In any of the following cases, a person who has committed said violation is subject to a fine of not more than five hundred thousand yen:
次の各号のいずれかに該当する場合には、当該違反行為をした者は、五十万円以下の罰金に処する。
when the person discontinues financial instruments obligation assumption service without obtaining the authorization referred to in Article 156-20-15;
第百五十六条の二十の十五の認可を受けないで金融商品債務引受業を廃止したとき。
when the person suspends or discontinues all or part of dispute resolution services, etc. (meaning the dispute resolution services, etc. prescribed in Article 156-38, paragraph (11)) without obtaining the authorization referred to in Article 156-60, paragraph (1); or
第百五十六条の六十第一項の認可を受けないで紛争解決等業務（第百五十六条の三十八第十一項に規定する紛争解決等業務をいう。）の全部若しくは一部の休止又は廃止をしたとき。
when the person suspends or discontinues all or part of trade repository business without obtaining the authorization referred to in Article 156-82, paragraph (1).
第百五十六条の八十二第一項の認可を受けないで取引情報蓄積業務の全部若しくは一部の休止又は廃止をしたとき。
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(Authorization to Discontinue Financial Instruments Obligation Assumption Services)
A foreign financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to discontinue financial instruments obligation assumption service.
外国金融商品取引清算機関は、金融商品債務引受業を廃止しようとする場合には、内閣総理大臣の認可を受けなければならない。
Open this provision(Definitions)
The term "dispute resolution services, etc." as used in this Chapter means the services involved in complaint processing procedures and dispute resolution procedures…
この章において「紛争解決等業務」とは、苦情処理手続及び紛争解決手続に係る業務並びにこれに付随する業務をいう。
Open this provision(Suspension or Discontinuation of Dispute Resolution Services)
A designated dispute resolution organization must obtain the authorization of the Prime Minister if it seeks to suspend (excluding suspension on the grounds prescribed in the following paragraph) or…
指定紛争解決機関は、紛争解決等業務の全部若しくは一部の休止（次項に規定する理由によるものを除く。）をし、又は廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provision(Suspension or Discontinuation of Trade Repository Business)
A trade repository must obtain the authorization of the Prime Minister if it seeks to suspend (excluding a suspension on the grounds prescribed in the following paragraph) all or part of its trade…
取引情報蓄積機関は、取引情報蓄積業務の全部若しくは一部の休止（次項に規定する理由によるものを除く。）をし、又は取引情報蓄積業務の廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provisionfinancial instruments obligation assumption servicemachine translation
「金融商品債務引受業」
Carrying on as a business taking on, by assumption, novation or other means, the obligations under subject transactions (対象取引) of financial instruments business operators, registered financial institutions or securities finance companies, with them as counterparties; subject transactions are purchases and sales of securities and derivatives transactions, other than those a Cabinet Order (政令) excludes, and transactions incidental or related to them that a Cabinet Order specifies.
Defined inArticle 2, paragraph (28)· applies throughout the law
dispute resolution services, etc.
「紛争解決等業務」
The work of complaint processing procedures (苦情処理手続) and dispute resolution procedures (紛争解決手続), and work incidental to it.
Defined inArticle 156-38, paragraph (11)· applies only in this chapter
trade repository businessmachine translation
「取引情報蓄積業務」
The business of collecting and preserving trade data (取引情報).
Defined inArticle 156-63, paragraph (1)
fine
罰金
A criminal punishment of paying money to the state, of 10,000 yen or more, or less where it is reduced (Penal Code, Article 15). It ranks below imprisonment (拘禁刑) and above penal detention (拘留) and a petty fine (科料) (Articles 9 and 10, paragraph (1)). A person who cannot pay it in full is held in a workhouse (労役場) for one day to two years, or up to three years where fines are imposed together, a period set when the sentence is passed (Article 18, paragraphs (1), (3) and (4)); not within thirty days of the sentence becoming final without the person's consent (paragraph (5)). If it is not enforced for three years after the sentence becomes final, the person is released from it by prescription (Articles 31 and 32, item (v)); the three years do not run while its execution is suspended under law or the person is abroad, and an act of execution interrupts them (Articles 33 and 34, paragraph (2)).
Written by AI using Penal Code, Arts. 9, 10, 15, 18, 31 to 34 as a reference.