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Supplementary Provisions

附　則

Supplementary Provisions, Article 1Effective Date

第一条（施行期日）

This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation (hereinafter referred to as "the effective date"); provided, however, that the provisions listed in the following items come into effect as of the dates specified in the respective items.

この法律は、公布の日から起算して一年六月を超えない範囲内において政令で定める日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。

the provisions of ; the provisions in amending (limited to the part replacing " or or , , or " with ", or , "); the provisions in amending (limited to the part replacing " or or , , or " with ", or , "); the provisions in amending (limited to the part replacing " or or " with "", and replacing ", or (Crime of Offering Securities without Filing a Notification, etc.)" with " or (Crime of Offering Securities without Filing a Notification, etc.), (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in amending (limited to the part replacing " or or " with "", and replacing ", or (Crime of Offering Securities without Filing a Notification, etc.)" with " or (Crime of Offering Securities without Filing a Notification, etc.), (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in amending (limited to the part replacing " or or " with "", and replacing ", or (Crime of Offering Securities without Filing a Notification, etc.)" with " or (Crime of Offering Securities without Filing a Notification, etc.), (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in amending (limited to the part replacing " or or " with "", and replacing ", or (Crime of Offering Securities without Filing a Notification, etc.)" with " or (Crime of Offering Securities without Filing a Notification, etc.), (Crime of Violating a Prohibition Order or Stay Order Issued by the Court)"); the provisions in amending (limited to the part replacing " or or , , or " with ", or , "); and the provisions of Articles 2 and , , , , , , , and of the Supplementary Provisions: the day on which 20 days have elapsed from the date of promulgation

の規定、中の改正規定（「若しくは若しくは、、若しくは」を「、若しくは、」に改める部分に限る。）、中の改正規定（「若しくは若しくは、、若しくは」を「、若しくは、」に改める部分に限る。）、中の改正規定（「若しくは若しくは」を「」に、「、若しくは（有価証券の無届募集等の罪）」を「若しくは（有価証券の無届募集等の罪）、（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、中の改正規定（「若しくは若しくは」を「」に、「、若しくは（有価証券の無届募集等の罪）」を「若しくは（有価証券の無届募集等の罪）、（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、中の改正規定（「若しくは若しくは」を「」に、「、若しくは（有価証券の無届募集等の罪）」を「若しくは（有価証券の無届募集等の罪）、（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、中の改正規定（「若しくは若しくは」を「」に、「、若しくは（有価証券の無届募集等の罪）」を「若しくは（有価証券の無届募集等の罪）、（裁判所の禁止又は停止命令違反の罪）」に改める部分に限る。）、中の改正規定（「若しくは若しくは、、若しくは」を「、若しくは、」に改める部分に限る。）並びに附則第二条、、、、、、、及びの規定　公布の日から起算して二十日を経過した日

Omitted

略

the provisions of (excluding the provisions amending (excluding the part adding "and " after ""), the provisions amending , the provisions amending , the provisions amending (excluding the part replacing "control the business activities of a company that is the issuer of the share certificates, etc." with "carry out an act specified by Cabinet Order as an act that makes a significant change to, or has a significant influence on, the business activities of the issuer of the share certificates, etc. (referred to as 'important proposal acts, etc.' in and )" and the part adding three paragraphs to ), the provisions amending , and the provisions amending (excluding the part replacing "" with " and " and the part adding "or " after "")) and the provisions of Articles 7, 8 and 12 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation

の規定（の改正規定（「」の下に「及び」を加える部分を除く。）、の改正規定、の改正規定、の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（及びにおいて「重要提案行為等」という。）を行う」に改める部分及びに三項を加える部分を除く。）、の改正規定及びの改正規定（「」を「及び」に改める部分及び「」の下に「若しくは」を加える部分を除く。）を除く。）並びに附則第七条、第八条及び第十二条の規定　公布の日から起算して六月を超えない範囲内において政令で定める日

the provisions in amending (excluding the part adding "and " after ""), the provisions amending , the provisions amending , the provisions amending (excluding the part replacing "control the business activities of a company that is the issuer of the share certificates, etc." with "carry out an act specified by Cabinet Order as an act that makes a significant change to, or has a significant influence on, the business activities of the issuer of the share certificates, etc. (referred to as 'important proposal acts, etc.' in and )" and the part adding three paragraphs to ), the provisions amending , and the provisions amending (excluding the part replacing "" with " and " and the part adding "or " after ""), and the provisions of Articles 9 through 11 and Article 13 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year from the date of promulgation

中の改正規定（「」の下に「及び」を加える部分を除く。）、の改正規定、の改正規定、の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（及びにおいて「重要提案行為等」という。）を行う」に改める部分及びに三項を加える部分を除く。）、の改正規定及びの改正規定（「」を「及び」に改める部分及び「」の下に「若しくは」を加える部分を除く。）並びに附則第九条から第十一条まで及び第十三条の規定　公布の日から起算して一年を超えない範囲内において政令で定める日

the provisions of : the date on which the comes into effect

の規定　の施行の日

Supplementary Provisions, Article 2Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 1

第二条（第一条の規定による証券取引法の一部改正に伴う経過措置）

The provisions of as amended by the provisions of apply to violations prescribed in as so amended that commence on or after the day on which 20 days have elapsed from the date of promulgation of this Act.

の規定による改正後のの規定は、この法律の公布の日から起算して二十日を経過した日以後に開始されるに規定する違反行為について適用する。

Supplementary Provisions, Article 7Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 2

第七条（第二条の規定による証券取引法の一部改正に伴う経過措置）

The provisions of as amended by the provisions of (referred to as the "New Securities and Exchange Act" in this Article through Article 13 of the Supplementary Provisions) apply to the purchase, etc. of share certificates, etc. set forth below, and with regard to the purchase, etc. of share certificates, etc. prescribed in before its amendment by the provisions of (referred to as the "Former Securities and Exchange Act" in the following Article through Article 13 of the Supplementary Provisions) that was conducted before the day on which the provisions set forth in Article 1, item (iii) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iii) effective date"), the provisions then in force continue to govern:

の規定による改正後の証券取引法（以下この条から附則第十三条までにおいて「新証券取引法」という。）の規定は、次に掲げる株券等の買付け等について適用し、附則第一条第三号に掲げる規定の施行の日（以下「第三号施行日」という。）前に行ったの規定による改正前の証券取引法（次条から附則第十三条までにおいて「旧証券取引法」という。）に規定する株券等の買付け等については、なお従前の例による。

the purchase, etc. of share certificates, etc. prescribed in and of the New Securities and Exchange Act that is conducted on or after the item (iii) effective date;

第三号施行日以後に行うからまで及びに規定する株券等の買付け等

the purchase, etc. of share certificates, etc. conducted within the period specified by Cabinet Order prescribed in of the New Securities and Exchange Act that commences on or after the item (iii) effective date; and

第三号施行日以後に開始するに規定する政令で定める期間内に行う株券等の買付け等

the purchase, etc. of share certificates, etc. conducted within the period specified by Cabinet Order prescribed in of the New Securities and Exchange Act that commences on or after the item (iii) effective date.

第三号施行日以後に開始するに規定する政令で定める期間内に行う株券等の買付け等

Supplementary Provisions, Article 8

第八条

The provisions of and (limited to the part pertaining to ), and , , and , , and of the New Securities and Exchange Act apply to the purchase, etc. of share certificates, etc. by a tender offer under the provisions of of the New Securities and Exchange Act conducted during the tender offer period prescribed in of the New Securities and Exchange Act that commences on or after the item (iii) effective date, and with regard to the purchase, etc. of share certificates, etc. by a tender offer under the provisions of of the Former Securities and Exchange Act conducted during the tender offer period prescribed in of the Former Securities and Exchange Act that commenced before the item (iii) effective date, the provisions then in force continue to govern.

及び（に係る部分に限る。）、及び、、及び、並びにの規定は、第三号施行日以後に開始するに規定する公開買付期間中に行うの規定による公開買付けによる株券等の買付け等について適用し、第三号施行日前に開始したに規定する公開買付期間中に行うの規定による公開買付けによる株券等の買付け等については、なお従前の例による。

Supplementary Provisions, Article 9

第九条

A person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date"), actually falls under a large-volume holder prescribed in of the New Securities and Exchange Act (hereinafter in this Article referred to as a "new large-volume holder") (excluding a person who falls under a large-volume holder prescribed in of the Former Securities and Exchange Act) is deemed to have become a new large-volume holder on the item (iv) effective date, and the provisions of of the New Securities and Exchange Act apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. prescribed in of the New Securities and Exchange Act has become five percent or less on the item (iv) effective date.

附則第一条第四号に掲げる規定の施行の日（以下「第四号施行日」という。）において現にに規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（に規定する大量保有者に該当する者を除く。）については、第四号施行日に新大量保有者となったものとみなして、からまでの規定を適用する。ただし、第四号施行日においてに規定する株券等保有割合が百分の五以下となったときは、この限りでない。

In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in of the New Securities and Exchange Act that a new large-volume holder is to submit are specified by Cabinet Office Order.

前項の場合において、新大量保有者が提出すべきに規定する大量保有報告書の記載内容の特例については、内閣府令で定める。

The following reports that are actually submitted on the item (iv) effective date pursuant to the provisions of Chapter II-3 of the Former Securities and Exchange Act are deemed to have been submitted pursuant to the provisions of Chapter II-3 of the New Securities and Exchange Act:

第四号施行日において現に旧証券取引法第二章の三の規定により提出されている次に掲げる報告書は、新証券取引法第二章の三の規定により提出されたものとみなす。

the statement of large-volume holdings prescribed in of the Former Securities and Exchange Act, the statement of changes prescribed in of the Former Securities and Exchange Act, and the amended reports for them.

に規定する大量保有報告書及びに規定する変更報告書並びにこれらの訂正報告書

the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in of the Former Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in , and the amended reports for them.

に規定する特例対象株券等に係る大量保有報告書及びに規定する特例対象株券等に係る変更報告書並びにこれらの訂正報告書

Supplementary Provisions, Article 10

第十条

The provisions of of the New Securities and Exchange Act apply to a person who becomes a large-volume holder prescribed in on or after the item (iv) effective date, and with regard to a person who became a large-volume holder prescribed in of the Former Securities and Exchange Act before the item (iv) effective date, the provisions then in force continue to govern.

の規定は、第四号施行日以後にに規定する大量保有者となった者について適用し、第四号施行日前にに規定する大量保有者となった者については、なお従前の例による。

The provisions of of the New Securities and Exchange Act apply to the case where, on or after the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in increases or decreases by one percent or more (excluding the case that does not accompany an increase or decrease in the total number of held share certificates, etc.) or there is any other change specified by Cabinet Order as a change in a material particular to be stated in the statement of large-volume holdings, and with regard to the case where, before the item (iv) effective date, the holding ratio of share certificates, etc. prescribed in of the Former Securities and Exchange Act increased or decreased by one percent or more (excluding the case that did not accompany an increase or decrease in the total number of held share certificates, etc.) or there was any other change in a material particular to be stated in the statement of large-volume holdings, the provisions then in force continue to govern.

の規定は、第四号施行日以後にに規定する株券等保有割合が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。）その他の大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合について適用し、第四号施行日前にに規定する株券等保有割合が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。）その他の大量保有報告書に記載すべき重要な事項の変更があった場合については、なお従前の例による。

The provisions of of the New Securities and Exchange Act apply to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in of the New Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in of the New Securities and Exchange Act comes to exceed five percent for the first time on the reference date prescribed in of the New Securities and Exchange Act that falls on or after the item (iv) effective date, and with regard to the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in of the Former Securities and Exchange Act in the case where the holding ratio of share certificates, etc. prescribed in of the Former Securities and Exchange Act came to exceed five percent for the first time on the reference date prescribed in of the Former Securities and Exchange Act that fell before the item (iv) effective date, the provisions then in force continue to govern.

の規定は、第四号施行日以後のに規定する基準日においてに規定する株券等保有割合が初めて百分の五を超えることとなった場合におけるに規定する特例対象株券等に係る大量保有報告書について適用し、第四号施行日前のに規定する基準日においてに規定する株券等保有割合が初めて百分の五を超えることとなった場合におけるに規定する特例対象株券等に係る大量保有報告書については、なお従前の例による。

The provisions of of the New Securities and Exchange Act apply to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in in the case where, on or after the item (iv) effective date, a case set forth in the items of has come to apply, and with regard to the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in of the Former Securities and Exchange Act in the case where, before the item (iv) effective date, a case set forth in the items of has come to apply, the provisions then in force continue to govern.

の規定は、第四号施行日以後に各号に掲げる場合に該当することとなった場合におけるに規定する特例対象株券等に係る変更報告書について適用し、第四号施行日前に各号に掲げる場合に該当することとなった場合におけるに規定する特例対象株券等に係る変更報告書については、なお従前の例による。

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