一the person's trade name or name;

二the amount of stated capital or the total amount of contributions, if it is a corporation;

三the names of its officers, if it is a corporation;

四the name and location of the person's principal business office or office;

五the name and location of the business office or office for services related to high-speed trading;

六if the person engages in other business, the business type; and

七other particulars specified by Cabinet Office Order.

一a document pledging that the person does not fall under any of the items of Article 66-53 (excluding items (ii) through (iv), item (v), (d), and item (vi), (c));

二a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for services related to high-speed trading;

三if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and

四other documents specified by Cabinet Office Order.

一the particulars set forth in the items of paragraph (1) of the preceding Article; and

二the date of registration and the registration number.

一a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c);

二a person that conducts another business which is found to be contrary to the public interest;

三a person that does not have a personnel structure sufficient to perform the services related to high-speed trading in an appropriate manner;

四a person that is found not to have in place the necessary system for performing services related to high-speed trading in an appropriate manner;

五if the applicant is a corporation, a person that falls under any of the following:

イa person that has an officer falling under any of the following persons:

（１）a person specified by Cabinet Office Order as being unable to properly perform services related to high-speed trading due to a mental or physical disorder;

（２）a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i);

ロa person whose stated capital or total amount of contributions are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;

ハa foreign corporation that has not designated a domestic representative or a domestic agent; or

ニa foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office or its business office or office for services related to high-speed trading is located;

六if the applicant is an individual, a person that falls under any of the following persons:

イa person that falls under any of Article 29-4, paragraph (1), item (ii), (b) through (h), or (i) (excluding the part that involves the provisions of Acts prescribed in item (i), (c) of that paragraph) or (a), 1. of the preceding item;

ロan individual domiciled in a foreign country that has not designated a domestic agent; or

ハan individual domiciled in a foreign country that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments defined in paragraph (1) of that Article in a foreign country where the individual's principal business office or office or the individual's business office or office for conducting services related to high-speed trading is located;

七a person whose net assets (meaning the figure arrived at when the total amount of liabilities is deducted from the total amount of assets pursuant to the provisions of Cabinet Office Order) are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors.

一the electronic data processing system or any other equipment related to high-speed trading is in such a state that its management for preventing grounds such as abnormal operation of the electronic data processing system from compromising the full utilization of the functions of the financial instruments market is found to be insufficient; or

二beyond what is set forth in the preceding item, the business operations are in a state specified by Cabinet Office Order as one that is contrary to the public interest or that is likely to compromise the protection of investors.