Article 156-52Suspension of Court Proceedings
第百五十六条の五十二(訴訟手続の中止)
If litigation is pending with regard to a dispute related to financial instruments transaction services between the parties to a dispute related to financial instruments transaction services, and if any of the following grounds exist and the parties to the dispute related to financial instruments transaction services file a joint petition, the court in charge of the case may decide to suspend the court proceedings for a fixed period of no longer than four months:
金融商品取引業等業務関連紛争について当該金融商品取引業等業務関連紛争の当事者間に訴訟が係属する場合において、次の各号のいずれかに掲げる事由があり、かつ、当該金融商品取引業等業務関連紛争の当事者の共同の申立てがあるときは、受訴裁判所は、四月以内の期間を定めて訴訟手続を中止する旨の決定をすることができる。
dispute resolution procedures have been implemented for a dispute related to financial instruments transaction services, between the parties to the relevant dispute related to financial instruments transaction services; and
当該金融商品取引業等業務関連紛争について、当該金融商品取引業等業務関連紛争の当事者間において紛争解決手続が実施されていること。
beyond the case referred to in the preceding item, the parties to the dispute related to financial instruments transaction services reach an agreement to endeavor to resolve the dispute related to financial instruments transaction services through dispute resolution procedures.
前号の場合のほか、当該金融商品取引業等業務関連紛争の当事者間に紛争解決手続によつて当該金融商品取引業等業務関連紛争の解決を図る旨の合意があること。
The court in charge of the case may rescind the decision referred to in the preceding paragraph at any time.
受訴裁判所は、いつでも前項の決定を取り消すことができる。
No appeal may be entered against a decision dismissing the petition referred to in paragraph (1) or a decision rescinding the decision referred to in paragraph (1).
第百五十六条の五十三(加入金融商品取引関係業者の名簿の縦覧)
A designated dispute resolution organization must make the register of members and firms involved in financial instruments transactions available for public inspection.
指定紛争解決機関は、加入金融商品取引関係業者の名簿を公衆の縦覧に供しなければならない。
Article 156-54Restriction on the Use of Names
第百五十六条の五十四(名称の使用制限)
A person that is not a designated dispute resolution organization (other than a person that has obtained the designation under Article 52-62, paragraph (1) of the Banking Act or any other person specified by Cabinet Order as being similar thereto) must not use a term in its name or trade name which could give rise to the misconception that it is a designated dispute resolution organization.
指定紛争解決機関でない者(銀行法第五十二条の六十二第一項の規定による指定を受けた者その他これに類する者として政令で定めるものを除く。)は、その名称又は商号中に、指定紛争解決機関と誤認されるおそれのある文字を用いてはならない。
Section 3 Supervision
第三節 監督
Article 156-55Notification of a Change
第百五十六条の五十五(変更の届出)
If a particular set forth in Article 156-40, paragraph (1), items (ii) through (iv) changes, the designated dispute resolution organization must notify the Prime Minister of this.
指定紛争解決機関は、第百五十六条の四十第一項第二号から第四号までのいずれかに掲げる事項に変更があつたときは、その旨を内閣総理大臣に届け出なければならない。
If the Prime Minister is notified of a change in the trade name or name of a designated dispute resolution organization or in the location of its principal business office or office, the Prime Minister must give public notice of this in the Official Gazette.
第百五十六条の五十六(手続実施基本契約の締結等の届出)
If a designated dispute resolution organization falls under any of the following items, it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order:
指定紛争解決機関は、次の各号のいずれかに該当するときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
it concludes a basic contract for the implementation of dispute resolution procedures with a person or firm involved in financial instruments transactions, or it terminates such a basic contract for the implementation of dispute resolution procedures; and
金融商品取引関係業者と手続実施基本契約を締結したとき、又は当該手続実施基本契約を終了したとき。
cases other than what is set forth in the preceding item, which are specified by Cabinet Office Order.
前号に掲げるもののほか、内閣府令で定めるとき。
Article 156-57Submission of Business Reports
第百五十六条の五十七(業務に関する報告書の提出)
Each business year, a designated dispute resolution organization must prepare a report on the dispute resolution services, etc. in that business year and submit it to the Prime Minister.
The particulars to be stated in the report referred to the preceding paragraph, the submission date, and other necessary particulars are specified by Cabinet Office Order.
前項の報告書に関する記載事項、提出期日その他必要な事項は、内閣府令で定める。
Article 156-58Collection of Reports and On-Site Inspections
第百五十六条の五十八(報告の徴取及び立入検査)
If the Prime Minister finds it to be necessary for the fair and appropriate execution of dispute resolution services, etc., the Prime Minister may order a designated dispute resolution organization to make reports or submit materials relevant to its business, or may have relevant officials enter the business office, office, or any other facilities of the designated dispute resolution organization and ask questions about the state of the business of the designated dispute resolution organization or to inspect its books, documents, and any other articles.
If the Prime Minister finds it to be particularly necessary for the fair and appropriate execution of dispute resolution services, etc., the Prime Minister may, to the extent necessary, order a designated dispute resolution organization's member person or firm involved in financial instruments transactions or the person that a designated dispute resolution organization has entrusted with its business, to make reports or submit materials, or may have relevant officials enter the business office, office, or any other facilities of those persons, ask questions about the state of the business of the designated dispute resolution organization, or inspect their books, documents, and any other articles.
内閣総理大臣は、紛争解決等業務の公正かつ適確な遂行のため特に必要があると認めるときは、その必要の限度において、指定紛争解決機関の加入金融商品取引関係業者若しくは当該指定紛争解決機関から業務の委託を受けた者に対し、当該指定紛争解決機関の業務に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に、これらの者の営業所若しくは事務所その他の施設に立ち入らせ、当該指定紛争解決機関の業務の状況に関し質問させ、若しくはこれらの者の帳簿書類その他の物件を検査させることができる。
Article 156-59Business Improvement Orders
第百五十六条の五十九(業務改善命令)
If the Prime Minister finds it to be necessary for ensuring the fair and appropriate execution of dispute resolution services, etc. concerning a designated dispute resolution organization's operation of dispute resolution services, etc., the Prime Minister may, to the extent necessary, order the designated dispute resolution organization to take measures that are necessary for improving its business operations.
If a designated dispute resolution organization falls under any of the following items, the Prime Minister must consult with the Minister of Justice before seeking to give the order under the preceding paragraph:
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) (limited to the part that involves the operation of dispute resolution procedures, the requirement set forth in item (vii) of that paragraph involving the criteria set forth in the items of Article 156-44, paragraph (4) or the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is found to be likely that it will come to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) to (vii); or
第百五十六条の三十九第一項第五号から第七号までに掲げる要件(紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。)に該当しないこととなつた場合又は第百五十六条の三十九第一項第五号から第七号までに掲げる要件に該当しないこととなるおそれがあると認められる場合
it violates the provisions of Article 156-42, Article 156-43, Article 156-46, or Article 156-50 (but only if such violation is related to the operation of dispute resolution procedures).
第百五十六条の四十二、第百五十六条の四十三、第百五十六条の四十六又は第百五十六条の五十の規定に違反した場合(その違反行為が紛争解決手続の業務に係るものである場合に限る。)
Article 156-60Suspension or Discontinuation of Dispute Resolution Services
第百五十六条の六十(紛争解決等業務の休廃止)
A designated dispute resolution organization must obtain the authorization of the Prime Minister if it seeks to suspend (excluding suspension on the grounds prescribed in the following paragraph) or discontinue the whole or part of the dispute resolution services, etc.
If a designated dispute resolution organization suspends all or part of its dispute resolution services, etc. due to a natural disaster or for any other compelling reason, it must immediately notify the Prime Minister of this, indicating that it has done so and giving the reason. The same applies when the designated dispute resolution organization recommences all or a part of the dispute resolution services, etc. so suspended.
A designated dispute resolution organization that obtains the authorization for suspension or discontinuation under paragraph (1) or that implements the suspension referred to in the preceding paragraph must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of the suspension or discontinuation (if the designated dispute resolution organization has been entrusted with business by another designated dispute resolution organization or by a person that has obtained a designation under the provisions of other Acts which is specified by Cabinet Order as being connected with business equivalent to dispute resolution services, etc. (hereinafter collectively referred to as an "entrusting dispute resolution organization" in this paragraph), this includes procedures for processing complaints for the entrusting dispute resolution organization in connection with that entrustment and procedures for resolving disputes that have been implemented as of the day of the suspension or discontinuation; the same applies in paragraph (3) of the following Article), the member persons and firms involved in financial instruments transactions that are not parties, and other designated dispute resolution organizations, of the suspension or discontinuation, within two weeks from the day of the suspension or discontinuation. The same applies if the designated dispute resolution organization recommences all or a part of dispute resolution services, etc. so suspended.
第一項の規定による休止若しくは廃止の認可を受け、又は前項の休止をした指定紛争解決機関は、当該休止又は廃止の日から二週間以内に、当該休止又は廃止の日に苦情処理手続又は紛争解決手続(他の指定紛争解決機関又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者(以下この項において「委託紛争解決機関」という。)から業務の委託を受けている場合における当該委託に係る当該委託紛争解決機関の苦情を処理する手続又は紛争の解決を図る手続を含む。次条第三項において同じ。)が実施されていた当事者、当該当事者以外の加入金融商品取引関係業者及び他の指定紛争解決機関に当該休止又は廃止をした旨を通知しなければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
Article 156-61Rescission of a Designation
第百五十六条の六十一(指定の取消し等)
If a designated dispute resolution organization falls under any of the following items, the Prime Minister may rescind the designation under Article 156-39, paragraph (1) or order the suspension of all or part of its business during a fixed period of no longer than six months:
内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当するときは、第百五十六条の三十九第一項の規定による指定を取り消し、又は六月以内の期間を定めて、その業務の全部若しくは一部の停止を命ずることができる。
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (ii) through (vii), or it is discovered not to have fallen under any of the items of that paragraph at the time it obtained the designation;
第百五十六条の三十九第一項第二号から第七号までに掲げる要件に該当しないこととなつたとき、又は指定を受けた時点において同項各号のいずれかに該当していなかつたことが判明したとき。
it has obtained the designation under Article 156-39, paragraph (1) by wrongful means; or
不正の手段により第百五十六条の三十九第一項の規定による指定を受けたとき。
it violates a law or regulation or a disposition based on a law or regulation.
法令又は法令に基づく処分に違反したとき。
If a designated dispute resolution organization falls under any of the following items, the Prime Minister must consult with the Minister of Justice before seeking to issue a disposition or order under the preceding paragraph:
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) (limited to the part that involves the operation of dispute resolution procedures; the requirement set forth in item (vii) of that paragraph is limited to that which is related to the criteria set forth in the items of Article 156-44, paragraph (4) or the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is discovered not to have satisfied the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) at the time it obtained the designation under Article 156-39, paragraph (1); or
第百五十六条の三十九第一項第五号から第七号までに掲げる要件(紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。)に該当しないこととなつた場合又は第百五十六条の三十九第一項の規定による指定を受けた時点において同項第五号から第七号までに掲げる要件に該当していなかつたことが判明した場合
it violates the provisions of Article 156-42, Article 156-43, Article 156-46, or Article 156-50 (but only if that violation is related to the operation of dispute resolution procedures).
第百五十六条の四十二、第百五十六条の四十三、第百五十六条の四十六又は第百五十六条の五十の規定に違反した場合(その違反行為が紛争解決手続の業務に係るものである場合に限る。)
A person that is issued a disposition for the rescission of a designation under Article 156-39, paragraph (1) or an order for the suspension of all or part of its business pursuant to the provisions of paragraph (1) must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of that disposition or order, the member persons and firms involved in financial instruments transactions that are not parties, and other designated dispute resolution organizations, that it has been issued the disposition or order, within two weeks from the day of the disposition or order.
第一項の規定により第百五十六条の三十九第一項の規定による指定の取消しの処分を受け、又はその業務の全部若しくは一部の停止の命令を受けた者は、当該処分又は命令の日から二週間以内に、当該処分又は命令の日に苦情処理手続又は紛争解決手続が実施されていた当事者、当該当事者以外の加入金融商品取引関係業者及び他の指定紛争解決機関に当該処分又は命令を受けた旨を通知しなければならない。
If the Prime Minister rescinds a designation under Article 156-39, paragraph (1) pursuant to the provisions of paragraph (1), the Prime Minister must give public notice of this in the Official Gazette.
内閣総理大臣は、第一項の規定により第百五十六条の三十九第一項の規定による指定を取り消したときは、その旨を官報で公示しなければならない。
(Designation of a Person that Conducts Dispute Resolution Services)
At the application of a person satisfying the following requirements, the Prime Minister may designate that person as a person that conducts dispute resolution services, etc.:
内閣総理大臣は、次に掲げる要件を備える者を、その申請により、紛争解決等業務を行う者として、指定することができる。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it does not fall under a person that has had a designation under this paragraph rescinded pursuant to Article 156-61, paragraph (1) and for whom five years have not passed since the date of the…
第百五十六条の六十一第一項の規定によりこの項の規定による指定を取り消され、その取消しの日から五年を経過しない者又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを取り消され、その取消しの日から五年を経過しない者でないこと。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it does not fall under a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Attorneys Act…
この法律若しくは弁護士法(昭和二十四年法律第二百五号)又はこれらに相当する外国の法令の規定に違反し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者でないこと。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it has no officer (including the representative or administrator of an organization without legal personality for which a representative or administrator has been designated; hereinafter the same…
役員(法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。以下この章において同じ。)のうちに、次のいずれかに該当する者がないこと。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
it has a sufficient financial and technical basis to perform dispute resolution services, etc. in an appropriate manner;
紛争解決等業務を適確に実施するに足りる経理的及び技術的な基礎を有すること。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
the composition of its officers and employees is unlikely to compromise the fair implementation of dispute resolution services, etc.;
役員又は職員の構成が紛争解決等業務の公正な実施に支障を及ぼすおそれがないものであること。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
its rules for implementing dispute resolution services, etc. (hereinafter referred to as the "operational rules") conform to laws and regulations and are found to be sufficient for allowing it to…
紛争解決等業務の実施に関する規程(以下「業務規程」という。)が法令に適合し、かつ、この法律の定めるところにより紛争解決等業務を公正かつ適確に実施するために十分であると認められること。
Open this provision(Application for Designation)
its trade name or name;
商号又は名称
Open this provision(Application for Designation)
the name and location of its principal business office or office or any other business offices or offices for dispute resolution services, etc.; and
主たる営業所又は事務所その他紛争解決等業務を行う営業所又は事務所の名称及び所在地
Open this provision(Application for Designation)
the names or trade names of its officers.
役員の氏名又は商号若しくは名称
Open this provision(Services of a Designated Dispute Resolution Organization)
A designated dispute resolution organization is to perform dispute resolution services, etc. pursuant to the provisions of this Act and the operational rules.
指定紛争解決機関は、この法律及び業務規程の定めるところにより、紛争解決等業務を行うものとする。
Open this provision(Entrustment of the Operation of Complaint Processing Procedures or Dispute Resolution Procedures)
A designated dispute resolution organization must not entrust a person other than another designated dispute resolution organization or a person that has obtained designation under the provisions of…
指定紛争解決機関は、他の指定紛争解決機関又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者(第百五十六条の五十第四項及び第五項において「受託紛争解決機関」という。)以外の者に対して、苦情処理手続又は紛争解決手続の業務を委託してはならない。
Open this provision(Operational Rules)
The operational rules with regard to the matters set forth in paragraph (1), item (iii), must conform to the following criteria:
第一項第三号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
Open this provision(Operational Rules)
The operational rules with regard to the matters set forth in paragraph (1), items (iv) and (v) must conform to the following criteria:
第一項第四号及び第五号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
Open this provision(Prohibition on the Employment of a Member of an Organized Crime Group)
A designated dispute resolution organization must not allow the member, etc. of an organized crime group (meaning a member of an organized crime group as defined in Article 2, item (vi) of the Act to…
指定紛争解決機関は、暴力団員等(暴力団員による不当な行為の防止等に関する法律第二条第六号に規定する暴力団員(以下この条において「暴力団員」という。)又は暴力団員でなくなつた日から五年を経過しない者をいう。)を紛争解決等業務に従事させ、又は紛争解決等業務の補助者として使用してはならない。
Open this provision(Dispute Resolution Procedures by a Designated Dispute Resolution Organization)
The party to a dispute related to financial instruments transaction services may file an application for dispute resolution procedures with the designated dispute resolution organization with which…
加入金融商品取引関係業者に係る金融商品取引業等業務関連紛争の解決を図るため、当事者は、当該加入金融商品取引関係業者が手続実施基本契約を締結した指定紛争解決機関に対し、紛争解決手続の申立てをすることができる。
Open this provision(Suspension of Court Proceedings)
If litigation is pending with regard to a dispute related to financial instruments transaction services between the parties to a dispute related to financial instruments transaction services…
金融商品取引業等業務関連紛争について当該金融商品取引業等業務関連紛争の当事者間に訴訟が係属する場合において、次の各号のいずれかに掲げる事由があり、かつ、当該金融商品取引業等業務関連紛争の当事者の共同の申立てがあるときは、受訴裁判所は、四月以内の期間を定めて訴訟手続を中止する旨の決定をすることができる。
Open this provision(Suspension of Court Proceedings)
dispute resolution procedures have been implemented for a dispute related to financial instruments transaction services, between the parties to the relevant dispute related to financial instruments…
当該金融商品取引業等業務関連紛争について、当該金融商品取引業等業務関連紛争の当事者間において紛争解決手続が実施されていること。
Open this provision(Suspension of Court Proceedings)
The court in charge of the case may rescind the decision referred to in the preceding paragraph at any time.
受訴裁判所は、いつでも前項の決定を取り消すことができる。
Open this provision(Notification of a Change)
If a particular set forth in Article 156-40, paragraph (1), items (ii) through (iv) changes, the designated dispute resolution organization must notify the Prime Minister of this.
指定紛争解決機関は、第百五十六条の四十第一項第二号から第四号までのいずれかに掲げる事項に変更があつたときは、その旨を内閣総理大臣に届け出なければならない。
Open this provision(Notification of the Conclusion of a Basic Contract for the Implementation of Dispute Resolution Procedures)
it concludes a basic contract for the implementation of dispute resolution procedures with a person or firm involved in financial instruments transactions…
金融商品取引関係業者と手続実施基本契約を締結したとき、又は当該手続実施基本契約を終了したとき。
Open this provision(Submission of Business Reports)
Each business year, a designated dispute resolution organization must prepare a report on the dispute resolution services, etc. in that business year and submit it to the Prime Minister.
指定紛争解決機関は、事業年度ごとに、当該事業年度に係る紛争解決等業務に関する報告書を作成し、内閣総理大臣に提出しなければならない。
Open this provision(Business Improvement Orders)
If the Prime Minister finds it to be necessary for ensuring the fair and appropriate execution of dispute resolution services, etc. concerning a designated dispute resolution organization's operation…
内閣総理大臣は、指定紛争解決機関の紛争解決等業務の運営に関し、紛争解決等業務の公正かつ適確な遂行を確保するため必要があると認めるときは、その必要の限度において、当該指定紛争解決機関に対して、その業務の運営の改善に必要な措置を命ずることができる。
Open this provision(Business Improvement Orders)
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii)…
第百五十六条の三十九第一項第五号から第七号までに掲げる要件(紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。)に該当しないこととなつた場合又は第百五十六条の三十九第一項第五号から第七号までに掲げる要件に該…
Open this provision(Suspension or Discontinuation of Dispute Resolution Services)
A designated dispute resolution organization must obtain the authorization of the Prime Minister if it seeks to suspend (excluding suspension on the grounds prescribed in the following paragraph) or…
指定紛争解決機関は、紛争解決等業務の全部若しくは一部の休止(次項に規定する理由によるものを除く。)をし、又は廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provision(Suspension or Discontinuation of Dispute Resolution Services)
If a designated dispute resolution organization suspends all or part of its dispute resolution services, etc. due to a natural disaster or for any other compelling reason…
指定紛争解決機関が、天災その他のやむを得ない理由により紛争解決等業務の全部又は一部の休止をした場合には、直ちにその旨を、理由を付して内閣総理大臣に届け出なければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
Open this provision(Suspension or Discontinuation of Dispute Resolution Services)
A designated dispute resolution organization that obtains the authorization for suspension or discontinuation under paragraph (1) or that implements the suspension referred to in the preceding…
第一項の規定による休止若しくは廃止の認可を受け、又は前項の休止をした指定紛争解決機関は、当該休止又は廃止の日から二週間以内に、当該休止又は廃止の日に苦情処理手続又は紛争解決手続(他の指定紛争解決機関又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者(以下この項に…
Open this provision(Rescission of a Designation)
If a designated dispute resolution organization falls under any of the following items, the Prime Minister may rescind the designation under Article 156-39…
内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当するときは、第百五十六条の三十九第一項の規定による指定を取り消し、又は六月以内の期間を定めて、その業務の全部若しくは一部の停止を命ずることができる。
Open this provision(Rescission of a Designation)
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii)…
第百五十六条の三十九第一項第五号から第七号までに掲げる要件(紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。)に該当しないこととなつた場合又は第百五十六条の三十九第一項の規定による指定を受けた時点において…
Open this provision(Rescission of a Designation)
A person that is issued a disposition for the rescission of a designation under Article 156-39, paragraph (1) or an order for the suspension of all or part of its business pursuant to the provisions…
第一項の規定により第百五十六条の三十九第一項の規定による指定の取消しの処分を受け、又はその業務の全部若しくは一部の停止の命令を受けた者は、当該処分又は命令の日から二週間以内に、当該処分又は命令の日に苦情処理手続又は紛争解決手続が実施されていた当事者…
Open this provision(Designation of Persons that Conduct Dispute Resolution Services)
Upon application from a person satisfying the following requirements, the Prime Minister may designate the person as a person that conducts dispute resolution services:
内閣総理大臣は、次に掲げる要件を備える者を、その申請により、紛争解決等業務を行う者として、指定することができる。
Open this provisiondesignated dispute resolution organization
「指定紛争解決機関」
A person the Prime Minister has designated, on its application, under Article 156-39, paragraph (1) to carry on dispute resolution services, etc. (紛争解決等業務), having found that it meets the requirements listed there.
Defined inArticle 156-38, paragraph (1)· applies only in this chapter
complaint processing procedures
「苦情処理手続」
In Chapter V-5, on designated dispute resolution organizations (指定紛争解決機関), the procedures for handling complaints about financial instruments transaction services (金融商品取引業等業務), the kinds of business listed in Article 156-38, paragraph (8).
Defined inArticle 156-38, paragraph (9)· applies only in this chapter
dispute resolution procedures
「紛争解決手続」
In Chapter V-5, procedures for resolving, without a lawsuit, a dispute relating to financial instruments business, etc. services (金融商品取引業等業務) that the parties are able to settle.
Defined inArticle 156-38, paragraph (10)· applies only in this chapter
dispute related to financial instruments transaction servicesmachine translation
「金融商品取引業等業務関連紛争」
In Article 156-38, paragraph (10), Articles 156-44 and 156-45 and Articles 156-50 to 156-52, a dispute about financial instruments transaction services (金融商品取引業等業務) that the parties can settle between themselves (和解).
Defined inArticle 156-38, paragraph (10)· applies only in this provision and in Articles 156-44, 156-45 and 156-50 to 156-52
dispute resolution services, etc.
「紛争解決等業務」
The work of complaint processing procedures (苦情処理手続) and dispute resolution procedures (紛争解決手続), and work incidental to it.
Defined inArticle 156-38, paragraph (11)· applies only in this chapter
basic contract for the implementation of dispute resolution proceduresmachine translation
「手続実施基本契約」
A contract on carrying out dispute resolution services, etc. (紛争解決等業務) concluded between a designated dispute resolution organization (指定紛争解決機関) and a business operator involved in financial instruments transactions (金融商品取引関係業者) — a financial instruments business operator, etc. or a securities finance company.
Defined inArticle 156-38, paragraph (13)· applies only in this chapter
financial instruments transactions
「金融商品取引関係業者」
In Article 156-38, paragraph (13), Article 156-39, Article 156-42, paragraph (2), Article 156-44 and Article 156-56, item (i), a financial instruments business operator, etc. (金融商品取引業者等) or a securities finance company (証券金融会社), with which a designated dispute resolution organization (指定紛争解決機関) concludes a basic contract for implementing dispute resolution procedures (手続実施基本契約).
Defined inArticle 156-38, paragraph (13)· applies only in this provision and in Articles 156-39 and 156-44; Article 156-42, paragraph (2); and Article 156-56, paragraph (1), item (i)
member person or firm involved in financial instruments transactionsmachine translation
「加入金融商品取引関係業者」
In Chapter 5-5, a person or firm involved in financial instruments transactions (金融商品取引関係業者) that has concluded a basic contract for the implementation of dispute resolution procedures (手続実施基本契約) with a designated dispute resolution organization (指定紛争解決機関).
Defined inArticle 156-42, paragraph (2)· applies only in this chapter
party
「当事者」
In the chapter on designated dispute resolution organizations (指定紛争解決機関), a member business operator (加入金融商品取引関係業者) or a customer of one that is a party to the complaint processing or dispute resolution concerned.
Short name set inArticle 156-44, paragraph (1), item (v)· applies only in this chapter
entrusting dispute resolution organization
「委託紛争解決機関」
In Article 156-60, paragraph (3), another designated dispute resolution organization (指定紛争解決機関), or a person designated under another law for work a Cabinet Order (政令) specifies as equivalent to dispute resolution services, that has entrusted complaint processing or dispute resolution to the designated dispute resolution organization concerned.
Short name set inArticle 156-60, paragraph (3)· applies only in this paragraph
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.