. that is responsible for making decisions on the execution of its operations as prescribed in that item, to one where the decision of that organ to do that matter was made on or after the effective date, and, in the case of a fact set forth in item (iii) of that paragraph, limited to one that arose in comparison with the last disclosed forecasts or the disclosed actual figures for the preceding business year prescribed in Article 166, paragraph (2), item (iii) for which the public announcement under paragraph (4) of that Article was made on or after the effective date) or by a person who received information on these facts, and the provisions then in force continue to govern the sale and purchase, etc. under that Article by a person who came to know a material fact prescribed in Article 166, paragraph (1) of the Securities and Exchange Act prior to amendment by the provisions of the preceding Article that arose before the effective date (including, in the case of a decision not to do a matter set forth in item (i) of paragraph (2) of that Article made by the organ of a listed company, etc. that is responsible for making decisions on the execution of its operations as prescribed in that item, one where the decision of that organ to do that matter was made before the effective date and the decision not to do that matter was made on or after the effective date, and, in the case of a fact set forth in item (iii) of that paragraph, including one that arose on or after the effective date in comparison with the last disclosed forecasts or the disclosed actual figures for the preceding business year prescribed in Article 166, paragraph (2), item (iii) for which the public announcement under paragraph (4) of that Article was made before the effective date) or by a person who received information on these facts.
前条の規定による改正後の証券取引法第百六十六条の規定は、この法律の施行の日(以下「施行日」という。)以後に生じた同条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた前条の規定による改正前の証券取引法第百六十六条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
略称規定第二十四条の五第一項
一 第二十四条第一項第一号に掲げる有価証券その他流通状況がこれに準ずるものの発行者である会社その他の政令で定めるもの(以下この表において「上場会社等」という。)のうち次号の上欄に掲げる会社以外の会社 当該事業年度が開始した日以後六月間の当…
わかりやすく言うと
金融商品取引所に上場されている有価証券(特定上場有価証券を除きます)や、流通の状況がこれに準ずる有価証券を発行している会社など、政令で定めるもののことです。
略称規定附則第四条第一項
前条の規定による改正後の証券取引法第百六十六条の規定は、この法律の施行の日(以下「施行日」という。)以後に生じた同条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の…
わかりやすく言うと
この附則が属する改正法(平成五年法律第四十四号)が施行される日のことです。