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Article 156-31-2Obligation to Conclude a Contract with a Designated Dispute Resolution Organization

第百五十六条の三十一の二（指定紛争解決機関との契約締結義務等）

A securities finance company that conducts the business referred to in Article 156-27, paragraph (1), item (i), (iii), or (iv) must take the measures specified in the following items in accordance with the category of cases set forth in each of those items:

証券金融会社であつて第百五十六条の二十七第一項第一号、第三号又は第四号の業務を行う者は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。

if there is a designated dispute resolution organization for securities finance companies (meaning a designated dispute resolution organization for which the category of dispute resolution services is the specified services of a securities finance company (meaning the specified services of a securities finance company as defined in Article 156-38, paragraph (7); hereinafter the same applies in this paragraph); hereinafter the same applies in this Article):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with the specified services of a securities finance company with a single designated dispute resolution organization for securities finance companies; or

指定証券金融会社紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定証券金融会社業務（第百五十六条の三十八第七項に規定する特定証券金融会社業務をいう。以下この項において同じ。）であるものをいう。以下この条において同じ。）が存在する場合　一の指定証券金融会社紛争解決機関との間で特定証券金融会社業務に係る手続実施基本契約を締結する措置

If a securities finance company takes measures to conclude a basic contract for the implementation of dispute resolution procedures pursuant to the provisions of the preceding paragraph, it must publicly announce the trade name or name of the designated dispute resolution organization for securities finance companies that is the other party to the basic contract for the implementation of dispute resolution procedures.

証券金融会社は、前項の規定により手続実施基本契約を締結する措置を講じた場合には、当該手続実施基本契約の相手方である指定証券金融会社紛争解決機関の商号又は名称を公表しなければならない。

The provisions of paragraph (1) do not apply to the period specified in the following items in accordance with the category of cases set forth in each of those items:

第一項の規定は、次の各号に掲げる場合の区分に応じ、当該各号に定める期間においては、適用しない。

a case that formerly fell under the case set forth in paragraph (1), item (i), which has come to fall under the case set forth in item (ii) of that paragraph:the period that the Prime Minister specifies as the period necessary for taking the measures set forth in paragraph (1), item (ii) at the time of granting the authorization to discontinue dispute resolution services, etc. under Article 156-60, paragraph (1) or at the time of rescinding the designation under Article 156-61, paragraph (1);

第一項第一号に掲げる場合に該当していた場合において、同項第二号に掲げる場合に該当することとなつたとき　第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間

a case that formerly fell under the case set forth in paragraph (1), item (i), in which the discontinuation of the dispute resolution services, etc. of a single designated dispute resolution organization for securities finance companies under that item has been authorized pursuant to Article 156-60, paragraph (1) or the designation under Article 156-39, paragraph (1) of a single designated dispute resolution organization for securities finance companies under that item has been rescinded pursuant to Article 156-61, paragraph (1) (excluding a case set forth in the preceding item):the period specified by the Prime Minister as the period necessary for taking the measures set forth in paragraph (1), item (i) at the time of granting that authorization or making such rescission; or

第一項第一号に掲げる場合に該当していた場合において、同号の一の指定証券金融会社紛争解決機関の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可されたとき、又は同号の一の指定証券金融会社紛争解決機関の第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消されたとき（前号に掲げる場合を除く。）　その認可又は取消しの時に、第一項第一号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間

a case that formerly fell under the case set forth in paragraph (1), item (ii), which has come to fall under the case set forth in item (i) of that paragraph:the period specified by the Prime Minister as the period necessary for taking the measures set forth in that item at the time of the designation under Article 156-39, paragraph (1).

第一項第二号に掲げる場合に該当していた場合において、同項第一号に掲げる場合に該当することとなつたとき　第百五十六条の三十九第一項の規定による指定の時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間

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