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Supplementary Provisions

附　則

Supplementary Provisions, Article 1Effective Date

第一条（施行期日）

This Act comes into effect as of April 1, 2005 (hereinafter referred to as the "effective date"); provided, however, that the provisions set forth in the following items come into effect as of the day specified in each of those items:

この法律は、平成十七年四月一日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。

the provisions of that amend , , and , the provisions that amend (limited to the part that amends the term "and (vii)" to ", (vii) and (xii)") and the provisions that amend , and and ; the provisions of that amend (hereinafter referred to as the "Foreign Securities Firms Act" in this Article); the provisions of that amend (hereinafter referred to as the "Investment Trust Act" in this Article); the provisions of that amend (hereinafter referred to as the "Securities Investment Advisory Business Act" in this Article); the provisions of and , the provisions of that amend by making the following additions; and the provisions of : the date of promulgation of this Act;

中、及びの改正規定、の改正規定（「及び」を「、及び」に改める部分に限る。）並びに、並びに及びの改正規定、中外国証券業者に関する法律（以下この条において「外国証券業者法」という。）の改正規定、中投資信託及び投資法人に関する法律（以下この条において「投資信託法」という。）の改正規定、中有価証券に係る投資顧問業の規制等に関する法律（以下この条において「投資顧問業法」という。）の改正規定、及びの規定、中に次のように加える改正規定並びにの規定　この法律の公布の日

the provisions of that amend and (limited to the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary") and the provisions that amend , , and ; the provisions of that amend ; the provisions of that amend ; and the provisions of that amend and : the date on which one month has elapsed from the date of promulgation;

中及びの改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分に限る。）並びに、、及びの改正規定、中の改正規定、中の改正規定並びに中及びの改正規定　公布の日から起算して一月を経過した日

the provisions of that amend the table of contents of the Securities and Exchange Act (limited to the part that replaces "a company that is an issuer" with "an issuer"), the provisions that amend , the provisions that redesignate as and add two items after , the provisions that amend and , the provisions that delete , the provisions that amend and (excluding the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary"), the provisions that amend , the provisions that add three paragraphs after , the provisions that amend , , and , the provisions that add two Articles after , the provisions that amend , , and and , the provisions that delete , the provisions that amend , , and and , the provisions that amend the name of Section 1 of Chapter II-2 of , the provisions that amend , and , , , , and , , and , and , the provisions that amend the name of Section 2 of Chapter II-2 of , the provisions that amend , and , and and , the provisions that delete , the provisions that amend and , , , and , the provisions that delete and and redesignate as , the provisions that amend , the provisions that amend (limited to the part that replaces "and " with ", (excluding ) and " and the part that adds the latter sentence), the provisions that amend and , and , the provisions that add one item to , and the provisions that amend , , , , and ; the provisions of that amend ; the provisions of that amend and ; the provisions of that amend ; the provisions of that amend ; and the provisions of the following Article through Article 7 of the Supplementary Provisions, and of the Supplementary Provisions, and of the Supplementary Provisions: December 1, 2004;

中証券取引法目次の改正規定（「発行者である会社」を「発行者」に改める部分に限る。）、の改正規定、をとし、の次に二号を加える改正規定、及びの改正規定、を削る改正規定、及びの改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分を除く。）、の改正規定、の次に三項を加える改正規定、、、及びの改正規定、の次に二条を加える改正規定、、並びに及びの改正規定、を削る改正規定、、並びに及びの改正規定、第二章の二第一節の節名の改正規定、、及び、、、、及び、、及び並びにの改正規定、第二章の二第二節の節名の改正規定、、及び並びに及びの改正規定、を削る改正規定、及び、、並びにの改正規定、及びを削り、をとする改正規定、の改正規定、の改正規定（「及び」を「、（を除く。）及び」に改める部分及び後段を加える部分に限る。）、及び並びにの改正規定、に一号を加える改正規定並びに、、、、及びの改正規定、中の改正規定、中及びの改正規定、中の改正規定、中の改正規定並びに次条から附則第七条まで並びに、及びの規定　平成十六年十二月一日

the provisions of that amend and , the provisions that add two paragraphs after , and the provisions that amend ; the provisions of that amend the heading of , the provisions that redesignate as , the provisions that amend , the provisions that redesignate as , the provisions that amend , the provisions that redesignate as , the provisions that add two paragraphs after , and the provisions that amend ; the provisions of ; the provisions of that amend the heading of and , the provisions that add five paragraphs to , and the provisions that add one Article after ; the provisions of ; the provisions of that amend the heading of and , the provisions that add five paragraphs to , and the provisions that add one Article after ; the provisions of that amend the heading of , the provisions that redesignate as , the provisions that amend , the provisions that redesignate as , the provisions that amend , the provisions that redesignate as , the provisions that add two paragraphs after , and the provisions that amend ; the provisions of that amend the heading of and , the provisions that add five paragraphs to , and the provisions that add one Article after ; the provisions of , and ; the provisions of (excluding the provisions of that amend the table of contents of the Act for Establishment of the Financial Services Agency, the provisions that add one item after , and the provisions that add one Article to the main provisions of ); and the provisions of and of the Supplementary Provisions: July 1, 2005;

中及びの改正規定、の次に二項を加える改正規定並びにの改正規定、中の見出しの改正規定、をとする改正規定、の改正規定、をとする改正規定、の改正規定、をとする改正規定、の次に二項を加える改正規定及びの改正規定、の規定、中の見出し及びの改正規定、に五項を加える改正規定並びにの次に一条を加える改正規定、の規定、中の見出し及びの改正規定、に五項を加える改正規定並びにの次に一条を加える改正規定、中の見出しの改正規定、をとする改正規定、の改正規定、をとする改正規定、の改正規定、をとする改正規定、の次に二項を加える改正規定及びの改正規定、中の見出し及びの改正規定、に五項を加える改正規定並びにの次に一条を加える改正規定、、及びの規定、の規定（中金融庁設置法目次の改正規定、の次に一号を加える改正規定及び本則に一条を加える改正規定を除く。）並びに及びの規定　平成十七年七月一日

the provisions of that amend , the provisions that add one Article after , and the provisions that amend (limited to the part that deletes "(meaning the subject transactions prescribed in )"); the provisions of that amend and and the provisions that add one Article after ; and the provisions of Articles 9 and of the Supplementary Provisions: the date of enforcement of the Bankruptcy Act (Act No. 75 of 2004).

中の改正規定、の次に一条を加える改正規定及びの改正規定（「（に規定する対象取引をいう。）」を削る部分に限る。）、中及びの改正規定並びにの次に一条を加える改正規定並びに附則第九条及びの規定　破産法（平成十六年法律第七十五号）の施行の日

Supplementary Provisions, Article 2Transitional Measures Concerning What Is Newly Treated as Deemed Securities

第二条（新たにみなし有価証券とされたものに関する経過措置）

With regard to those solicitations relating to a deemed security (meaning a right set forth in prior to the amendment by and a right set forth in (limited to one based on a contract similar to a limited partnership agreement for investment), which falls under a security prescribed in Article 2, paragraph (1) of the Financial Instruments and Exchange Act after the amendment by of the 2006 Securities and Exchange Act Amendment Act (hereinafter referred to as the "New Financial Instruments and Exchange Act") or a right deemed to be a security pursuant to paragraph (2) of that Article; the same applies in the following paragraph) for which the solicitation of an offer to acquire, or an offer to sell or the solicitation of an offer to purchase, was commenced before December 1, 2004, the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply.

平成十六年十二月一日前に取得の申込みの勧誘又は売付けの申込み若しくは買付けの申込みの勧誘を開始したみなし有価証券（の規定による改正前のに掲げる権利及びに掲げる権利（投資事業有限責任組合契約に類する契約に基づくものに限る。）であって、の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第一項に規定する有価証券又は同条第二項の規定により有価証券とみなされる権利に該当するものをいう。次項において同じ。）に係るこれらの勧誘については、新金融商品取引法第二章の規定は、適用しない。

With regard to a deemed security set forth in the preceding paragraph for which the number of holders as of June 1, 2006 is 500 or more, the provisions of , , , and of the New Securities and Exchange Act (including the case where these provisions apply mutatis mutandis pursuant to of the New Securities and Exchange Act) (including penal provisions relating to these provisions) apply, deeming that it fell under of the New Securities and Exchange Act on that date.

前項のみなし有価証券で、平成十八年六月一日における所有者の数が五百以上であるものは、同日にに該当したものとみなして、、、、及び（これらの規定をにおいて準用する場合を含む。）の規定（これらの規定に係る罰則を含む。）を適用する。

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