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Supplementary Provisions

附　則

Supplementary Provisions, Article 1Effective Date

第一条（施行期日）

This Act comes into effect as of December 1, 2000 (hereinafter referred to as "the effective date"); provided, however, that the provisions set forth in the following items come into effect as of the date specified in each of those items.

この法律は、平成十二年十二月一日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。

the provisions of amending the table of contents of the Securities and Exchange Act (limited to the part replacing "Chapter II-3 Disclosure of the Status of Large-Volume Holdings in Share Certificates ()" with "Chapter II-3 Disclosure of the Status of Large-Volume Holdings in Share Certificates () / Chapter II-4 Special Provisions on Procedures Taken Using an Electronic Data Processing System for Disclosure () /"), the provisions amending , and , the provisions adding one chapter following Chapter II-3 of (limited to the parts pertaining to and ), and of the Supplementary Provisions: the effective date of the

中証券取引法目次の改正規定（「第二章の三　株券等の大量保有の状況に関する開示（―）」を「／第二章の三　株券等の大量保有の状況に関する開示（―）／第二章の四　開示用電子情報処理組織による手続の特例等（―）／」に改める部分に限る。）、、及びの改正規定、第二章の三の次に一章を加える改正規定（及びに係る部分に限る。）並びに　の施行の日

the provisions of adding one chapter following Chapter II-3 of the Securities and Exchange Act (excluding the parts pertaining to , , , and ), and Articles 6 and 7 of the Supplementary Provisions: June 1, 2001

中証券取引法第二章の三の次に一章を加える改正規定（、、、及びに係る部分を除く。）並びに附則第六条及び第七条　平成十三年六月一日

Article 8 of the Supplementary Provisions: the date specified by Cabinet Order within a period from June 1, 2001 to June 1, 2002

附則第八条　平成十三年六月一日から平成十四年六月一日までの範囲内において政令で定める日

the provisions of adding one chapter following Chapter II-3 of the Securities and Exchange Act (limited to the parts pertaining to , and ): June 1, 2004

中証券取引法第二章の三の次に一章を加える改正規定（、及びに係る部分に限る。）　平成十六年六月一日

Supplementary Provisions, Article 2Transitional Measures

第二条（経過措置）

A person who, at the time this Act comes into effect, actually holds a license under prior to amendment by the provisions of (referred to as the "Former Securities and Exchange Act" in Article 4 of the Supplementary Provisions) is deemed, on the effective date, to be a securities membership corporation prescribed in as amended by the provisions of (hereinafter referred to as the "New Securities and Exchange Act") that has received a license under of the New Securities and Exchange Act. In this case, the provisions of of the New Securities and Exchange Act do not apply.

この法律の施行の際現にの規定による改正前の証券取引法（附則第四条において「旧証券取引法」という。）の免許を受けている者は、施行日においての規定による改正後の証券取引法（以下「新証券取引法」という。）に規定する証券会員制法人であって、の免許を受けた者とみなす。この場合において、の規定は、適用しない。

Supplementary Provisions, Article 3

第三条

With regard to a person who is deemed, pursuant to the provisions of the preceding Article, to be a securities membership corporation prescribed in of the New Securities and Exchange Act that has received a license under of the New Securities and Exchange Act, the provisions of of the New Securities and Exchange Act do not apply until August 1, 2001.

前条の規定によりに規定する証券会員制法人であって、の免許を受けたものとみなされる者については、の規定は、平成十三年八月一日までの間は、適用しない。

With regard to a person who, at the time this Act comes into effect, is actually using the words "securities membership corporation" in its name, the provisions of of the New Securities and Exchange Act do not apply until June 1, 2001.

この法律の施行の際現にその名称のうちに証券会員制法人という文字を用いている者については、の規定は、平成十三年六月一日までの間は、適用しない。

Supplementary Provisions, Article 4

第四条

Particulars registered in the securities exchange register, pursuant to the provisions of of the Former Securities and Exchange Act, with regard to a securities exchange (meaning a securities exchange prescribed in of the Former Securities and Exchange Act) before the New Securities and Exchange Act comes into effect are deemed to have been registered in the securities membership corporation register on the effective date pursuant to the provisions of , , or of the New Securities and Exchange Act.

新証券取引法の施行前に証券取引所（に規定する証券取引所をいう。）についてからまでの規定により証券取引所登記簿に登記された事項は、施行日においてからまで、、又はの規定により証券会員制法人登記簿に登記されたものとみなす。

Member guarantee funds that, at the time this Act comes into effect, are actually deposited pursuant to the provisions of of the Former Securities and Exchange Act are deemed to be guarantee funds under the provisions of of the New Securities and Exchange Act.

この法律の施行の際現にの規定により預託されている会員信認金は、の規定による信認金とみなす。

Supplementary Provisions, Article 5

第五条

The provisions of the New Securities and Exchange Act apply to the procedures set forth in the following items that are conducted on or after the date specified in each of those items, and for those conducted before the date specified in each of those items, the provisions then in force continue to govern.

新証券取引法の規定は、次の各号に掲げる手続であって当該各号に定める日以後に行われるものについて適用し、当該各号に定める日前に行われるものについては、なお従前の例による。

among the electronic disclosure procedures prescribed in of the New Securities and Exchange Act (hereinafter referred to as "electronic disclosure procedures"), the procedures under the provisions of of the New Securities and Exchange Act (limited to where applied mutatis mutandis pursuant to and (including where these provisions are applied mutatis mutandis pursuant to )), (excluding the latter part of , and limited to where applied mutatis mutandis pursuant to and (including where these provisions are applied mutatis mutandis pursuant to )), (excluding the latter part of , and limited to where applied mutatis mutandis pursuant to and (including where these provisions are applied mutatis mutandis pursuant to )), (including where applied mutatis mutandis pursuant to ), and (including where these provisions are applied mutatis mutandis pursuant to (including where applied mutatis mutandis pursuant to ) and ), (including where applied mutatis mutandis pursuant to (including where applied mutatis mutandis pursuant to )) and (including where these provisions are applied mutatis mutandis pursuant to ), and (limited to those pertaining to the documents set forth in , and including where applied mutatis mutandis pursuant to ): June 1, 2001

に規定する電子開示手続（以下「電子開示手続」という。）のうち（及び（これらの規定をにおいて準用する場合を含む。）において準用する場合に限る。）、（後段を除き、及び（これらの規定をにおいて準用する場合を含む。）において準用する場合に限る。）、（後段を除き、及び（これらの規定をにおいて準用する場合を含む。）において準用する場合に限る。）、（において準用する場合を含む。）、及び（これらの規定を（において準用する場合を含む。）及びにおいて準用する場合を含む。）、（（において準用する場合を含む。）において準用する場合を含む。）及び（これらの規定をにおいて準用する場合を含む。）並びに（に掲げる書類に係るものに限るものとし、において準用する場合を含む。）の規定による手続　平成十三年六月一日

electronic disclosure procedures other than the procedures set forth in the preceding item: the date specified in Article 1, item (iii) of the Supplementary Provisions

前号に掲げる手続以外の電子開示手続　附則第一条第三号に定める日

among the voluntary electronic disclosure procedures prescribed in of the New Securities and Exchange Act (referred to as "voluntary electronic disclosure procedures" in the following item), the procedures under the provisions of of the New Securities and Exchange Act (including where applied mutatis mutandis pursuant to (including where applied mutatis mutandis pursuant to )) and : the date specified in Article 1, item (iii) of the Supplementary Provisions

に規定する任意電子開示手続（次号において「任意電子開示手続」という。）のうち（（において準用する場合を含む。）において準用する場合を含む。）及びの規定による手続　附則第一条第三号に定める日

voluntary electronic disclosure procedures other than the procedures set forth in the preceding item: the date specified by Cabinet Order within a period from June 1, 2002 to June 1, 2003

前号に掲げる手続以外の任意電子開示手続　平成十四年六月一日から平成十五年六月一日までの範囲内において政令で定める日

Supplementary Provisions, Article 5-2

第五条の二

From June 1, 2001 through May 31, 2004, the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of " in is deemed to be replaced with "voluntary electronic disclosure procedures that are carried out pursuant to the provisions of "; the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of or " in is deemed to be replaced with "voluntary electronic disclosure procedures that are carried out pursuant to the provisions of "; the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures pursuant to the provisions of " in is deemed to be replaced with "voluntary electronic disclosure procedures pursuant to the provisions of "; and the phrase "The provisions of apply mutatis mutandis to electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of " in is deemed to be replaced with "The provisions of apply mutatis mutandis to voluntary electronic disclosure procedures that are carried out pursuant to the provisions of ".

平成十三年六月一日から平成十六年五月三十一日までの間は、中「の規定により行われた電子開示手続又は」とあるのは「の規定により行われた」と、中「又はの規定により行われた電子開示手続又は」とあるのは「の規定により行われた」と、中「の規定により電子開示手続又は」とあるのは「の規定により」と、中「の規定は、の規定により行われた電子開示手続又は」とあるのは「の規定は、の規定により行われた」と読み替えるものとする。

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