Article 172-8Administrative Monetary Penalty Payment Order Issued to a Person Submitting a Statement of Large-Volume Holdings or Changes That Contains a False Statement
第百七十二条の八(虚偽記載のある大量保有・変更報告書等を提出した者に対する課徴金納付命令)
If a person submits a statement of large-volume holdings or changes, etc. (meaning a statement of large-volume holdings or changes or an amended statement prescribed in Article 9, paragraph (1) or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 27-25, paragraph (3) (including as applied mutatis mutandis pursuant to Article 27-26, paragraph (6)) or Article 27-29, paragraph (1); hereinafter the same applies in this Chapter) that contains a false statement about a material particular or that lacks a statement of a material particular that is required to be stated, the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that person to pay an administrative monetary penalty that is equivalent to the amount arrived at when the amount set forth in item (i) is multiplied by the amount set forth in item (ii) to the national treasury:
重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている大量保有・変更報告書等(大量保有・変更報告書又は第二十七条の二十五第三項(第二十七条の二十六第六項において準用する場合を含む。)若しくは第二十七条の二十九第一項において準用する第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。以下この章において同じ。)を提出した者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、第一号に掲げる額に第二号に掲げる数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
the amount arrived when the closing price provided for in Article 67-19 or Article 130, of share certificates issued by the issuer of share certificates, etc. which are the subject of that statement of large-volume holdings or changes, or that of securities specified by Cabinet Office Order as being equivalent to those share certificates, on the day after the day on which that statement of large-volume holdings or changes has been submitted, is multiplied by the issuer's total number of issued shares on that day or by the number specified by Cabinet Office Order as being equivalent to this (or, if there is no such price, the amount calculated pursuant to the provisions of Cabinet Office Order as being equivalent to this);
one hundred thousandth.
十万分の一
Read this with the articles around it
(Order to Submit an Amended Statement and Order Suspending the Validity of a Notification Due to a False Statement)
If the Prime Minister discovers that a securities registration statement contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be…
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていることを発見したときは、いつでも、届出者に対し、訂正届出書の提出を命じ、必要があると認めるときは…
Open this provision(Notice of Total Transaction Volume, Price, and Other Particulars)
Pursuant to the provisions of Cabinet Office Order, a financial instruments exchange must notify its members, etc. of, and also disclose to the public…
金融商品取引所は、内閣府令で定めるところにより、その開設する取引所金融商品市場における毎日の総取引高、その上場する金融商品等の銘柄別の毎日の最高、最低及び最終の価格、約定数値及び対価の額その他の事項をその会員等に通知し、公表しなければならない。
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person Submitting a Statement of Large-Volume Holdings or Changes That Contains a False Statement)
the amount arrived when the closing price provided for in Article 67-19 or Article 130, of share certificates issued by the issuer of share certificates…
当該大量保有・変更報告書等に係る株券等の発行者が発行する株券又はこれに準ずるものとして内閣府令で定める有価証券の当該大量保有・変更報告書等が提出された日の翌日における第六十七条の十九又は第百三十条に規定する最終の価格に…
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person Submitting a Statement of Large-Volume Holdings or Changes That Contains a False Statement)
one hundred thousandth.
十万分の一
Open this provision(Submission of a Statement of Changes to a Statement of Large-Volume Holdings)
If a person that has submitted a statement of large-volume holdings or a statement of changes finds that its content conflicts with the facts of the matter…
大量保有報告書又は変更報告書を提出した者は、これらの書類に記載された内容が事実と相違し、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が不十分であり、若しくは欠けていると認めるときは、訂正報告書を内閣総理大臣に提出しなければならない。
Open this provision(Special Provisions on Reports by Large-Volume Holders of Share Certificates Subject to Special Provisions)
The provisions of paragraph (3) of the preceding Article apply mutatis mutandis to the statement of large-volume holdings referred to in paragraph (1) or (4)…
前条第三項の規定は、第一項若しくは第四項の大量保有報告書又は第二項若しくは前項の変更報告書について準用する。
Open this provision(Order to Submit an Amended Report in Connection with a Statement of Large-Volume Holdings)
The provisions of Article 9, paragraph (1) and Article 10, paragraph (1) apply mutatis mutandis to statements of large-volume holdings and statements of changes.
第九条第一項及び第十条第一項の規定は、大量保有報告書及び変更報告書について準用する。この場合において、同項中「提出を命じ、必要があると認めるときは、第四条第一項から第三項までの規定による届出の効力の停止」とあるのは、「提出」と読み替えるものとする。
Open this provision(Notice of Trading Volume, Price, and Other Particulars)
Pursuant to the provisions of Cabinet Office Order and based on the reports under the provisions of the preceding Article, an authorized association must notify its association members of…
認可協会は、前条の規定による報告に基づき、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買(協会員が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。)について、内閣府令で定めるところにより…
Open this provision(Order to Submit an Amended Statement Due to a Formal Deficiency)
If the Prime Minister finds a formal deficiency in a statement or other document under Article 5, paragraph (1) or paragraph (13) or Article 7, paragraph (1) or finds such statement or other document…
内閣総理大臣は、第五条第一項及び第十三項若しくは第七条第一項の規定による届出書類に形式上の不備があり、又はその書類に記載すべき重要な事項の記載が不十分であると認めるときは、届出者に対し、訂正届出書の提出を命ずることができる。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
statement of large-volume holdings or changes
「大量保有・変更報告書」
In the chapter on administrative monetary penalties (課徴金), a statement of large-volume holdings (大量保有報告書) or a statement of changes (変更報告書).
Short name set inArticle 172-7, paragraph (1)· applies only in this chapter
share certificates, etc.
「株券等」
In Article 172-7 and Article 172-8, share certificates, etc. as defined in Article 27-23, paragraph (1): subject securities (対象有価証券) issued by a corporation whose share certificates or other share-related securities are listed on a financial instruments exchange or circulate similarly, including securities such as those under Article 2, paragraph (1), item (xix) that represent options to buy them.
Defined inArticle 172-7, paragraph (1), item (i)· applies only in this provision and in Article 172-8
issuer
「発行者」
In Articles 172-7 and 172-8, the issuer of the share certificates, etc. (株券等) that a statement of large-volume holdings or changes (大量保有・変更報告書) concerns, as Article 27-23, paragraph (1) defines it: for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies.
Defined inArticle 172-7, paragraph (1), item (i)· applies only in this article and in Article 172-8
statement of large-volume holdings or changes, etc.machine translation
「大量保有・変更報告書等」
In the chapter on administrative monetary penalties (課徴金), a statement of large-volume holdings or changes (大量保有・変更報告書), or an amended statement of one submitted under Article 27-25, paragraph (3) (also as applied by Article 27-26, paragraph (6)) or under Article 9, paragraph (1) or Article 10, paragraph (1) as applied by Article 27-29, paragraph (1).
Defined inArticle 172-8, paragraph (1)· applies only in this chapter
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.