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Supplementary Provisions

附　則

This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding four months from the date of promulgation.

この法律は、公布の日から起算して四月をこえない範囲内で政令で定める日から施行する。

With regard to securities prescribed in before the amendment (hereinafter referred to as the "Former Act") for which a public offering or secondary distribution was commenced before the day on which this Act comes into effect (hereinafter referred to as the "effective date"), the provisions then in force continue to govern.

この法律の施行の日（以下「施行日」という。）前に募集又は売出しを開始した改正前の証券取引法（以下「旧法」という。）に規定する有価証券については、なお従前の例による。

The provisions of , , , and after the amendment (hereinafter referred to as the "New Act") apply, except as provided for in paragraph (5) of the Supplementary Provisions, to a public offering or secondary distribution of securities commenced on or after the effective date (excluding one pertaining to a notification made under the provisions of of the Former Act before the effective date) and to securities trading pertaining to that public offering or secondary distribution, and the provisions then in force continue to govern a public offering or secondary distribution of securities commenced before the effective date, a public offering or secondary distribution of securities pertaining to a notification made under the provisions of of the Former Act before the effective date that is commenced on or after the effective date, and securities trading pertaining to those public offerings or secondary distributions.

改正後の証券取引法（以下「新法」という。）、、及びの規定は、附則第五項に定めるものを除き、施行日以後に開始する有価証券の募集又は売出し（同日前にしたの規定による届出に係るものを除く。）及び当該募集又は売出しに係る有価証券の取引について適用し、同日前に開始した有価証券の募集又は売出し及び同日前にしたの規定による届出に係る有価証券の募集又は売出しで同日以後に開始するもの並びにこれらの募集又は売出しに係る有価証券の取引については、なお従前の例による。

The provisions of of the New Act do not apply to a public offering or secondary distribution of securities made to shareholders that are stated or recorded in the shareholder register as of a certain date within the period until the day on which 40 days have elapsed from the effective date.

の規定は、施行日から四十日を経過する日までの間における一定の日において株主名簿に記載されている株主に対し行なわれる有価証券の募集又は売出しについては、適用しない。

The provisions of of the New Act apply to an annual securities report under the provisions of of the New Act for a business year ending on or after the effective date (including its attached documents and the amended reports of these; hereinafter the same applies in this paragraph) or an annual securities report under the provisions of in the case where a fact prescribed in occurs on or after the effective date, and the provisions then in force continue to govern a report under the provisions of of the Former Act for a business year that ended before the effective date (including its amended report; hereinafter referred to as a "former annual securities report").

からまでの規定は、施行日以後に終了する事業年度に係るの規定による有価証券報告書（その添附書類及びこれらの訂正報告書を含む。以下この項において同じ。）又は同日以後にに規定する事実が生じた場合のの規定による有価証券報告書について適用し、同日前に終了した事業年度に係るの規定による報告書（その訂正報告書を含む。以下「旧有価証券報告書」という。）については、なお従前の例による。

A company that is an issuer of securities for whose public offering or secondary distribution a notification under the provisions of of the Former Act was made before the effective date is deemed to be a company that is an issuer of securities to which the main clause of of the New Act applied on the effective date, and the provisions of of the New Act apply.

施行日前にその募集又は売出しにつきの規定による届出があつた有価証券の発行者である会社は、同日において本文の規定の適用を受けた有価証券の発行者である会社とみなして、の規定を適用する。

A company prescribed in of the New Act is not required to submit a semiannual securities report under the provisions of for the business year that includes the effective date.

に規定する会社は、施行日の属する事業年度については、の規定による半期報告書を提出することを要しない。

With regard to a report under the provisions of of the Former Act for a business year that ended before the effective date (including its amended report; hereinafter referred to as a "listed securities report"), the provisions then in force continue to govern.

施行日前に終了した事業年度に係るの規定による報告書（その訂正報告書を含む。以下「上場有価証券報告書」という。）については、なお従前の例による。

With regard to a securities registration statement pertaining to a public offering or secondary distribution of securities for which the provisions then in force are to continue to govern pursuant to the provisions of paragraphs (3) and (6) of the Supplementary Provisions and the preceding paragraph, a former annual securities report and a listed securities report, and the public inspection of copies of these documents, the provisions then in force continue to govern.

附則第三項及び第六項並びに前項の規定によりなお従前の例によることとされる有価証券の募集又は売出しに係る有価証券届出書、旧有価証券報告書及び上場有価証券報告書並びにこれらの書類の写しの公衆縦覧については、なお従前の例による。

With regard to the application of penal provisions to acts committed before the effective date, and to acts committed on or after that date in relation to a public offering or secondary distribution of securities for which the provisions then in force are to continue to govern pursuant to the provisions of these Supplementary Provisions, securities trading pertaining to that public offering or secondary distribution, a former annual securities report, a listed securities report, and the public inspection under the preceding paragraph, the provisions then in force continue to govern.

施行日前にした行為並びにこの附則の規定によりなお従前の例によることとされる有価証券の募集又は売出し、当該募集又は売出しに係る有価証券の取引、旧有価証券報告書、上場有価証券報告書及び前項の公衆縦覧に係る同日以後にした行為に対する罰則の適用については、なお従前の例による。

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