Supplementary Provisions
附 則
Supplementary Provisions, Article 1Effective Date
第一条(施行期日)
This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items.
この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
the provisions of Article 18 of the Supplementary Provisions: the date of promulgation;
附則第十八条の規定 公布の日
the provisions in Article 1 amending Article 2, paragraph (8), item (x), (a) and Article 30, paragraph (1) of the Financial Instruments and Exchange Act, the provision amending Article 31 of that Act by adding one paragraph, the provision amending Article 201, item (i) of that Act and the provision amending Article 205-2-3, item (i) of that Act (limited to the part replacing "Article 31, paragraph (1) or (3)" with "Article 31, paragraph (1), (3) or (7)"), and the provisions of Article 17 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation;
第一条中金融商品取引法第二条第八項第十号イ及び第三十条第一項の改正規定、同法第三十一条に一項を加える改正規定、同法第二百一条第一号の改正規定並びに同法第二百五条の二の三第一号の改正規定(「第三十一条第一項若しくは第三項」を「第三十一条第一項、第三項若しくは第七項」に改める部分に限る。)並びに附則第十七条の規定 公布の日から起算して六月を超えない範囲内において政令で定める日
the provisions in Article 1 amending Article 27-2, paragraphs (1) and (7), Article 27-3, paragraph (2) and Article 27-9, paragraph (3) of the Financial Instruments and Exchange Act, the provision renumbering that paragraph as paragraph (4) of that Article and paragraph (2) of that Article as paragraph (3) of that Article and adding one paragraph after paragraph (1) of that Article, the provision amending the heading of Article 27-13 of that Act and paragraph (2) of that Article, the provisions amending Article 27-16, Article 27-19, Article 27-20, paragraph (1), Article 27-22-2, paragraphs (9) through (11), Article 27-23, paragraphs (3) through (6), Article 27-30-9, paragraph (2), Article 163, paragraph (1), Article 166, paragraph (1), Article 167, paragraphs (1) and (3) and Article 197-2 of that Act, the provision amending that Article by adding one paragraph, the provisions amending Article 198-2, paragraph (1), Article 200 and Article 207, paragraph (1), item (ii) and paragraph (2) of that Act, the provision amending Article 207-2 of that Act (limited to the part replacing "Article 197-2, item (xii)" with "Article 197-2, paragraph (2), item (ii)") and the provisions amending Articles 209-5 through 209-7 of that Act, and the provisions of the following Article through Article 6 of the Supplementary Provisions and the provisions of Article 11 of the Supplementary Provisions (limited to the part replacing "Article 197-2, item (i)" with "Article 197-2, paragraph (1), item (i)"): the date specified by Cabinet Order within a period not exceeding two years from the date of promulgation.
第一条中金融商品取引法第二十七条の二第一項及び第七項、第二十七条の三第二項並びに第二十七条の九第三項の改正規定、同項を同条第四項とし、同条第二項を同条第三項とし、同条第一項の次に一項を加える改正規定、同法第二十七条の十三の見出し及び同条第二項の改正規定、同法第二十七条の十六、第二十七条の十九、第二十七条の二十第一項、第二十七条の二十二の二第九項から第十一項まで、第二十七条の二十三第三項から第六項まで、第二十七条の三十の九第二項、第百六十三条第一項、第百六十六条第一項、第百六十七条第一項及び第三項並びに第百九十七条の二の改正規定、同条に一項を加える改正規定、同法第百九十八条の二第一項、第二百条並びに第二百七条第一項第二号及び第二項の改正規定、同法第二百七条の二の改正規定(「第百九十七条の二第十二号」を「第百九十七条の二第二項第二号」に改める部分に限る。)並びに同法第二百九条の五から第二百九条の七までの改正規定並びに次条から附則第六条までの規定及び附則第十一条の規定(「第百九十七条の二第一号」を「第百九十七条の二第一項第一号」に改める部分に限る。) 公布の日から起算して二年を超えない範囲内において政令で定める日
Supplementary Provisions, Article 2Transitional Measures Concerning Tender Offers
第二条(公開買付けに関する経過措置)
The provisions of Article 27-2, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (limited to the amending provisions set forth in item (iii) of the preceding Article; hereinafter the same applies in this Article) (referred to as the "item (iii) New Financial Instruments and Exchange Act" in Articles 5 and 6 of the Supplementary Provisions) apply to the purchase, etc. of share certificates, etc. prescribed in that paragraph that is made on or after the date of enforcement of the provisions set forth in that item (hereinafter referred to as the "item (iii) effective date"), and with respect to the purchase, etc. of share certificates, etc. prescribed in Article 27-2, paragraph (1) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 1 (referred to as the "item (iii) Old Financial Instruments and Exchange Act" in the following Article through Article 5 of the Supplementary Provisions) that was made before the item (iii) effective date, the provisions then in force continue to govern.
第一条の規定(前条第三号に掲げる改正規定に限る。以下この条において同じ。)による改正後の金融商品取引法(附則第五条及び第六条において「第三号新金融商品取引法」という。)第二十七条の二第一項の規定は、同号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に行う同項に規定する株券等の買付け等について適用し、第三号施行日前に行った第一条の規定による改正前の金融商品取引法(次条から附則第五条までにおいて「第三号旧金融商品取引法」という。)第二十七条の二第一項に規定する株券等の買付け等については、なお従前の例による。
Supplementary Provisions, Article 3
第三条
With regard to the application of the provisions of Chapter II-2, Section 1 of the item (iii) Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act pertaining to these provisions to the tender offer prescribed in Article 27-3, paragraph (1) of the Financial Instruments and Exchange Act pertaining to the public notice of commencement of the tender offer prescribed in Article 27-3, paragraph (2) of the item (iii) Old Financial Instruments and Exchange Act that was made before the item (iii) effective date, the provisions then in force continue to govern.
第三号施行日前に行った第三号旧金融商品取引法第二十七条の三第二項に規定する公開買付開始公告に係る金融商品取引法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第一節の規定及びこれらの規定に係る金融商品取引法第六章の二の規定の適用については、なお従前の例による。
Supplementary Provisions, Article 4
第四条
With regard to the application of the provisions of Chapter II-2, Section 2 of the item (iii) Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act pertaining to these provisions to the tender offer prescribed in Article 27-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of that Act, pertaining to the public notice of commencement of the tender offer prescribed in Article 27-3, paragraph (2) of the item (iii) Old Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the Financial Instruments and Exchange Act that was made before the item (iii) effective date, the provisions then in force continue to govern.
第三号施行日前に行った金融商品取引法第二十七条の二十二の二第二項において準用する第三号旧金融商品取引法第二十七条の三第二項に規定する公開買付開始公告に係る金融商品取引法第二十七条の二十二の二第二項において準用する同法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第二節の規定及びこれらの規定に係る金融商品取引法第六章の二の規定の適用については、なお従前の例による。
Supplementary Provisions, Article 5Transitional Measures Concerning Statements of Large-Volume Holdings
第五条(大量保有報告書に関する経過措置)
If, at the time of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter in this Article referred to as the "item (iii) amending provisions"), the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the item (iii) New Financial Instruments and Exchange Act (hereinafter in this Article referred to as the "new ownership ratio of share certificates, etc.") differs from the ratio that would be the holding ratio of share certificates, etc. prescribed in that paragraph if Article 27-23, paragraph (4) of the item (iii) Old Financial Instruments and Exchange Act were applied at the time of enforcement of the item (iii) amending provisions (hereinafter in this Article referred to as the "former ownership ratio of share certificates, etc."), the new ownership ratio of share certificates, etc. is deemed to have increased or decreased, at the time of enforcement of the item (iii) amending provisions, by the ratio corresponding to the difference between the new ownership ratio of share certificates, etc. and the former ownership ratio of share certificates, etc., and the provisions of Chapter II-3 of the item (iii) New Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act and Chapter VIII of the item (iii) New Financial Instruments and Exchange Act pertaining to these provisions apply. In this case, with regard to the application of Article 27-25, paragraph (1) of the Financial Instruments and Exchange Act to that increase or decrease in the new ownership ratio of share certificates, etc., the phrase "has increased or decreased by one percent or more (unless this is not linked to an increase or decrease in the total number of share certificates, etc. held by that person; hereinafter the same applies in this Chapter)" in that paragraph is deemed to be replaced with "has increased or decreased by one percent or more".
附則第一条第三号に掲げる規定(以下この条において「第三号改正規定」という。)の施行の際における第三号新金融商品取引法第二十七条の二十三第四項に規定する株券等保有割合(以下この条において「新株券等保有割合」という。)と第三号改正規定の施行の際に第三号旧金融商品取引法第二十七条の二十三第四項の規定を適用した場合において同項に規定する株券等保有割合となるべき割合(以下この条において「旧株券等保有割合」という。)が異なる場合は、第三号改正規定の施行の際に新株券等保有割合と旧株券等保有割合との差に相当する割合の新株券等保有割合が増加又は減少をしたものとみなして、第三号新金融商品取引法第二章の三の規定並びにこれらの規定に係る金融商品取引法第六章の二及び第三号新金融商品取引法第八章の規定を適用する。この場合において、当該新株券等保有割合の増加又は減少に係る金融商品取引法第二十七条の二十五第一項の規定の適用については、同項中「場合(保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。)」とあるのは、「場合」とする。
Supplementary Provisions, Article 6
第六条
With regard to the submission of the document specified in each of the following items in the case where it has become necessary, before the item (iii) effective date, to submit it pursuant to the provisions set forth in that item, notwithstanding Article 27-23, paragraphs (3) through (5) of the item (iii) New Financial Instruments and Exchange Act, the provisions then in force continue to govern.
第三号施行日前に次の各号に掲げる規定により当該各号に定める書類を提出しなければならないこととなった場合における当該書類の提出については、第三号新金融商品取引法第二十七条の二十三第三項から第五項までの規定にかかわらず、なお従前の例による。
Article 27-26, paragraph (1) of the Financial Instruments and Exchange Act: the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph;
金融商品取引法第二十七条の二十六第一項 同項に規定する特例対象株券等に係る大量保有報告書
Article 27-26, paragraph (2) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in that paragraph.
金融商品取引法第二十七条の二十六第二項 同項に規定する特例対象株券等に係る変更報告書
Article 27-26, paragraph (5) of the Financial Instruments and Exchange Act: the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article.
金融商品取引法第二十七条の二十六第五項 同条第二項に規定する特例対象株券等に係る変更報告書
(Tender Offers for Share Certificates by Persons Other Than the Issuer)
A purchase, etc. of share certificates, corporate bond certificates with share options, or other securities specified by Cabinet Order…
その株券、新株予約権付社債券その他の有価証券で政令で定めるもの(以下この章及び第二十七条の三十の十一(第五項を除く。)において「株券等」という。)について有価証券報告書を提出しなければならない発行者又は特定上場有価証券(流通状況がこれに準ずるものとして政令で定めるものを含み、株券等に限る。)の発行者の株券等につき…
Open this provision(Tender Offers for Listed Share Certificates by the Issuer)
The provisions of Article 27-2, paragraphs (2) through (6); Article 27-3 (excluding the second sentence of paragraph (1) and paragraph (2), item (ii)); Article 27-4…
第二十七条の二第二項から第六項まで、第二十七条の三(第一項後段及び第二項第二号を除く。)、第二十七条の四、第二十七条の五(各号列記以外の部分に限る。第五項及び次条第五項において同じ。)、第二十七条の六から第二十七条の九まで(第二十七条の八第六項、第十項及び第十二項を除く。)…
Open this provision(Submission of Statements of Large-Volume Holdings)
A holder of subject securities (including what is specified by Cabinet Order as indicating a right connected to securities set forth in Article 2, paragraph (1), item (xix) and other securities…
株券、新株予約権付社債券その他の政令で定める有価証券(以下この項において「株券関連有価証券」という。)で金融商品取引所に上場されているもの(流通状況がこれに準ずるものとして政令で定める株券関連有価証券を含む。)の発行者である法人が発行者(内閣府令で定める有価証券については、内閣府令で定める者。第二十七条の三十第二項を…
Open this provision(Submission of Statements of Large-Volume Holdings)
The holder referred to in paragraph (1) includes the following persons, in addition to persons that own share certificates, etc. in their own names or in the name of another person…
第一項の保有者には、自己又は他人(仮設人を含む。)の名義をもつて株券等を所有する者(売買その他の契約に基づき株券等の引渡請求権を有する者その他これに準ずる者として政令で定める者を含む。)のほか、次に掲げる者を含むものとする。
Open this provision(Submission of Statements of Large-Volume Holdings)
The term "holding ratio of share certificates, etc." as used in paragraph (1) means the ratio arrived at when the number of share certificates, etc. issued by the issuer of the relevant share…
第一項の「株券等保有割合」とは、株券等の保有者(同項に規定する保有者をいう。以下この章において同じ。)の保有(前項第一号若しくは第二号に規定する権限又は同項第三号に規定する権利を有する場合を含む。以下この章において同じ。)に係る当該株券等(自己株式(会社法第百十三条第四項に規定する自己株式をいう。)その他当該株券等の…
Open this provision(Submission of Statements of Large-Volume Holdings)
The term "joint holder" as used in the preceding paragraph means the other holder of the relevant share certificates, etc., in a case in which the holder of share certificates…
前項の「共同保有者」とは、株券等の保有者が、当該株券等の発行者が発行する株券等の他の保有者と共同して当該株券等を取得し、若しくは譲渡し、又は当該発行者の株主としての議決権その他の権利を行使することを合意している場合(次に掲げる要件の全てに該当する場合を除く。)における当該他の保有者をいう。
Open this provision(Submission of a Statement of Changes to a Statement of Large-Volume Holdings)
If, after the day on which a person that is required to submit a statement of large-volume holdings has become a large-volume holder, the ownership ratio of share certificates…
大量保有報告書を提出すべき者は、大量保有者となつた日の後に、株券等保有割合(第二十七条の二十三第四項に規定する株券等保有割合をいう。以下この章において同じ。)が百分の一以上増加し又は減少した場合(保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。)その他の大量保有報告書に記載すべき重要な事項…
Open this provision(Special Provisions on Reports by Large-Volume Holders of Share Certificates Subject to Special Provisions)
Notwithstanding the provisions of the main clause of Article 27-23, paragraph (1), a statement of large-volume holdings in share certificates, etc. that a financial instruments business operator…
金融商品取引業者(第二十八条第一項に規定する第一種金融商品取引業を行う者又は同条第四項に規定する投資運用業を行う者に限る。以下この条において同じ。)、銀行その他の内閣府令で定める者(第三項に規定する基準日を内閣総理大臣に届け出た者に限る。)が保有する株券等で当該株券等の発行者の事業活動に重大な変更を加え…
Open this provision(Special Provisions on Reports by Large-Volume Holders of Share Certificates Subject to Special Provisions)
Notwithstanding the provisions of the main clause of paragraph (1) of the preceding Article, a statement of changes for share certificates, etc. subject to special rules…
特例対象株券等に係る変更報告書(当該株券等が特例対象株券等以外の株券等になる場合の変更に係るものを除く。)は、前条第一項本文の規定にかかわらず、次の各号に掲げる場合の区分に応じ当該各号に定める日までに、内閣府令で定めるところにより、内閣総理大臣に提出しなければならない。
Open this provision(Special Provisions on Reports by Large-Volume Holders of Share Certificates Subject to Special Provisions)
Notwithstanding the provisions of paragraph (1), if the financial instruments business operator, bank, or other person specified by Cabinet Office Order provided for in that paragraph makes a…
第一項の規定にかかわらず、同項に規定する金融商品取引業者、銀行その他の内閣府令で定める者は、その株券等保有割合が百分の五を超えることとなつた日から政令で定める期間内に重要提案行為等を行うときは、その五日前までに、内閣府令で定めるところにより、同項の大量保有報告書を内閣総理大臣に提出しなければならない。
Open this provision(Special Provisions on Reports by Large-Volume Holders of Share Certificates Subject to Special Provisions)
Notwithstanding the provisions of paragraph (2), if the ownership ratio of share certificates, etc. of the financial instruments business operator, bank…
第二項の規定にかかわらず、第一項に規定する金融商品取引業者、銀行その他の内閣府令で定める者は、同項の大量保有報告書又は第二項の変更報告書を提出した後に株券等保有割合が百分の一以上増加した場合であつて、当該増加した日から政令で定める期間内に重要提案行為等を行うときは、その五日前までに、内閣府令で定めるところにより…
Open this provision(Public Notice of the Commencement of a Tender Offer and Submission of a Tender Offer Statement)
A person that, pursuant to the main clause of paragraph (1) of the preceding Article, is required to effect any purchase, etc. of share certificates, etc. through a tender offer as prescribed in…
前条第一項本文の規定により同項に規定する公開買付け(以下この節において「公開買付け」という。)によつて株券等の買付け等を行わなければならない者は、政令で定めるところにより、当該公開買付けについて、その目的、買付け等の価格…
Open this provisionEffective Date
the provisions in Article 1 amending Article 27-2, paragraphs (1) and (7), Article 27-3, paragraph (2) and Article 27-9, paragraph (3) of the Financial Instruments and Exchange Act…
第一条中金融商品取引法第二十七条の二第一項及び第七項、第二十七条の三第二項並びに第二十七条の九第三項の改正規定、同項を同条第四項とし、同条第二項を同条第三項とし、同条第一項の次に一項を加える改正規定、同法第二十七条の十三の見出し及び同条第二項の改正規定、同法第二十七条の十六、第二十七条の十九、第二十七条の二十第一項…
Open this provisionTransitional Measures Concerning Penal Provisions
With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in Article 1, items (ii) and (iii) of the Supplementary Provisions, those…
この法律(附則第一条第二号及び第三号に掲げる規定にあっては、当該規定)の施行前にした行為並びに附則第三条、第四条及び第六条の規定によりなお従前の例によることとされる場合における第三号施行日以後にした行為に対する罰則の適用については、なお従前の例による。
Open this provisionDelegation to Cabinet Order
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are…
この附則に規定するもののほか、この法律の施行に関し必要な経過措置(罰則に関する経過措置を含む。)は、政令で定める。
Open this provisionTransitional Measures Concerning Tender Offers
The provisions of Article 27-2, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of Article 1…
第一条の規定(前条第三号に掲げる改正規定に限る。以下この条において同じ。)による改正後の金融商品取引法(附則第五条及び第六条において「第三号新金融商品取引法」という。)第二十七条の二第一項の規定は、同号に掲げる規定の施行の日(以下「第三号施行日」という。)以後に行う同項に規定する株券等の買付け等について適用し…
Open this provisionWith regard to the application of the provisions of Chapter II-2, Section 1 of the item (iii) Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial…
第三号施行日前に行った第三号旧金融商品取引法第二十七条の三第二項に規定する公開買付開始公告に係る金融商品取引法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第一節の規定及びこれらの規定に係る金融商品取引法第六章の二の規定の適用については、なお従前の例による。
Open this provisionWith regard to the application of the provisions of Chapter II-2, Section 2 of the item (iii) Old Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial…
第三号施行日前に行った金融商品取引法第二十七条の二十二の二第二項において準用する第三号旧金融商品取引法第二十七条の三第二項に規定する公開買付開始公告に係る金融商品取引法第二十七条の二十二の二第二項において準用する同法第二十七条の三第一項に規定する公開買付けに関する第三号旧金融商品取引法第二章の二第二節の規定及びこれら…
Open this provisionTransitional Measures Concerning Statements of Large-Volume Holdings
If, at the time of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter in this Article referred to as the "item (iii) amending provisions")…
附則第一条第三号に掲げる規定(以下この条において「第三号改正規定」という。)の施行の際における第三号新金融商品取引法第二十七条の二十三第四項に規定する株券等保有割合(以下この条において「新株券等保有割合」という。)と第三号改正規定の施行の際に第三号旧金融商品取引法第二十七条の二十三第四項の規定を適用した場合において同…
Open this provisionWith regard to the submission of the document specified in each of the following items in the case where it has become necessary, before the item (iii) effective date…
第三号施行日前に次の各号に掲げる規定により当該各号に定める書類を提出しなければならないこととなった場合における当該書類の提出については、第三号新金融商品取引法第二十七条の二十三第三項から第五項までの規定にかかわらず、なお従前の例による。
Open this provisiontender offer
「公開買付け」
In Section 1 of Chapter 2-2, a tender offer as defined in Article 27-2, paragraph (1) that a person must make under the main clause of that paragraph: a tender offer by someone other than the issuer of the share certificates, etc. (株券等).
Short name set inArticle 27-3, paragraph (1)· applies only in this section
statement of large-volume holdings
「大量保有報告書」
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 27-23, paragraph (1)
holding ratio of share certificates, etc.machine translation
「株券等保有割合」
In Chapter II-3, the ratio of the share certificates, etc. (株券等) a holder holds — less those it must deliver after selling them through margin transactions or similar transactions, and with those of its joint holders (共同保有者) added — to the issuer's total issued shares plus the share certificates, etc. other than shares that the holder and its joint holders hold, each counted as Cabinet Office Orders (内閣府令) set.
Defined inArticle 27-23, paragraph (4)
statement of changes
「変更報告書」
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Short name set inArticle 27-25, paragraph (1)
share certificates, etc. subject to special provisions
「特例対象株券等」
In Article 27-26, share certificates, etc. held, without the aim of making material proposals (重要提案行為等), by financial instruments business operators engaged in type-I financial instruments business or investment management business, banks or other persons a Cabinet Office Order (内閣府令) specifies (except where the holding ratio exceeds the figure that Order sets and in other cases it sets), or held by the State, local governments or other persons that Order specifies — in each case only by holders that have notified the Prime Minister of their record dates.
Short name set inArticle 27-26, paragraph (1)· applies only in this article
purchase, etc. of share certificates, etc.
「株券等の買付け等」
In Article 175-2, paragraph (4), item (ii), a purchase of share certificates, etc.; a transaction under Article 2, paragraph (21), item (ii) in which one is the party that receives money if the actual figure exceeds the agreed figure; a transaction under item (iii) of that paragraph in which one is the party that acquires the option; and other transactions a Cabinet Order (政令) specifies.
Defined inArticle 175-2, paragraph (11)
item (iii) New Financial Instruments and Exchange Actmachine translation
「第三号新金融商品取引法」
In Articles 2, 5 and 6 of the supplementary provisions (附則) of Act No. 32 of 2024, the Financial Instruments and Exchange Act (Act No. 25 of 1948) as amended by Article 1 of that Act, counting only the amendments listed in Article 1, item (iii) of those supplementary provisions.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 5 and 6
item (iii) effective datemachine translation
「第三号施行日」
The date the provisions listed in Article 1, item (iii) of the supplementary provisions (附則) of Act No. 32 of 2024 come into effect, a date a Cabinet Order (政令) sets within two years of the Act's promulgation.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
item (iii) Old Financial Instruments and Exchange Actmachine translation
「第三号旧金融商品取引法」
In Articles 2 to 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the Financial Instruments and Exchange Act (Act No. 25 of 1948) as it stood before Article 1 of that Act amended it, counting only the amendments listed in Article 1, item (iii) of those supplementary provisions.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 3 to 5
new ownership ratio of share certificates, etc.machine translation
「新株券等保有割合」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the ownership ratio of share certificates, etc. (株券等保有割合) under Article 27-23, paragraph (4) of this Act as amended by the provisions listed in Article 1, item (iii) of those supplementary provisions, as it stands when those provisions come into effect.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article
former ownership ratio of share certificates, etc.machine translation
「旧株券等保有割合」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the ratio that would be the ownership ratio of share certificates, etc. (株券等保有割合) under Article 27-23, paragraph (4) of this Act as it stood before the provisions listed in Article 1, item (iii) of those supplementary provisions amended it, if that paragraph were applied when those provisions come into effect.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article
item (iii) amending provisionsmachine translation
「第三号改正規定」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the provisions of that Act listed in Article 1, item (iii) of those supplementary provisions, which come into effect on a date a Cabinet Order (政令) sets within two years of the Act's promulgation.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article