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Supplementary Provisions

附 則

Supplementary Provisions, Article 1Effective Date

第一条(施行期日)

This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items.

この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。

the provisions of Article 18 of the Supplementary Provisions: the date of promulgation;

附則第十八条の規定 公布の日

the provisions in amending and , the provision amending by adding one paragraph, the provision amending and the provision amending (limited to the part replacing " or " with ", or "), and the provisions of Article 17 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation;

中イ及びの改正規定、に一項を加える改正規定、の改正規定並びにの改正規定(「若しくは」を「、若しくは」に改める部分に限る。)並びに附則第十七条の規定 公布の日から起算して六月を超えない範囲内において政令で定める日

the provisions in amending and , and , the provision renumbering as and as and adding one paragraph after , the provision amending the heading of and , the provisions amending , , , , , , , , and and , the provision amending by adding one paragraph, the provisions amending , and and , the provision amending (limited to the part replacing "" with "") and the provisions amending , and the provisions of the following Article through Article 6 of the Supplementary Provisions and the provisions of of the Supplementary Provisions (limited to the part replacing "" with ""): the date specified by Cabinet Order within a period not exceeding two years from the date of promulgation.

中及び、並びにの改正規定、をとし、をとし、の次に一項を加える改正規定、の見出し及びの改正規定、、、、、、、、、及び並びにの改正規定、に一項を加える改正規定、、並びに及びの改正規定、の改正規定(「」を「」に改める部分に限る。)並びにの改正規定並びに次条から附則第六条までの規定及びの規定(「」を「」に改める部分に限る。) 公布の日から起算して二年を超えない範囲内において政令で定める日

Supplementary Provisions, Article 2Transitional Measures Concerning Tender Offers

第二条(公開買付けに関する経過措置)

The provisions of Article 27-2, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of (limited to the amending provisions set forth in item (iii) of the preceding Article; hereinafter the same applies in this Article) (referred to as the "item (iii) New Financial Instruments and Exchange Act" in Articles 5 and 6 of the Supplementary Provisions) apply to the purchase, etc. of share certificates, etc. prescribed in that paragraph that is made on or after the date of enforcement of the provisions set forth in that item (hereinafter referred to as the "item (iii) effective date"), and with respect to the purchase, etc. of share certificates, etc. prescribed in before amendment by the provisions of (referred to as the "item (iii) Old Financial Instruments and Exchange Act" in the following Article through Article 5 of the Supplementary Provisions) that was made before the item (iii) effective date, the provisions then in force continue to govern.

の規定(前条第三号に掲げる改正規定に限る。以下この条において同じ。)による改正後の金融商品取引法(附則第五条及び第六条において「」という。)第二十七条の二第一項の規定は、同号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に行う同項に規定する株券等の買付け等について適用し、第三号施行日前に行ったの規定による改正前の金融商品取引法(次条から附則第五条までにおいて「第三号旧金融商品取引法」という。)に規定する株券等の買付け等については、なお従前の例による。

Supplementary Provisions, Article 3

第三条

With regard to the application of the provisions of Chapter II-2, Section 1 of the Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act pertaining to these provisions to the tender offer prescribed in Article 27-3, paragraph (1) of the Financial Instruments and Exchange Act pertaining to the public notice of commencement of the tender offer prescribed in of the Old Financial Instruments and Exchange Act that was made before the item (iii) effective date, the provisions then in force continue to govern.

第三号施行日前に行ったに規定する公開買付開始公告に係る金融商品取引法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第一節の規定及びこれらの規定に係る金融商品取引法第六章の二の規定の適用については、なお従前の例による。

Supplementary Provisions, Article 4

第四条

With regard to the application of the provisions of Chapter II-2, Section 2 of the Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act pertaining to these provisions to the tender offer prescribed in Article 27-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of that Act, pertaining to the public notice of commencement of the tender offer prescribed in of the Old Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the Financial Instruments and Exchange Act that was made before the item (iii) effective date, the provisions then in force continue to govern.

第三号施行日前に行った金融商品取引法第二十七条の二十二の二第二項において準用するに規定する公開買付開始公告に係る金融商品取引法第二十七条の二十二の二第二項において準用する同法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第二節の規定及びこれらの規定に係る金融商品取引法第六章の二の規定の適用については、なお従前の例による。

Supplementary Provisions, Article 5Transitional Measures Concerning Statements of Large-Volume Holdings

第五条(大量保有報告書に関する経過措置)

If, at the time of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter in this Article referred to as the "item (iii) amending provisions"), the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the item (iii) New Financial Instruments and Exchange Act (hereinafter in this Article referred to as the "new ownership ratio of share certificates, etc.") differs from the ratio that would be the holding ratio of share certificates, etc. prescribed in if Article 27-23, paragraph (4) of the item (iii) Old Financial Instruments and Exchange Act were applied at the time of enforcement of the item (iii) amending provisions (hereinafter in this Article referred to as the "former ownership ratio of share certificates, etc."), the new ownership ratio of share certificates, etc. is deemed to have increased or decreased, at the time of enforcement of the item (iii) amending provisions, by the ratio corresponding to the difference between the new ownership ratio of share certificates, etc. and the former ownership ratio of share certificates, etc., and the provisions of Chapter II-3 of the item (iii) New Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act and Chapter VIII of the item (iii) New Financial Instruments and Exchange Act pertaining to these provisions apply. In this case, with regard to the application of Article 27-25, paragraph (1) of the Financial Instruments and Exchange Act to that increase or decrease in the new ownership ratio of share certificates, etc., the phrase "has increased or decreased by one percent or more (unless this is not linked to an increase or decrease in the total number of share certificates, etc. held by that person; hereinafter the same applies in this Chapter)" in that paragraph is deemed to be replaced with "has increased or decreased by one percent or more".

附則第一条第三号に掲げる規定(以下この条において「第三号改正規定」という。)の施行の際における第三号新金融商品取引法第二十七条の二十三第四項に規定する株券等保有割合(以下この条において「新株券等保有割合」という。)と第三号改正規定の施行の際にの規定を適用した場合においてに規定する株券等保有割合となるべき割合(以下この条において「旧株券等保有割合」という。)が異なる場合は、第三号改正規定の施行の際に新株券等保有割合と旧株券等保有割合との差に相当する割合の新株券等保有割合が増加又は減少をしたものとみなして、第三号新金融商品取引法第二章の三の規定並びにこれらの規定に係る金融商品取引法第六章の二及び第三号新金融商品取引法第八章の規定を適用する。この場合において、当該新株券等保有割合の増加又は減少に係る金融商品取引法第二十七条の二十五第一項の規定の適用については、同項中「場合(保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。)」とあるのは、「場合」とする。

Supplementary Provisions, Article 6

第六条

With regard to the submission of the document specified in each of the following items in the case where it has become necessary, before the item (iii) effective date, to submit it pursuant to the provisions set forth in , notwithstanding Article 27-23, paragraphs (3) through (5) of the item (iii) New Financial Instruments and Exchange Act, the provisions then in force continue to govern.

第三号施行日前に次の各号に掲げる規定により当該各号に定める書類を提出しなければならないこととなった場合における当該書類の提出については、第三号新金融商品取引法第二十七条の二十三第三項から第五項までの規定にかかわらず、なお従前の例による。

Article 27-26, paragraph (2) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph.

Article 27-26, paragraph (5) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article.

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