A financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act; the same applies in paragraph (1) of the following Article) that, at the time this Act comes into effect, currently falls under the case prescribed in Article 29-2, paragraph (1), item (v)-2 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (excluding the amending provisions set forth in Article 1, items (ii) and (iii) of the Supplementary Provisions; the same applies in paragraph (4) of the following Article) (hereinafter in this Article through Article 9 of the Supplementary Provisions referred to as the "New Financial Instruments and Exchange Act") must, within six months from the day this Act comes into effect (referred to as "the effective date" in the following Article), submit to the Prime Minister, as provided by Cabinet Office Order, a written application stating to that effect; in this case, that application is deemed to be an application for registration of a change under Article 31, paragraph (4) of the New Financial Instruments and Exchange Act, and the provisions of paragraph (5) of that Article and Article 198, paragraph (1) (limited to the portion pertaining to item (i)) of the New Financial Instruments and Exchange Act apply.

①With regard to a financial instruments business operator that, at the time this Act comes into effect, is currently entrusting investment management-related services (meaning the investment management-related services prescribed in Article 2, paragraph (43) of the New Financial Instruments and Exchange Act; hereinafter the same applies in this Article), a change is deemed to have occurred on the effective date in the particulars set forth in Article 29-2, paragraph (1), item (xii) of the New Financial Instruments and Exchange Act, and the provisions of Article 31, paragraph (1) and Article 205-2-3, paragraph (1) (limited to the portion pertaining to item (i)) of the New Financial Instruments and Exchange Act apply; in this case, the phrase "two weeks" in Article 31, paragraph (1) of the New Financial Instruments and Exchange Act is deemed to be replaced with "six months".

②With regard to a registered financial institution (meaning a registered financial institution prescribed in Article 2, paragraph (11) of the New Financial Instruments and Exchange Act, limited to a person that has obtained the authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions (Act No. 43 of 1943)) that is, at the time this Act comes into effect, actually entrusting investment management-related services, the provisions of Article 33-6, paragraph (1) of the New Financial Instruments and Exchange Act as applied with replacement of terms pursuant to the provisions of Article 33-8, paragraph (1) of the New Financial Instruments and Exchange Act, and the provisions of Article 205-2-3, paragraph (1) (limited to the part pertaining to item (i)) of the New Financial Instruments and Exchange Act, apply, deeming that a change has occurred on the effective date in the particulars prescribed in Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act as applied with replacement of terms pursuant to the provisions of Article 33-8, paragraph (1) of the New Financial Instruments and Exchange Act (excluding the particulars set forth in the items of Article 33-3, paragraph (1)); in this case, the phrase "two weeks" in Article 33-6, paragraph (1) of the New Financial Instruments and Exchange Act as applied with replacement of terms pursuant to the provisions of Article 33-8, paragraph (1) of the New Financial Instruments and Exchange Act is deemed to be replaced with "six months".

③With regard to a notifier of specially permitted services for foreign investors, etc. (meaning a notifier of specially permitted services for foreign investors, etc. prescribed in Article 63-9, paragraph (4) of the Financial Instruments and Exchange Act) that is, at the time this Act comes into effect, actually entrusting investment management-related services, the provisions of Article 63-9, paragraph (7) of the Financial Instruments and Exchange Act and the provisions of Article 205-2-3, paragraph (1) (limited to the part pertaining to item (i)) of the New Financial Instruments and Exchange Act apply, deeming that a change has occurred on the effective date in the particulars set forth in Article 63-9, paragraph (1), item (viii) of the New Financial Instruments and Exchange Act; in this case, the phrase "without delay" in Article 63-9, paragraph (7) of the Financial Instruments and Exchange Act is deemed to be replaced with "within six months from that day".

④With regard to a foreign investment management business operator prescribed in Article 3-3, paragraph (1) of the Supplementary Provisions of the New Financial Instruments and Exchange Act, or a subsidiary company of a foreign investment management business operator prescribed in paragraph (7) of that Article, that is, at the time this Act comes into effect, actually entrusting investment management-related services, that has filed the notification under the provisions of Article 3-3, paragraph (1) of the Supplementary Provisions of the Financial Instruments and Exchange Act prior to the amendment by the provisions of Article 1 (hereinafter in this paragraph referred to as the "Former Financial Instruments and Exchange Act") (including as applied mutatis mutandis pursuant to paragraph (7) of that Article), and that has not filed the notification under the provisions of Article 63-10, paragraph (3) of the Financial Instruments and Exchange Act to the effect that it falls under item (ii) of that paragraph as applied pursuant to the provisions of Article 3-3, paragraph (4) of the Supplementary Provisions of the Former Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (7) of that Article), the provisions of Article 63-9, paragraph (7) of the Financial Instruments and Exchange Act as applied pursuant to the provisions of Article 3-3, paragraph (4) of the Supplementary Provisions of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (7) of that Article; the same applies hereinafter in this paragraph), and the provisions of Article 205-2-3, paragraph (1) (limited to the part pertaining to item (i)) of the New Financial Instruments and Exchange Act, apply, deeming that a change has occurred on the effective date in the particulars set forth in Article 3-3, paragraph (1), item (viii) of the Supplementary Provisions of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (7) of that Article); in this case, the phrase "without delay" in Article 63-9, paragraph (7) of the Financial Instruments and Exchange Act as applied pursuant to the provisions of Article 3-3, paragraph (4) of the Supplementary Provisions of the New Financial Instruments and Exchange Act is deemed to be replaced with "within six months from that day".

With regard to the application of the provisions of Article 198, paragraph (2) of the New Financial Instruments and Exchange Act during the period up to the day before the date of enforcement of the Act Partially Amending the Penal Code (Act No. 67 of 2022) (hereinafter in this Article referred to as the "effective date of the 2022 Penal Code Amendments"), the term "imprisonment" in that paragraph is deemed to be replaced with "imprisonment with work"; the same applies to the application of the provisions of that paragraph, on or after the effective date of the 2022 Penal Code Amendments, to acts committed before the effective date of the 2022 Penal Code Amendments.

①The Prime Minister is to delegate the authority under the provisions of Article 7 of the Supplementary Provisions to the Commissioner of the Financial Services Agency.

②The Commissioner of the Financial Services Agency may delegate the authority delegated pursuant to the provisions of the preceding paragraph to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order.

With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in Article 1, items (ii) and (iii) of the Supplementary Provisions, those provisions) comes into effect, and to acts committed on or after the item (iii) effective date in the cases where the provisions then in force continue to govern pursuant to the provisions of Articles 3, 4 and 6 of the Supplementary Provisions, the provisions then in force continue to govern.

Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order.

The government is to, with a target of five years after this Act comes into effect, taking into account the status, etc. of the enforcement of the respective Acts as amended by this Act (hereinafter referred to in this Article as "the respective Acts as amended"), when it finds it necessary, review the provisions of the respective Acts as amended, and take the required measures based on the results of that review.