Chapter VI-2 Administrative Monetary Penalty (Article 185-7) — Financial Instruments and Exchange Act

1 article

Article 185-7Decision to Issue an Administrative Monetary Penalty Payment Order

第百八十五条の七（課徴金の納付命令の決定等）

内閣総理大臣は、審判手続を経た後、第百七十八条第一項各号に掲げる事実のいずれかがあると認めるときは、この条に別段の定めがある場合を除き、被審人に対し、第百七十二条第一項、第二項（同条第四項において準用する場合を含む。）若しくは第三項、第百七十二条の二第一項（同条第四項において準用する場合を含む。）、第二項（同条第五項において準用する場合を含む。）若しくは第六項、第百七十二条の三第一項若しくは第二項、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）、第百七十二条の五、第百七十二条の六第一項（同条第二項において準用する場合を含む。）、第百七十二条の七から第百七十二条の九まで、第百七十二条の十第一項若しくは第二項、第百七十二条の十一第一項、第百七十二条の十二第一項、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項、第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項又は第百七十五条の二第一項（同条第十三項において準用する場合を含む。）若しくは第二項（同条第十四項において準用する場合を含む。）の規定による課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

If the Prime Minister is required to issue the decision referred to the preceding paragraph in connection with a fact that falls under Article 172, paragraph (1) and a fact that falls under Article 172, paragraph (2) for the same public offering or secondary distribution (limited to a decision under Article 178, paragraph (1), item (i)), in lieu of the amount under Article 172, paragraph (1) or (2), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is proportionally divided in parallel with the amounts calculated pursuant to paragraph (1) and paragraph (2) of that Article in respect of each fact subject to a decision.

内閣総理大臣は、同一の募集又は売出しについて第百七十二条第一項に該当する事実及び同条第二項に該当する事実のそれぞれについて前項の決定（第百七十八条第一項第一号に係るものに限る。）をしなければならないときは、第百七十二条第一項又は第二項の規定による額に代えて、同条第一項の規定により算出した額をそれぞれの決定に係る事実について同条第一項又は第二項の規定により算出した額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

Once the Prime Minister has issued a decision with regard to a public offering or secondary distribution that falls under both Article 172, paragraph (1) and paragraph (2) pursuant to the provisions of paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (i) to have occurred; hereinafter the same applies in this paragraph), the preceding paragraph, or paragraph (15) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (i) to have occurred), the Prime Minister may not issue a new decision with regard to such a public offering or secondary distribution pursuant to the preceding two paragraphs.

内閣総理大臣は、第百七十二条第一項及び第二項のいずれにも該当する募集又は売出しについて既に第一項（第百七十八条第一項第一号に掲げる事実があると認める場合に限る。以下この項において同じ。）、前項又は第十五項（同号に掲げる事実があると認める場合に限る。）の規定により決定をしているときは、当該募集又は売出しについて前二項の規定により新たな決定をすることができない。

If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a decision under Article 178, paragraph (1), item (iii)) in connection with the submission of ongoing disclosure documents (meaning an annual securities report or a semiannual securities report; the same applies in the following paragraph) covering the same business year subject to disclosure, for each of the fact that falls under Article 172-3, paragraph (1) and the fact that falls under paragraph (2) of that Article, in lieu of the amount set forth in Article 172-3, paragraph (1) or the amount set forth in Article 172-3, paragraph (2), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is proportionally divided in parallel with the amount calculated for each decision (meaning the amount calculated pursuant to Article 172-3, paragraph (1) or (2) in respect of the fact subject to each decision).

内閣総理大臣は、同一の記載対象事業年度に係る継続開示書類（有価証券報告書又は半期報告書をいう。次項において同じ。）の提出について第百七十二条の三第一項に該当する事実及び同条第二項に該当する事実のそれぞれについて第一項の決定（第百七十八条第一項第三号に係るものに限る。）をしなければならないときは、第百七十二条の三第一項又は第二項の規定による額に代えて、同条第一項の規定により算出した額を個別決定ごとの算出額（それぞれの決定に係る事実について同条第一項又は第二項の規定により算出した額をいう。）に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iii) to have occurred; hereinafter the same applies in this paragraph), and is required to issue a decision (hereinafter referred to as a "new decision" in this paragraph) in connection with an ongoing disclosure document for the same business year subject to disclosure as the ongoing disclosure document in connection with which a decision (hereinafter referred to as a "prior decision" in this paragraph) has already been made pursuant to paragraph (1) or paragraph (15) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iii) to have occurred; hereinafter the same applies in this paragraph), in lieu of the amount set forth in Article 172-3, paragraph (1) or the amount set forth in Article 172-3, paragraph (2), the Prime Minister must issue an order in respect of the new decision for the relevant person to pay an administrative monetary penalty to the national treasury in an amount equal to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i); provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative monetary penalty payment order under Article 172-3, paragraph (1) or (2):

内閣総理大臣は、第一項（第百七十八条第一項第三号に掲げる事実があると認める場合に限る。以下この項において同じ。）の決定をしなければならない場合において、既に第一項又は第十五項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた決定（以下この項において「既決定」という。）に係る継続開示書類と同一の記載対象事業年度に係る継続開示書類について決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の三第一項又は第二項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項又は第二項の規定による課徴金の納付を命ずることができない。

the amount calculated pursuant to Article 172-3, paragraph (1);

第百七十二条の三第一項の規定により算出した額

the amount of the administrative monetary penalty under the provisions of Article 172-3, paragraph (1) or (2) or paragraph (15) of this Article related to that prior decision.

当該既決定に係る第百七十二条の三第一項若しくは第二項又は本条第十五項の規定による課徴金の額

If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a decision under Article 178, paragraph (1), item (iv)) in connection with two or more ongoing disclosure documents, etc. covering the same business year subject to disclosure (meaning an annual securities report, etc. or a semiannual securities or extraordinary report, etc., but excluding an amended report to amend a false statement contained in any of those documents or to correct a deficiency in respect of a material particular that is required to be stated as prescribed in Article 7, paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (these provisions including as applied mutatis mutandis pursuant to Article 27); the same applies in the following paragraph), and the sum total of the amounts calculated pursuant to Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) in respect of each fact subject to a decision (hereinafter referred to as the "amount calculated for each decision" in this paragraph, the following paragraph, and paragraph (16) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) to have occurred)) exceeds the higher of the amounts set forth in the following items, in lieu of the amount provided for in Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the higher of those amounts is proportionally divided in parallel with the amount calculated for each decision, pursuant to the provisions of Cabinet Office Order:

内閣総理大臣は、同一の記載対象事業年度に係る二以上の継続開示書類等（有価証券報告書等又は半期・臨時報告書等をいい、これらの書類に係る虚偽の記載を訂正し、又は記載すべき重要な事項の不備を補正する第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する第七条第一項、第九条第一項又は第十条第一項の規定による訂正報告書を除く。次項において同じ。）について第一項の決定（第百七十八条第一項第四号に係るものに限る。）をしなければならない場合において、それぞれの決定に係る事実について第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）の規定により算出した額（以下この項、次項及び第十六項（同号に掲げる事実があると認める場合に限る。）において「個別決定ごとの算出額」という。）を合計した額が次の各号に掲げる額のいずれか高い額を超えるときは、第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）の規定による額に代えて、当該高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

the highest of the amounts calculated pursuant to Article 172-4, paragraph (1) for the fact that has occurred in respect of the decision, for each annual securities report, etc.;

それぞれの有価証券報告書等についての当該決定に係る事実について第百七十二条の四第一項の規定により算出した額のうち最も高い額

the highest of the amounts arrived at when the amount calculated pursuant to Article 172-4, paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) for the fact that has occurred in respect of the decision is multiplied by two, for each semiannual securities or extraordinary report, etc.

それぞれの半期・臨時報告書等についての当該決定に係る事実について第百七十二条の四第二項（同条第三項において準用する場合を含む。）の規定により算出した額に二を乗じて得た額のうち最も高い額

If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph) or the decision referred to in the preceding paragraph, and is required to issue one or more decisions (hereinafter each is referred to as a "new decision" in this paragraph) in connection with an ongoing disclosure document, etc. for the same business year subject to disclosure, as an ongoing disclosure document, etc. in connection with which the Prime Minister has already issued one or more decisions pursuant to paragraph (1), the preceding paragraph, this paragraph, paragraph (14) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph), paragraph (15) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph), or paragraph (16) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph) (each such a decision is hereinafter referred to as a "prior decision" in this paragraph), in lieu of the amount set forth in Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) or the preceding paragraph, the Prime Minister must issue an order in respect of the new decisions, for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i), and the difference is then proportionally divided in parallel with the amount calculated for each decision in respect of each fact subject to a new decision, pursuant to the provisions of Cabinet Office Order; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative monetary penalty payment order under paragraph (1) or (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) or the preceding paragraph:

内閣総理大臣は、第一項（第百七十八条第一項第四号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項、第十四項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）、第十五項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十六項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた一以上の決定（以下この項において「既決定」という。）に係る継続開示書類等と同一の記載対象事業年度に係る継続開示書類等について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところによりそれぞれの新決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項の規定による課徴金の納付を命ずることができない。

the sum total of the amounts calculated for each decision, in respect of each fact subject to a prior decision and to a new decision (if this amount exceeds the higher of the amounts set forth in the following (a) or (b), this means the higher of those amounts):

それぞれの既決定及び新決定に係る事実について個別決定ごとの算出額を合計した額（その額が次のイ又はロに掲げる額のいずれか高い額を超えるときは、当該高い額）

the highest of the amounts calculated pursuant to Article 172-4, paragraph (1) in respect of each fact subject to a prior decision and to a new decision for each annual report, etc.; or

それぞれの有価証券報告書等についての当該既決定又は当該新決定に係る事実について第百七十二条の四第一項の規定により算出した額のうち最も高い額

the highest of the amounts arrived at when the amounts calculated pursuant to Article 172-4, paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) in respect of each fact subject to a prior decision and to a new decision for each semiannual securities or extraordinary report, etc., are multiplied by two;

それぞれの半期・臨時報告書等についての当該既決定又は当該新決定に係る事実について第百七十二条の四第二項（同条第三項において準用する場合を含む。）の規定により算出した額に二を乗じて得た額のうち最も高い額

the sum of the amount of administrative monetary penalty under Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article), the preceding paragraph, this paragraph, and paragraphs (14) through (16), in connection with the prior decisions.

当該既決定に係る第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項、この項若しくは第十四項から第十六項までの規定による課徴金の額を合計した額

If the Prime Minister is required to issue the decision referred to in paragraph (1) in connection with two or more tender offer documents, etc. (meaning a public notice of the commencement of the tender offer, etc. or a tender offer statement; the same applies in the following paragraph) for the same tender offer (limited to a decision under Article 178, paragraph (1), item (vi)), in lieu of the amount set forth in Article 172-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is divided proportionally in parallel with the amounts calculated pursuant to that paragraph (including as applied mutatis mutandis pursuant to paragraph (2) of that Article) in respect of each fact subject to a decision.

内閣総理大臣は、同一の公開買付けに係る二以上の公開買付書類等（公開買付開始公告等又は公開買付届出書等をいう。次項において同じ。）について第一項の決定（第百七十八条第一項第六号に係るものに限る。）をしなければならないときは、第百七十二条の六第一項（同条第二項において準用する場合を含む。）の規定による額に代えて、同条第一項の規定により算出した額をそれぞれの決定に係る事実について同項（同条第二項において準用する場合を含む。）の規定により算出した額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

If the Prime Minister has already issued a decision pursuant to paragraph (1) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (vi) to have occurred; hereinafter the same applies in this paragraph), the preceding paragraph, or paragraph (15) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (vi) to have occurred) in connection with a tender offer document, etc., the Prime Minister may not issue a new decision pursuant to paragraph (1) or the preceding paragraph in connection with a tender offer document, etc. linked to the same tender offer as that tender offer document, etc.

内閣総理大臣は、公開買付書類等について既に第一項（第百七十八条第一項第六号に掲げる事実があると認める場合に限る。以下この項において同じ。）、前項又は第十五項（同号に掲げる事実があると認める場合に限る。）の規定により決定をしているときは、当該公開買付書類等と同一の公開買付けに係る公開買付書類等について第一項又は前項の規定により新たな決定をすることができない。

If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a decision under Article 178, paragraph (1), item (xi)) in connection with two or more pieces of information on the issuer, etc. for the same business year subject to disclosure (excluding amended information on the issuer that amends false information contained in the relevant information on the issuer, etc. or that corrects a deficiency of information about a material particular that is required to be provided or disclosed; the same applies in the following paragraph), in lieu of the amount under Article 172-11, paragraph (1), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the highest of the amounts calculated pursuant to that paragraph in respect of each fact subject to a decision (hereinafter referred to as the "amount calculated for each decision" in this paragraph, the following paragraph and paragraph (16) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (xi) to have occurred)) is proportionally divided in parallel with the amount calculated for each decision, pursuant to the provisions of Cabinet Office Order.

内閣総理大臣は、同一の記載対象事業年度に係る二以上の発行者等情報（発行者等情報に係る虚偽の情報を訂正し、又は提供し、若しくは公表すべき重要な事項に関する情報の不備を補正する訂正発行者情報を除く。次項において同じ。）について第一項の決定（第百七十八条第一項第十一号に係るものに限る。）をしなければならないときは、第百七十二条の十一第一項の規定による額に代えて、それぞれの決定に係る事実について同項の規定により算出した額（以下この項、次項及び第十六項（同号に掲げる事実があると認める場合に限る。）において「個別決定ごとの算出額」という。）のうち最も高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph) or the preceding paragraph, and must issue one or more decisions (hereinafter each is referred to as a "new decision" in this paragraph) in connection with information on the issuer, etc. for the same business year subject to disclosure as information on the issuer, etc. in connection with which the Prime Minister has already issued one or more decisions pursuant to paragraph (1), the preceding paragraph, this paragraph, paragraph (14) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph), paragraph (15) (but only if the Prime Minister found the fact set forth in that Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph), or paragraph (16) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph) (each such a decision is hereinafter referred to as a "prior decision" in this paragraph), in lieu of the amount set forth in Article 172-11, paragraph (1) or the preceding paragraph, the Prime Minister must issue an order in connection with the new decisions, for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i) and the difference is then divided proportionally in parallel with the amount calculated for each decision in respect of each fact subject to a new decision, pursuant to the provisions of Cabinet Office Order; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative monetary penalty payment order under Article 172-11, paragraph (1) or the preceding paragraph:

内閣総理大臣は、第一項（第百七十八条第一項第十一号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項、第十四項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）、第十五項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十六項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた一以上の決定（以下この項において「既決定」という。）に係る発行者等情報と同一の記載対象事業年度に係る発行者等情報について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の十一第一項又は前項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところによりそれぞれの新決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項又は前項の規定による課徴金の納付を命ずることができない。

the highest of the amount calculated for each decision in respect of each fact subject to a prior decision or a new decision;

それぞれの既決定及び新決定に係る事実について個別決定ごとの算出額のうち最も高い額

the sum of the amount of administrative monetary penalty under Article 172-11, paragraph (1), the preceding paragraph, this paragraph, and paragraphs (14) through (16) in connection with the prior decisions.

当該既決定に係る第百七十二条の十一第一項又は前項、この項若しくは第十四項から第十六項までの規定による課徴金の額を合計した額

When the Prime Minister is required to issue decisions under paragraph (1) (limited to the decision related to Article 178, paragraph (1), item (xvii)) in relation to two or more Acts of Violation (meaning the violation prescribed in Article 175-2, paragraph (1) or (2), and including the specified act of providing information, etc. prescribed in paragraphs (13) and (14) of that Article; hereinafter the same applies in this paragraph and the following paragraph) committed in relation to the same business of public offering, etc., the Prime Minister must issue an order to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount obtained by adding the amount set forth in paragraph (1), item (ii), (a) or paragraph (2), item (ii), (a) of that Article to the amount obtained by dividing the amount set forth in paragraph (1), item (ii), (b) or paragraph (2), item (ii), (b) of that Article by the number of such decisions, for the respective acts of violation, in lieu of the amount set forth in Article 175-2, paragraph (1) (including the cases where applied mutatis mutandis pursuant to paragraph (13) of that Article; hereinafter the same applies in this paragraph and the following paragraph) or paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (14) of that Article; hereinafter the same applies in this paragraph and the following paragraph).

内閣総理大臣は、同一の募集等業務に関し行われた二以上の違反行為（第百七十五条の二第一項又は第二項に規定する違反行為をいい、同条第十三項及び第十四項に規定する特定伝達等行為を含む。以下この項及び次項において同じ。）について第一項の決定（第百七十八条第一項第十七号に係るものに限る。）をしなければならないときは、第百七十五条の二第一項（同条第十三項において準用する場合を含む。以下この項及び次項において同じ。）又は第二項（同条第十四項において準用する場合を含む。以下この項及び次項において同じ。）の規定による額に代えて、それぞれの違反行為について、同条第一項第二号イ又は第二項第二号イに掲げる額に、同条第一項第二号ロ又は第二項第二号ロに掲げる額を当該決定の件数で除して得た額を加えた額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

When the Prime Minister is required to issue a decision under paragraph (1) (limited to the cases where any fact specified in Article 178, paragraph (1), item (xvii) has been found; hereinafter the same applies in this paragraph) or the preceding paragraph, if the Prime Minister needs to issue one or more decisions (hereinafter referred to as the "new decision" in this paragraph) for the violation conducted in relation to the same business of public offering, etc. as that related to one or more decisions already issued under paragraph (1), the preceding paragraph, this paragraph, or paragraph (15) (limited to the cases where any fact specified in that item has been found), the Prime Minister must issue an order to pay to the national treasury an administrative monetary penalty equivalent to the amount set forth in paragraph (1), item (ii), (a) or paragraph (2), item (ii), (a) of that Article related to the respective acts of violation, in lieu of the amount set forth in Article 175-2, paragraph (1) or (2), with regard to the new decision.

内閣総理大臣は、第一項（第百七十八条第一項第十七号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項又は第十五項（同号に掲げる事実があると認める場合に限る。）の規定によりなされた一以上の決定に係る募集等業務と同一の募集等業務に関し行われた違反行為について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十五条の二第一項若しくは第二項又は前項の規定による額に代えて、それぞれの違反行為に係る同条第一項第二号イ又は第二項第二号イに掲げる額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a case where the Prime Minister finds to have occurred any of the following: a fact set forth in Article 178, paragraph (1), item (ii) that falls under Article 172-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article; hereinafter the same applies in this paragraph); a fact set forth in Article 178, paragraph (1), item (iv) that falls under Article 172-4, paragraph (1) or (2); a fact set forth in Article 178, paragraph (1), item (vii); a fact set forth in Article 178, paragraph (1), item (x) that falls under Article 172-10, paragraph (1); a fact set forth in Article 178, paragraph (1), item (xi); a fact set forth in Article 178, paragraph (1), item (xi)-2; or a fact set forth in Article 178, paragraph (1), item (xvi) that falls under Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article); hereinafter the same applies in this paragraph), or the decision referred to in paragraph (6), (7), (10), or (11) (in the case where the Prime Minister finds to have occurred the fact set forth in Article 178, paragraph (1), item (xvi) that falls under Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article), this is limited to a case where the purchase and sale, etc. prescribed in Article 166, paragraph (1) involving that fact is an acquisition of own shares by the listed company, etc. prescribed in Article 175, paragraph (9) pursuant to the provisions of Article 156, paragraph (1) of the Companies Act (including as applied pursuant to the provisions of Article 163 and Article 165, paragraph (3) of that Act following the deemed replacement of terms) or a foreign law or regulation that is equivalent to those provisions, or any other case specified by Cabinet Office Order as being equivalent to this), and a person set forth in Column 1 of the following table has reported the fact to the Prime Minister pursuant to the provisions of Cabinet Office Order before the disposition set forth in Column 3 of that table is carried out with regard to the fact that falls under the provisions set forth in Column 2 of that table, in lieu of the amount set forth in Column 4 of that table, the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the amount arrived at when that amount is multiplied by 50 percent.

Column 1	Column 2	Column 3	Column 4
An issuer prescribed in Article 172-2, paragraph (1)	Article 172-2, paragraph (1)	Any of an order to submit reports or materials or an inspection of books, documents, and other articles under Article 26, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), or the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 172-2, paragraph (1) (where the decision under paragraph (1) is required with regard to the submission of two or more disclosure documents for offerings (meaning the disclosure documents for offerings prescribed in paragraph (3) of that Article; hereinafter the same applies in this paragraph) or with regard to a secondary distribution pertaining to prospectuses, limited to the amount pertaining to the submission of the disclosure document for offerings, or the secondary distribution pertaining to a prospectus, for which the commencement of the submission or the secondary distribution is the latest)
An issuer prescribed in Article 172-4, paragraph (1) or (2)	Article 172-4, paragraph (1) or (2)	Any of an order to submit reports or materials or an inspection of books, documents, and other articles under Article 26, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), or the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 172-4, paragraph (1) or (2), or Article 185-7, paragraph (6) or (7) (where the decision under paragraph (1), (6), or (7) is required with regard to the submission of two or more annual securities reports, etc. or semiannual securities or extraordinary reports, etc., limited to the amount pertaining to the latest such submission of an annual securities report, etc. or semiannual securities or extraordinary report, etc.)
A person prescribed in Article 172-7	Article 172-7	Either an order to submit reports or materials under Article 27-30, paragraph (1) or an inspection of books, documents, and other articles	The amount under Article 172-7 (where the decision under paragraph (1) is required with regard to two or more statements of large-volume holdings or changes, limited to the amount pertaining to the statement of large-volume holdings or changes whose submission deadline is the latest)
An issuer prescribed in Article 172-10, paragraph (1)	Article 172-10, paragraph (1)	Any of an order to submit reports or materials or an inspection of books, documents, and other articles under Article 27-35, paragraph (1), or the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 172-10, paragraph (1) (where the decision under paragraph (1) is required with regard to the provision or publication of two or more pieces of specified information on securities, etc., limited to the amount pertaining to the latest such provision or publication)
An issuer prescribed in Article 172-11, paragraph (1)	Article 172-11, paragraph (1)	Any of an order to submit reports or materials or an inspection of books, documents, and other articles under Article 27-35, paragraph (1), or the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 172-11, paragraph (1), or Article 185-7, paragraph (10) or (11) (where the decision under paragraph (1), (10), or (11) is required with regard to the provision or publication of two or more pieces of information on the issuer, etc., limited to the amount pertaining to the latest such provision or publication)
A specified involved person prescribed in Article 172-12, paragraph (1)	Article 172-12, paragraph (1) (excluding the case where a person set forth in item (ii) of that paragraph has submitted the documents specified in that item)	Any of an order to submit reports or materials or an inspection of books, documents, and other articles under Article 26, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), or the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 172-12, paragraph (1)
A person prescribed in Article 175, paragraph (1) or a listed company, etc. prescribed in paragraph (9) of that Article	Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article)	Any of the dispositions set forth in the items of Article 177, paragraph (1)	The amount under Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) (where the decision under paragraph (1) is required with regard to two or more purchases and sales, etc. prescribed in Article 166, paragraph (1), limited to the amount pertaining to the latest such purchase and sale, etc.)

内閣総理大臣は、第一項（第百七十八条第一項第二号に掲げる事実のうち第百七十二条の二第一項（同条第四項において準用する場合を含む。以下この項において同じ。）に該当する事実、第百七十八条第一項第四号に掲げる事実のうち第百七十二条の四第一項若しくは第二項に該当する事実、第百七十八条第一項第七号に掲げる事実、同項第十号に掲げる事実のうち第百七十二条の十第一項に該当する事実、第百七十八条第一項第十一号に掲げる事実、同項第十一号の二に掲げる事実又は同項第十六号に掲げる事実のうち第百七十五条第一項（同条第九項において準用する場合を含む。）に該当する事実があると認める場合に限る。以下この項において同じ。）、第六項、第七項、第十項又は第十一項の決定をしなければならない場合（同号に掲げる事実のうち同条第一項（同条第九項において準用する場合を含む。）に該当する事実があると認める場合にあつては、当該事実に係る第百六十六条第一項に規定する売買等が、第百七十五条第九項に規定する上場会社等による会社法第百五十六条第一項（同法第百六十三条及び第百六十五条第三項の規定により読み替えて適用する場合を含む。）の規定又はこれらに相当する外国の法令の規定による自己の株式の取得である場合その他これに準ずる場合として内閣府令で定める場合に限る。）において、次の表の第一欄に掲げる者が、同表の第二欄に掲げる規定に該当する事実について同表の第三欄に掲げる処分が行われる前に、当該事実を内閣府令で定めるところにより内閣総理大臣に報告しているときは、同表の第四欄に掲げる額に代えて、当該額に百分の五十を乗じて得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

第一欄	第二欄	第三欄	第四欄
第百七十二条の二第一項に規定する発行者	第百七十二条の二第一項	第二十六条第一項（第二十七条において準用する場合を含む。）の規定による報告若しくは資料の提出の命令若しくは帳簿書類その他の物件の検査又は第百七十七条第一項各号に掲げる処分のいずれか	第百七十二条の二第一項の規定による額（二以上の発行開示書類（同条第三項に規定する発行開示書類をいう。以下この項において同じ。）の提出又は目論見書に係る売出しについて第一項の決定をしなければならない場合には、当該発行開示書類の提出又は目論見書に係る売出しのうち当該提出又は当該売出しの開始が最も遅いものに係る額に限る。）
第百七十二条の四第一項又は第二項に規定する発行者	第百七十二条の四第一項又は第二項	第二十六条第一項（第二十七条において準用する場合を含む。）の規定による報告若しくは資料の提出の命令若しくは帳簿書類その他の物件の検査又は第百七十七条第一項各号に掲げる処分のいずれか	第百七十二条の四第一項若しくは第二項又は本条第六項若しくは第七項の規定による額（二以上の有価証券報告書等又は半期・臨時報告書等の提出について第一項、第六項又は第七項の決定をしなければならない場合には、当該有価証券報告書等又は半期・臨時報告書等の提出のうち最も遅いものに係る額に限る。）
第百七十二条の七に規定する者	第百七十二条の七	第二十七条の三十第一項の規定による報告若しくは資料の提出の命令又は帳簿書類その他の物件の検査のいずれか	第百七十二条の七の規定による額（二以上の大量保有・変更報告書について第一項の決定をしなければならない場合には、当該大量保有・変更報告書のうちその提出期限が最も遅いものに係る額に限る。）
第百七十二条の十第一項に規定する発行者	第百七十二条の十第一項	第二十七条の三十五第一項の規定による報告若しくは資料の提出の命令若しくは帳簿書類その他の物件の検査又は第百七十七条第一項各号に掲げる処分のいずれか	第百七十二条の十第一項の規定による額（二以上の特定証券等情報の提供又は公表について第一項の決定をしなければならない場合には、当該提供又は公表のうち最も遅いものに係る額に限る。）
第百七十二条の十一第一項に規定する発行者	第百七十二条の十一第一項	第二十七条の三十五第一項の規定による報告若しくは資料の提出の命令若しくは帳簿書類その他の物件の検査又は第百七十七条第一項各号に掲げる処分のいずれか	第百七十二条の十一第一項又は本条第十項若しくは第十一項の規定による額（二以上の発行者等情報の提供又は公表について第一項、第十項又は第十一項の決定をしなければならない場合には、当該提供又は公表のうち最も遅いものに係る額に限る。）
第百七十二条の十二第一項に規定する特定関与者	第百七十二条の十二第一項（同項第二号に掲げる者が同号に定める書類を提出した場合を除く。）	第二十六条第一項（第二十七条において準用する場合を含む。）の規定による報告若しくは資料の提出の命令若しくは帳簿書類その他の物件の検査又は第百七十七条第一項各号に掲げる処分のいずれか	第百七十二条の十二第一項の規定による額
第百七十五条第一項に規定する者又は同条第九項に規定する上場会社等	第百七十五条第一項（同条第九項において準用する場合を含む。）	第百七十七条第一項各号に掲げる処分のいずれか	第百七十五条第一項（同条第九項において準用する場合を含む。）の規定による額（二以上の第百六十六条第一項に規定する売買等について第一項の決定をしなければならない場合には、当該売買等のうち最も遅いものに係る額に限る。）

If the Prime Minister is required to issue the decision referred to in paragraph (1), paragraph (2), paragraphs (4) through (8), or paragraph (10) through the preceding paragraph, and the person subject to the decision that is set forth in the left column of the following table was, within five years counting back from the date set forth in the middle column of that table, subject to an administrative monetary penalty payment order as provided in Article 185-15, paragraph (1) (if, in connection with that administrative monetary penalty payment order, the action referred to in Article 185-18, paragraph (1) has been filed, this is limited to a case where the judicial decision on that action has become final and binding) or to a decision as provided in paragraph (18) (limited to a decision to the effect that paragraph (3), the proviso to paragraph (5), the proviso to paragraph (7), paragraph (9), the proviso to paragraph (11), the proviso to the following paragraph, or the proviso to paragraph (17) applies), in lieu of the amount set forth in the provisions specified in the right-hand column of that table, the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to 150 percent of that amount.

A person prescribed in Article 172, paragraph (1)	the day on which any of the following was commenced: the public offering or secondary distribution of securities for which a notification under Article 4, paragraph (1) is required, the general solicitation involving securities acquired by a qualified institutional investor for which a notification under Article 4, paragraph (2) is required, or the general solicitation involving securities acquired by a professional investor for which a notification under Article 4, paragraph (3) is required	Article 172, paragraph (1) or Article 185-7, paragraph (2)
An issuer prescribed in Article 172, paragraph (2) or a person prescribed in that paragraph	the day on which, in violation of the provisions of Article 15, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), the securities prescribed in that paragraph were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2)	Article 172, paragraph (2) or Article 185-7, paragraph (2)
A person prescribed in Article 172, paragraph (3)	the day on which, in violation of the provisions of Article 15, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27), securities were sold through a secondary distribution prescribed in Article 172, paragraph (3) without delivering a prospectus	Article 172, paragraph (3)
An issuer prescribed in Article 172, paragraph (4) or a person prescribed in that paragraph	the day on which, in violation of the provisions of Article 23-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), the securities prescribed in that paragraph were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2)	Article 172, paragraph (2) as applied mutatis mutandis pursuant to Article 172, paragraph (4)
An issuer prescribed in Article 172-2, paragraph (1) or its officer, etc. prescribed in paragraph (2) of that Article	the day on which a disclosure document for offerings prescribed in Article 172-2, paragraph (3) that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted	Article 172-2, paragraph (1) or (2), or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (ii) that falls under Article 172-2, paragraph (1) to have occurred)
An issuer prescribed in Article 172-2, paragraph (4) or its officer, etc. prescribed in paragraph (2) of that Article	the day on which the secondary distribution prescribed in Article 172, paragraph (3) pertaining to a prospectus that contains a false statement about a material particular prescribed in Article 172-2, paragraph (4) or omits a statement as to a material particular prescribed in that paragraph that is required to be stated was commenced	Article 172-2, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article, Article 172-2, paragraph (2) as applied mutatis mutandis pursuant to paragraph (5) of that Article, or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (ii) that falls under Article 172-2, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article to have occurred)
An issuer prescribed in Article 172-2, paragraph (6)	the day on which securities were caused to be acquired or were sold through a public offering or a secondary distribution prescribed in Article 172, paragraph (2) without submitting an amended offering disclosure document	Article 172-2, paragraph (6)
An issuer prescribed in the paragraphs of Article 172-3	the respective submission deadlines for the annual securities report or the semiannual securities report (for the annual securities report under Article 24, paragraph (3) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and these provisions including as applied mutatis mutandis pursuant to Article 27), the day on which the grounds arose on which that annual securities report must be submitted)	Article 172-3, paragraph (1) or (2), or Article 185-7, paragraph (4) or (5)
An issuer prescribed in Article 172-4, paragraph (1) or (2)	the respective days of submission of the annual securities report, etc. or the semiannual securities or extraordinary report, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated	Article 172-4, paragraph (1) or (2), or Article 185-7, paragraph (6), (7), or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) to have occurred)
An issuer prescribed in Article 172-4, paragraph (3)	the day on which the grounds arose on which an extraordinary report must be submitted	Article 172-4, paragraph (2) as applied mutatis mutandis pursuant to paragraph (3) of that Article, or Article 185-7, paragraph (6) or (7)
A person prescribed in Article 172-5	the day on which, in violation of the provisions of Article 27-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), a purchase, etc. prescribed in Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1) of the share certificates, etc. prescribed in Article 27-2, paragraph (1) or of listed share certificates, etc. was made without giving a public notice of the commencement of a tender offer	Article 172-5
A person prescribed in Article 172-6, paragraph (1)	the day on which a public notice of the commencement of a tender offer, etc. that contains a false indication of a material particular or omits an indication of a material particular that is required to be indicated was given, or the day on which a tender offer statement, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted	Article 172-6, paragraph (1) or Article 185-7, paragraph (8)
A person prescribed in Article 172-6, paragraph (2)	the submission deadline for the amended tender offer statement, etc. (for an amended statement under Article 27-8, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) or an amendment report under Article 27-8, paragraph (2) as applied mutatis mutandis pursuant to Article 27-10, paragraph (12), the day on which the grounds arose on which each of those documents must be submitted)	Article 172-6, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article, or Article 185-7, paragraph (8)
A person prescribed in Article 172-7	the submission deadline for the statement of large-volume holdings or changes	Article 172-7 or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (vii) to have occurred)
A person prescribed in Article 172-8	the day on which a statement of large-volume holdings or changes, etc. that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated was submitted	Article 172-8
A person prescribed in Article 172-9	the day on which the specified solicitation, etc. was commenced	Article 172-9
An issuer prescribed in Article 172-10, paragraph (1) or its officer, etc. prescribed in Article 172-2, paragraph (2)	the day on which specified information on securities, etc. that contains a falsehood, etc. was provided or publicized	Article 172-10, paragraph (1) or (2), or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (x) to have occurred)
An issuer prescribed in Article 172-11, paragraph (1)	the day on which information on the issuer, etc. that contains a falsehood, etc. was provided or publicized	Article 172-11, paragraph (1), or Article 185-7, paragraph (10), (11), or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi) to have occurred)
A specified involved person prescribed in Article 172-12, paragraph (1)	the day on which the specified involvement act prescribed in Article 172-12, paragraph (2) was commenced	Article 172-12, paragraph (1) or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xi)-2 to have occurred)
A violator prescribed in Article 173, paragraph (1)	the day on which the violation prescribed in Article 173, paragraph (1) was commenced	Article 173, paragraph (1)
A violator prescribed in Article 174, paragraph (1)	the day on which the violation prescribed in Article 174, paragraph (1) was commenced	Article 174, paragraph (1)
A violator prescribed in Article 174-2, paragraph (1)	the day on which the violation prescribed in Article 174-2, paragraph (1) was commenced	Article 174-2, paragraph (1)
A violator prescribed in Article 174-3, paragraph (1)	the day on which the violation prescribed in Article 174-3, paragraph (1) was commenced	Article 174-3, paragraph (1)
A person prescribed in Article 175, paragraph (1), a person prescribed in paragraph (2) of that Article, or a listed company, etc. prescribed in paragraph (9) of that Article	the day on which the purchase and sale, etc. prescribed in Article 166, paragraph (1) was conducted, or the day on which the purchase, etc. of the specified share certificates, etc. or related share certificates, etc. prescribed in Article 167, paragraph (1), or the sale, etc. of the share certificates, etc. prescribed in that paragraph, was conducted	Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or the preceding paragraph (limited to a case where the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xvi) to have occurred)
A violator prescribed in Article 175-2, paragraph (1), a violator prescribed in paragraph (2) of that Article, a listed company, etc. prescribed in paragraph (13) of that Article, or a tender offeror, etc. prescribed in paragraph (14) of that Article	the day on which the violation prescribed in Article 175-2, paragraph (1) or (2), or the specified act of providing information, etc. prescribed in paragraph (13) or (14) of that Article, was conducted	Article 175-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (13) of that Article) or paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (14) of that Article), or Article 185-7, paragraph (12) or (13)

内閣総理大臣は、第一項、第二項、第四項から第八項まで又は第十項から前項までの規定により決定をしなければならない場合において、当該決定を受けるべき次の表の上欄に掲げる者が、同表の中欄に掲げる日から遡り五年以内に、第百八十五条の十五第一項に規定する課徴金納付命令（当該課徴金納付命令に係る第百八十五条の十八第一項の訴えの提起があつたときは、当該訴えに係る裁判が確定している場合に限る。）又は第十八項に規定する決定（第三項、第五項ただし書、第七項ただし書、第九項、第十一項ただし書、次項ただし書又は第十七項ただし書に該当する旨の決定に限る。）を受けたことがあるときは、同表の下欄に掲げる規定による額に代えて、当該額の一・五倍に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。

第百七十二条第一項に規定する者	第四条第一項の規定による届出を必要とする有価証券の募集若しくは売出し、同条第二項の規定による届出を必要とする適格機関投資家取得有価証券一般勧誘又は同条第三項の規定による届出を必要とする特定投資家等取得有価証券一般勧誘を開始した日	第百七十二条第一項又は本条第二項
第百七十二条第二項に規定する発行者又は同項に規定する者	第十五条第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集又は第百七十二条第二項に規定する売出しにより取得させ、又は売り付けた日	第百七十二条第二項又は本条第二項
第百七十二条第三項に規定する者	第十五条第二項（第二十七条において準用する場合を含む。）の規定に違反して、目論見書を交付しないで第百七十二条第三項に規定する売出しにより有価証券を売り付けた日	第百七十二条第三項
第百七十二条第四項に規定する発行者又は同項に規定する者	第二十三条の八第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集又は第百七十二条第二項に規定する売出しにより取得させ、又は売り付けた日	第百七十二条第四項において準用する同条第二項
第百七十二条の二第一項に規定する発行者又はその同条第二項に規定する役員等	重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている第百七十二条の二第三項に規定する発行開示書類を提出した日	第百七十二条の二第一項若しくは第二項又は前項（第百七十八条第一項第二号に掲げる事実のうち第百七十二条の二第一項に該当する事実があると認める場合に限る。）
第百七十二条の二第四項に規定する発行者又はその同条第二項に規定する役員等	第百七十二条の二第四項に規定する重要な事項につき虚偽の記載があり、又は記載すべき同項に規定する重要な事項の記載が欠けている目論見書に係る第百七十二条第三項に規定する売出しを開始した日	第百七十二条の二第四項において準用する同条第一項若しくは同条第五項において準用する同条第二項又は前項（第百七十八条第一項第二号に掲げる事実のうち第百七十二条の二第四項において準用する同条第一項に該当する事実があると認める場合に限る。）
第百七十二条の二第六項に規定する発行者	発行開示訂正書類を提出しないで募集又は第百七十二条第二項に規定する売出しにより有価証券を取得させ、又は売り付けた日	第百七十二条の二第六項
第百七十二条の三各項に規定する発行者	有価証券報告書又は半期報告書のそれぞれの提出期限（第二十四条第三項（同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定による有価証券報告書にあつては当該有価証券報告書を提出しなければならない事由が生じた日）	第百七十二条の三第一項若しくは第二項又は本条第四項若しくは第五項
第百七十二条の四第一項又は第二項に規定する発行者	重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等又は半期・臨時報告書等のそれぞれを提出した日	第百七十二条の四第一項若しくは第二項又は本条第六項、第七項若しくは前項（第百七十八条第一項第四号に掲げる事実があると認める場合に限る。）
第百七十二条の四第三項に規定する発行者	臨時報告書を提出しなければならない事由が生じた日	第百七十二条の四第三項において準用する同条第二項又は本条第六項若しくは第七項
第百七十二条の五に規定する者	第二十七条の三第一項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定に違反して、公開買付開始公告を行わないで第二十七条の二第一項に規定する株券等又は上場株券等の同項又は第二十七条の二十二の二第一項に規定する買付け等が行われた日	第百七十二条の五
第百七十二条の六第一項に規定する者	重要な事項につき虚偽の表示があり、若しくは表示すべき重要な事項の表示が欠けている公開買付開始公告等を行つた日又は重要な事項につき虚偽の記載があり、若しくは記載すべき重要な事項の記載が欠けている公開買付届出書等を提出した日	第百七十二条の六第一項又は本条第八項
第百七十二条の六第二項に規定する者	公開買付訂正届出書等の提出期限（第二十七条の八第二項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定による訂正届出書又は第二十七条の十第十二項において準用する第二十七条の八第二項の規定による訂正報告書にあつては、これらの書類のそれぞれを提出しなければならない事由が生じた日）	第百七十二条の六第二項において準用する同条第一項又は本条第八項
第百七十二条の七に規定する者	大量保有・変更報告書の提出期限	第百七十二条の七又は前項（第百七十八条第一項第七号に掲げる事実があると認める場合に限る。）
第百七十二条の八に規定する者	重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている大量保有・変更報告書等を提出した日	第百七十二条の八
第百七十二条の九に規定する者	特定勧誘等を開始した日	第百七十二条の九
第百七十二条の十第一項に規定する発行者又はその第百七十二条の二第二項に規定する役員等	虚偽等のある特定証券等情報を提供し、又は公表した日	第百七十二条の十第一項若しくは第二項又は前項（第百七十八条第一項第十号に掲げる事実があると認める場合に限る。）
第百七十二条の十一第一項に規定する発行者	虚偽等のある発行者等情報を提供し、又は公表した日	第百七十二条の十一第一項又は本条第十項、第十一項若しくは前項（第百七十八条第一項第十一号に掲げる事実があると認める場合に限る。）
第百七十二条の十二第一項に規定する特定関与者	第百七十二条の十二第二項に規定する特定関与行為が開始された日	第百七十二条の十二第一項又は前項（第百七十八条第一項第十一号の二に掲げる事実があると認める場合に限る。）
第百七十三条第一項に規定する違反者	第百七十三条第一項に規定する違反行為が開始された日	第百七十三条第一項
第百七十四条第一項に規定する違反者	第百七十四条第一項に規定する違反行為が開始された日	第百七十四条第一項
第百七十四条の二第一項に規定する違反者	第百七十四条の二第一項に規定する違反行為が開始された日	第百七十四条の二第一項
第百七十四条の三第一項に規定する違反者	第百七十四条の三第一項に規定する違反行為が開始された日	第百七十四条の三第一項
第百七十五条第一項に規定する者、同条第二項に規定する者又は同条第九項に規定する上場会社等	第百六十六条第一項に規定する売買等が行われた日又は第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等が行われた日	第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項又は前項（第百七十八条第一項第十六号に掲げる事実があると認める場合に限る。）
第百七十五条の二第一項に規定する違反者、同条第二項に規定する違反者、同条第十三項に規定する上場会社等又は同条第十四項に規定する公開買付者等	第百七十五条の二第一項若しくは第二項に規定する違反行為又は同条第十三項若しくは第十四項に規定する特定伝達等行為が行われた日	第百七十五条の二第一項（同条第十三項において準用する場合を含む。）若しくは第二項（同条第十四項において準用する場合を含む。）又は本条第十二項若しくは第十三項

If the Prime Minister is required to issue one or more decisions pursuant to paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), paragraph (6), paragraph (7), paragraph (10), paragraph (11), or the preceding two paragraphs (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred; hereinafter the same applies in this paragraph), and a final and binding judicial decision for the same case imposes a fine on the respondent, in lieu of the amount specified in Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article; hereinafter the same applies in this paragraph), Article 172-11, paragraph (1), or Article 185-7, paragraph (6), (7), (10), (11) or the preceding two paragraphs, the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i), and the difference is then proportionally divided in parallel with the amount calculated for each decision in respect of the facts subject to those one or more decisions, pursuant to the provisions of Cabinet Office Order; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative monetary penalty payment order under Article 172-4, paragraph (1) or (2), Article 172-11, paragraph (1), or Article 185-7, paragraph (6), (7), (10), (11) or the preceding two paragraphs:

内閣総理大臣は、第一項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）、第六項、第七項、第十項、第十一項又は前二項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定により一以上の決定をしなければならないときであつて、同一事件について、被審人に対し、罰金の確定裁判があるときは、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。以下この項において同じ。）、第百七十二条の十一第一項の規定又は第六項、第七項、第十項、第十一項若しくは前二項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところにより当該一以上の決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、第百七十二条の四第一項若しくは第二項、第百七十二条の十一第一項の規定又は第六項、第七項、第十項、第十一項若しくは前二項の規定による課徴金の納付を命ずることができない。

the sum total of the amounts calculated pursuant to the provisions of Article 172-4, paragraph (1) or (2), Article 172-11, paragraph (1), or Article 185-7, paragraph (6), (7), (10), (11), or the preceding two paragraphs, in respect of the facts subject to those one or more decisions;

当該一以上の決定に係る事実について第百七十二条の四第一項若しくは第二項、第百七十二条の十一第一項の規定又は第六項、第七項、第十項、第十一項若しくは前二項の規定により算出した額を合計した額

the amount of the fine.

当該罰金の額

In the case referred to in paragraph (1) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), items (xii) through (xvi) to have occurred), paragraph (14) of that Article (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), items (xii) through (xvi) to have occurred; hereinafter the same applies in this paragraph), or in paragraph (15) of that Article (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), items (xii) through (xvi) to have occurred; hereinafter the same applies in this paragraph), if the final and binding judicial decision in the same case imposes on the respondent a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1), in lieu of the amount set forth in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-3, paragraph (1), or Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (14) or (15), the Prime Minister must issue an order for the relevant person to pay an administrative monetary penalty to the national treasury in an amount after the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in that judicial decision, or the amount equivalent to the value of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in that judicial decision (or, if both the confiscation of the properties set forth in the items of Article 198-2, paragraph (1) and the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) are ordered in that judicial decision, this means the sum total of the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in that judicial decision and the amount equivalent to the values of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in that judicial decision; hereinafter referred to as the "amount equivalent to confiscated properties, etc." in this paragraph), is deducted from the relevant of those amounts; provided, however, that unless the amount set forth in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-3, paragraph (1), Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (14) or (15) exceeds the amount equivalent to confiscated properties, etc., the Prime Minister may not issue an administrative monetary penalty payment order under those provisions.

内閣総理大臣は、第一項（第百七十八条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）、第十四項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十五項（同条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。以下この項において同じ。）の場合において、同一事件について、被審人に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があるときは、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項若しくは第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定又は第十四項若しくは第十五項の規定による額に代えて、当該額から当該裁判において没収を命じられた第百九十八条の二第一項各号に掲げる財産に相当する額又は当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額（当該裁判において同項各号に掲げる財産の没収及び同項各号に掲げる財産の価額の追徴が命じられたときは、当該裁判において没収を命じられた同項各号に掲げる財産に相当する額及び当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額の合計額。以下この項において「没収等相当額」という。）を控除した額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項若しくは第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定又は第十四項若しくは第十五項の規定による額が、没収等相当額を超えないときは、これらの規定による課徴金の納付を命ずることができない。

If, after the conclusion of trial procedures, the Prime Minister finds no fact to have occurred that falls under an item of Article 178, paragraph (1), or in a case to which paragraph (3), the proviso to paragraph (5), the proviso to paragraph (7), paragraph (9), the proviso to paragraph (11), the proviso to paragraph (16), or the proviso to the preceding paragraph is applicable, the Prime Minister must issue a decision that gives a clear indication of this.

内閣総理大臣は、審判手続を経た後、第百七十八条第一項各号に掲げる事実がないと認めるとき又は第三項、第五項ただし書、第七項ただし書、第九項、第十一項ただし書、第十六項ただし書若しくは前項ただし書に該当するときは、その旨を明らかにする決定をしなければならない。

A decision referred to in paragraphs (1), (2), (4) through (8), and (10) to the preceding paragraph must be issued in writing based on the draft decision submitted by a trial examiner pursuant to the provisions of the preceding Article.

第一項、第二項、第四項から第八項まで及び第十項から前項までの決定は、文書によつて、前条の規定により審判官が提出した決定案に基づいて行わなければならない。

The written decision pertaining to the decision prescribed in the preceding paragraph must state the facts found by the Prime Minister and the application of laws and regulations to those facts (for a decision under paragraph (1), (2), (4) through (8), or (10) through (17), including the basis for the calculation of the administrative monetary penalty and the due date of payment).

前項に規定する決定に係る決定書には、内閣総理大臣が認定した事実及びこれに対する法令の適用（第一項、第二項、第四項から第八項まで及び第十項から第十七項までの決定にあつては、課徴金の計算の基礎及び納付期限を含む。）を記載しなければならない。

The due date for payment as referred to in the preceding paragraph is the day on which two months have elapsed since the date on which a certified copy of the written decision provided for in that paragraph (limited to one for a decision under paragraphs (1), (2), (4) through (8), and (10) through (17)) is issued.

前項の納付期限は、同項に規定する決定書（第一項、第二項、第四項から第八項まで及び第十項から第十七項までの決定に係るものに限る。）の謄本を発した日から二月を経過した日とする。

A decision provided for in paragraph (19) becomes effective through the service of a certified copy of the written decision related to the decision on the respondent.

第十九項に規定する決定は、被審人に当該決定に係る決定書の謄本を送達することによつて、その効力を生ずる。

Notwithstanding the provisions of the preceding paragraph, if, at the time of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), item (iv) or (xi)) or a decision as referred to in paragraph (6), paragraph (7), paragraph (10), paragraph (11), paragraph (14) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), or paragraph (15) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), prosecution has been instituted for the same case and that case is still pending before the court, the decision comes into effect once the judicial decision in that case becomes final and binding; provided, however, that if the final and binding judicial decision in that case imposes a fine on the person subject to the decision, the decision comes into effect once a certified copy of a document concerning a disposition for changes under the provisions of paragraph (6) of the following Article is served.

第一項の決定（第百七十八条第一項第四号又は第十一号に係るものに限る。）並びに第六項、第七項、第十項、第十一項、第十四項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）及び第十五項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）の決定は、これらの決定の時において、同一事件について公訴が提起されている場合であつて、当該事件が裁判所に係属するときは、前項の規定にかかわらず、当該事件についての裁判が確定した時から、その効力を生ずる。ただし、当該事件について、当該決定を受けた者に対し、罰金の確定裁判があつたときは、次条第六項の規定による変更の処分に係る文書の謄本が送達された時から、その効力を生ずる。

Notwithstanding the provisions of paragraph (22), if, at the time of the decision referred to in paragraph (1) (limited to a decision connected with any of Article 178, paragraph (1), items (xii) through (xvi)), paragraph (14) (but only if the Prime Minister finds a fact set forth in any of Article 178, paragraph (1), items (xii) through (xvi) to have occurred) and paragraph (15) (but only if the Prime Minister finds a fact set forth in any of Article 178, paragraph (1), items (xii) through (xvi) to have occurred), prosecution has been instituted for the same case and that case is still pending before the court, the decision comes into effect once the judicial decision in that case becomes final and binding; provided, however, that if the final and binding judicial decision in that case imposes the confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the decision comes into effect once a certified copy of a document concerning a disposition for changes under paragraph (7) of the following Article is served.

第一項の決定（第百七十八条第一項第十二号から第十六号までに係るものに限る。）並びに第十四項（同号に掲げる事実があると認める場合に限る。）及び第十五項（同条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）の決定は、当該決定の時において、同一事件について公訴が提起されている場合であつて、当該事件が裁判所に係属するときは、第二十二項の規定にかかわらず、当該事件についての裁判が確定した時から、その効力を生ずる。ただし、当該事件について、当該決定を受けた者に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があつたときは、次条第七項の規定による変更の処分に係る文書の謄本が送達された時から、その効力を生ずる。

The provisions of the main clause of paragraph (23) and the main clause of the preceding paragraph do not apply if a certified copy of the written decision in respect of the decision referred to in paragraphs (1), (6), (7), (10), (11), (14) or (15) is not served as of the time the judicial decision in the same case becomes final and binding.

第二十三項本文及び前項本文の規定は、当該事件についての裁判が確定した時において、第一項、第六項、第七項、第十項、第十一項、第十四項又は第十五項の決定に係る決定書の謄本が送達されていない場合には、適用しない。

The provisions of the proviso to paragraph (23) do not apply if a certified copy of the written decision in respect of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), item (iv) or (xi)), paragraph (6), paragraph (7), paragraph (10), paragraph (11), paragraph (14) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred) or paragraph (15) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred) is not served as of the time that a certified copy of a document concerning a disposition for changes under paragraph (6) of the following Article is served.

第二十三項ただし書の規定は、次条第六項の規定による変更の処分に係る文書の謄本が送達された時において、第一項の決定（第百七十八条第一項第四号又は第十一号に係るものに限る。）又は第六項、第七項、第十項、第十一項、第十四項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）若しくは第十五項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）の決定に係る決定書の謄本が送達されていない場合には、適用しない。

The provisions of the proviso to paragraph (24) do not apply if a certified copy of the written decision in respect of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), items (xii) through (xvi)), paragraph (14) (but only if the Prime Minister finds a fact set forth in any of Article 178, paragraph (1), items (xii) through (xvi) to have occurred), or paragraph (15) (but only if the Prime Minister finds a fact set forth in any of Article 178, paragraph (1), items (xii) through (xvi) to have occurred) is not served as of the time that a certified copy of a document concerning a disposition for changes under paragraph (7) of the following Article is served.

第二十四項ただし書の規定は、次条第七項の規定による変更の処分に係る文書の謄本が送達された時において、第一項の決定（第百七十八条第一項第十二号から第十六号までに係るものに限る。）又は第十四項（同号に掲げる事実があると認める場合に限る。）若しくは第十五項（第百七十八条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）の決定に係る決定書の謄本が送達されていない場合には、適用しない。

Notwithstanding the provisions of paragraph (21), in the case referred to in the main clause of paragraph (23) or the main clause of paragraph (24), the due date for the payment of an administrative monetary penalty is the day on which two months have elapsed since the day on which the judicial decision in the case becomes final and binding.

第二十三項本文又は第二十四項本文の場合において、課徴金の納付期限は、第二十一項の規定にかかわらず、当該事件についての裁判が確定した日から二月を経過した日とする。

Notwithstanding the provisions of paragraph (21), in the case referred to in the proviso to paragraph (23) or the proviso to paragraph (24), the due date for the payment of an administrative monetary penalty is the day on which two months have elapsed since the day on which a certified copy of a document concerning a disposition for changes under the provisions of paragraph (6) or (7) of the following Article is dispatched.

第二十三項ただし書又は第二十四項ただし書の場合において、課徴金の納付期限は、第二十一項の規定にかかわらず、次条第六項又は第七項の規定による変更の処分に係る文書の謄本を発した日から二月を経過した日とする。

If the amount of an administrative monetary penalty calculated pursuant to the provisions of paragraph (2), paragraphs (4) through (8), and paragraphs (10) through (16), includes an amount that is less than one yen, the amount is rounded down to the nearest one yen.

第二項、第四項から第八項まで及び第十項から第十六項までの規定により計算した課徴金の額に一円未満の端数があるときは、その端数は、切り捨てる。

The term "business year subject to disclosure" as used in paragraphs (4) through (7), and paragraphs (10) and (11) means the business year specified in the relevant of the following items for the category of documents or information set forth in that item:

第四項から第七項まで、第十項及び第十一項の「記載対象事業年度」とは、次の各号に掲げる書類又は情報の区分に応じ、当該各号に定める事業年度をいう。

an annual securities report or accompanying document under Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and also including as applied mutatis mutandis pursuant to Article 27) or Article 24, paragraph (6) (including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7,paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), or any amended report in connection with the same:the business year of the annual securities report or accompanying document;

第二十四条第一項又は第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条第六項（第二十七条において準用する場合を含む。）並びに第二十四条の二第一項（第二十七条において準用する場合を含む。）において準用する第七条第一項、第九条第一項又は第十条第一項の規定による有価証券報告書及びその添付書類並びにこれらの訂正報告書　当該有価証券報告書及びその添付書類に係る事業年度

a semiannual securities report under Article 24-5, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7,paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) or any amended report in connection with the same:the business year that includes the period to which that semiannual securities report pertains;

第二十四条の五第一項（同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条の五第五項（第二十七条において準用する場合を含む。）において準用する第七条第一項、第九条第一項又は第十条第一項の規定による半期報告書及びその訂正報告書　当該半期報告書に係る期間の属する事業年度

an extraordinary report under Article 24-5, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7,paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) or any amended report in connection with the same:the business year that includes the day on which the extraordinary report was submitted; and

第二十四条の五第四項（第二十七条において準用する場合を含む。）及び第二十四条の五第五項（第二十七条において準用する場合を含む。）において準用する第七条第一項、第九条第一項又は第十条第一項の規定による臨時報告書及びその訂正報告書　当該臨時報告書を提出した日の属する事業年度

the information on the issuer or any amended information on the issuer in connection with the same:the business year for the relevant information on the issuer.

発行者情報及びその訂正発行者情報　当該発行者情報に係る事業年度

Search