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Supplementary Provisions, Article 148

第百四十八条

A person (limited to a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, and excluding a deemed registered financial institution) that, at the time of the enforcement of this Act, has received the registration under of the Former Trust Business Act is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.

この法律の施行の際現にの登録を受けている者(銀行、協同組織金融機関その他政令で定める金融機関に限り、みなし登録金融機関を除く。)は、施行日において新金融商品取引法第三十三条の二の登録を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。

A person who is deemed to have received the registration under Article 33-2 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph must submit to the Prime Minister, within three months counting from the effective date, a document stating the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.

前項の規定により新金融商品取引法第三十三条の二の登録を受けたものとみなされる者は、施行日から起算して三月以内に新金融商品取引法第三十三条の三第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。

When the documents are submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register the particulars set forth in the items of Article 33-3, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 33-4, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents in the financial institutions register.

内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第三十三条の三第一項各号に掲げる事項及び新金融商品取引法第三十三条の四第一項第二号に掲げる事項を金融機関登録簿に登録するものとする。

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