Article 156-31-2Obligation to Conclude a Contract with a Designated Dispute Resolution Organization
第百五十六条の三十一の二(指定紛争解決機関との契約締結義務等)
A securities finance company that conducts the business referred to in Article 156-27, paragraph (1), item (i), (iii), or (iv) must take the measures specified in the following items in accordance with the category of cases set forth in each of those items:
証券金融会社であつて第百五十六条の二十七第一項第一号、第三号又は第四号の業務を行う者は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。
if there is a designated dispute resolution organization for securities finance companies (meaning a designated dispute resolution organization for which the category of dispute resolution services is the specified services of a securities finance company (meaning the specified services of a securities finance company as defined in Article 156-38, paragraph (7); hereinafter the same applies in this paragraph); hereinafter the same applies in this Article):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with the specified services of a securities finance company with a single designated dispute resolution organization for securities finance companies; or
指定証券金融会社紛争解決機関(指定紛争解決機関であつてその紛争解決等業務の種別が特定証券金融会社業務(第百五十六条の三十八第七項に規定する特定証券金融会社業務をいう。以下この項において同じ。)であるものをいう。以下この条において同じ。)が存在する場合 一の指定証券金融会社紛争解決機関との間で特定証券金融会社業務に係る手続実施基本契約を締結する措置
if there is no designated dispute resolution organization for securities finance companies:complaint processing measures and dispute resolution measures in connection with the specified services of a securities finance company.
指定証券金融会社紛争解決機関が存在しない場合 特定証券金融会社業務に関する苦情処理措置及び紛争解決措置
If a securities finance company takes measures to conclude a basic contract for the implementation of dispute resolution procedures pursuant to the provisions of the preceding paragraph, it must publicly announce the trade name or name of the designated dispute resolution organization for securities finance companies that is the other party to the basic contract for the implementation of dispute resolution procedures.
証券金融会社は、前項の規定により手続実施基本契約を締結する措置を講じた場合には、当該手続実施基本契約の相手方である指定証券金融会社紛争解決機関の商号又は名称を公表しなければならない。
The provisions of paragraph (1) do not apply to the period specified in the following items in accordance with the category of cases set forth in each of those items:
第一項の規定は、次の各号に掲げる場合の区分に応じ、当該各号に定める期間においては、適用しない。
a case that formerly fell under the case set forth in paragraph (1), item (i), which has come to fall under the case set forth in item (ii) of that paragraph:the period that the Prime Minister specifies as the period necessary for taking the measures set forth in paragraph (1), item (ii) at the time of granting the authorization to discontinue dispute resolution services, etc. under Article 156-60, paragraph (1) or at the time of rescinding the designation under Article 156-61, paragraph (1);
第一項第一号に掲げる場合に該当していた場合において、同項第二号に掲げる場合に該当することとなつたとき 第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
a case that formerly fell under the case set forth in paragraph (1), item (i), in which the discontinuation of the dispute resolution services, etc. of a single designated dispute resolution organization for securities finance companies under that item has been authorized pursuant to Article 156-60, paragraph (1) or the designation under Article 156-39, paragraph (1) of a single designated dispute resolution organization for securities finance companies under that item has been rescinded pursuant to Article 156-61, paragraph (1) (excluding a case set forth in the preceding item):the period specified by the Prime Minister as the period necessary for taking the measures set forth in paragraph (1), item (i) at the time of granting that authorization or making such rescission; or
第一項第一号に掲げる場合に該当していた場合において、同号の一の指定証券金融会社紛争解決機関の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可されたとき、又は同号の一の指定証券金融会社紛争解決機関の第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消されたとき(前号に掲げる場合を除く。) その認可又は取消しの時に、第一項第一号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
a case that formerly fell under the case set forth in paragraph (1), item (ii), which has come to fall under the case set forth in item (i) of that paragraph:the period specified by the Prime Minister as the period necessary for taking the measures set forth in that item at the time of the designation under Article 156-39, paragraph (1).
第一項第二号に掲げる場合に該当していた場合において、同項第一号に掲げる場合に該当することとなつたとき 第百五十六条の三十九第一項の規定による指定の時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
Read this with the articles around it
(Restriction on Concurrent Business)
the lending and borrowing of securities (excluding the business prescribed in Article 156-24, paragraph (1)), or intermediation or agency for the lending and borrowing of securities;
有価証券の貸借(第百五十六条の二十四第一項に規定する業務を除く。)又は有価証券の貸借の媒介若しくは代理
Open this provision(Restriction on Concurrent Business)
the lending of money to the customers of financial instruments business operators; and
金融商品取引業者の顧客に対する金銭の貸付け
Open this provision(Restriction on Concurrent Business)
other business specified by Cabinet Office Order.
その他内閣府令で定める業務
Open this provision(Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
A securities finance company that conducts the business referred to in Article 156-27, paragraph (1), item (i), (iii), or (iv) must take the measures specified in the following items in accordance…
証券金融会社であつて第百五十六条の二十七第一項第一号、第三号又は第四号の業務を行う者は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。
Open this provision(Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
A securities finance company that conducts the business referred to in Article 156-27, paragraph (1), item (i), (iii), or (iv) must take the measures specified in the following items in accordance…
証券金融会社であつて第百五十六条の二十七第一項第一号、第三号又は第四号の業務を行う者は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。
Open this provision(Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
if there is a designated dispute resolution organization for securities finance companies (meaning a designated dispute resolution organization for which the category of dispute resolution services…
指定証券金融会社紛争解決機関(指定紛争解決機関であつてその紛争解決等業務の種別が特定証券金融会社業務(第百五十六条の三十八第七項に規定する特定証券金融会社業務をいう。以下この項において同じ。)であるものをいう。以下この条において同じ。)が存在する場合 一の指定証券金融会社紛争解決機関との間で特定証券金融会社業務に係る…
Open this provision(Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
if there is no designated dispute resolution organization for securities finance companies:complaint processing measures and dispute resolution measures in connection with the specified services of a…
指定証券金融会社紛争解決機関が存在しない場合 特定証券金融会社業務に関する苦情処理措置及び紛争解決措置
Open this provision(Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
a case that formerly fell under the case set forth in paragraph (1), item (i), which has come to fall under the case set forth in item (ii) of that paragraph:the period that the Prime Minister…
第一項第一号に掲げる場合に該当していた場合において、同項第二号に掲げる場合に該当することとなつたとき 第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、同号に定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
Open this provision(Definitions)
The term "specified services of a securities finance company" as used in this Chapter means services that a securities finance company performs pursuant to the provisions of Article 156-27…
この章において「特定証券金融会社業務」とは、証券金融会社が第百五十六条の二十七第一項第一号、第三号及び第四号の規定により行う業務をいう。
Open this provision(Designation of a Person that Conducts Dispute Resolution Services)
At the application of a person satisfying the following requirements, the Prime Minister may designate that person as a person that conducts dispute resolution services, etc.:
内閣総理大臣は、次に掲げる要件を備える者を、その申請により、紛争解決等業務を行う者として、指定することができる。
Open this provision(Suspension or Discontinuation of Dispute Resolution Services)
A designated dispute resolution organization must obtain the authorization of the Prime Minister if it seeks to suspend (excluding suspension on the grounds prescribed in the following paragraph) or…
指定紛争解決機関は、紛争解決等業務の全部若しくは一部の休止(次項に規定する理由によるものを除く。)をし、又は廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provision(Rescission of a Designation)
If a designated dispute resolution organization falls under any of the following items, the Prime Minister may rescind the designation under Article 156-39…
内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当するときは、第百五十六条の三十九第一項の規定による指定を取り消し、又は六月以内の期間を定めて、その業務の全部若しくは一部の停止を命ずることができる。
Open this provisionsecurities finance company
「証券金融会社」
A person licensed by the Prime Minister under Article 156-24 to lend members, etc. of a financial instruments exchange, or members of an authorized financial instruments firms association (認可金融商品取引業協会), the money or securities needed to settle margin transactions (信用取引) and other transactions a Cabinet Order (政令) specifies, through the settlement system of the exchange market or over-the-counter securities market concerned.
Defined inArticle 2, paragraph (30)· applies throughout the law
basic contract for the implementation of dispute resolution proceduresmachine translation
「手続実施基本契約」
A contract on carrying out dispute resolution services, etc. (紛争解決等業務) concluded between a designated dispute resolution organization (指定紛争解決機関) and a business operator involved in financial instruments transactions (金融商品取引関係業者) — a financial instruments business operator, etc. or a securities finance company.
Defined inArticle 37-7, paragraph (1), item (i), (a)· applies only in this chapter and in Chapter 5-4
designated dispute resolution organization
「指定紛争解決機関」
A person the Prime Minister has designated, on its application, under Article 156-39, paragraph (1) to carry on dispute resolution services, etc. (紛争解決等業務), having found that it meets the requirements listed there.
Defined inArticle 37-7, paragraph (1), item (i), (a)· applies only in this chapter and in Chapter 5-4
category of dispute resolution services
「紛争解決等業務の種別」
The kind of business — specified type-I financial instruments business (特定第一種金融商品取引業務), specified type-II financial instruments business, specified investment advisory and agency business, specified investment management business, specified services of a registered financial institution, or specified services of a securities finance company — to which a body's dispute resolution services (紛争解決等業務) relate.
Defined inArticle 37-7, paragraph (1), item (i), (a)· applies only in this chapter and in Chapter 5-4
dispute resolution measuresmachine translation
「紛争解決措置」
In Chapter III and Chapter V-4, resolving disputes with customers through authorized dispute resolution procedures (認証紛争解決手続) as defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution, or another measure a Cabinet Office Order (内閣府令) specifies as equivalent.
Defined inArticle 37-7, paragraph (1), item (i), (b)· applies only in this chapter and in Chapter 5-4
complaint processing measuresmachine translation
「苦情処理措置」
In Chapter III and Chapter V-4, having a person a Cabinet Office Order (内閣府令) specifies as having expert knowledge and experience of consumer affairs, such as consultation on complaints between consumers and businesses, advise or guide the employees who handle complaints from customers (including rights holders under Article 42, paragraph (1) who are not customers), or another measure that Order sets as equivalent.
Defined inArticle 37-7, paragraph (1), item (i), (b)· applies only in this chapter and in Chapter 5-4
designated dispute resolution organization for securities finance companiesmachine translation
「指定証券金融会社紛争解決機関」
In Article 156-31-2, a designated dispute resolution organization (指定紛争解決機関) whose category of dispute resolution services is the specified services of a securities finance company (特定証券金融会社業務) as defined in Article 156-38, paragraph (7).
Defined inArticle 156-31-2, paragraph (1), item (i)· applies only in this article
specified services of a securities finance company
「特定証券金融会社業務」
The business a securities finance company (証券金融会社) carries on under Article 156-27, paragraph (1), items (i), (iii) and (iv).
Defined inArticle 156-31-2, paragraph (1), item (i)· applies only in this paragraph
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.