Supplementary Provisions, Article 157
第百五十七条
For the purpose of the application of the provisions of Article 54 of the New Financial Instruments and Exchange Act, a person who, at the time this Act comes into effect, is registered under Article 67, paragraph (1) of the Former Trust Business Act (excluding a bank, cooperative financial institution or other financial institution specified by Cabinet Order) is deemed, notwithstanding the provisions of Article 147, paragraph (1) of the Supplementary Provisions, to have obtained the registration under Article 29 of the New Financial Instruments and Exchange Act on the day on which they obtained that registration.
新金融商品取引法第五十四条の規定の適用については、この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者(銀行、協同組織金融機関その他政令で定める金融機関を除く。)は、附則第百四十七条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第二十九条の登録を受けたものとみなす。
For the purpose of the application of the provisions of Article 54 of the New Financial Instruments and Exchange Act, a person who, at the time this Act comes into effect, is registered under Article 67, paragraph (1) of the Former Trust Business Act (limited to a bank, cooperative financial institution or other financial institution specified by Cabinet Order) is deemed, notwithstanding the provisions of Article 148, paragraph (1) of the Supplementary Provisions, to have obtained the registration under Article 33-2 of the New Financial Instruments and Exchange Act on the day on which they obtained that registration.
新金融商品取引法第五十四条の規定の適用については、この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者(銀行、協同組織金融機関その他政令で定める金融機関に限る。)は、附則第百四十八条第一項の規定にかかわらず、その登録を受けた日において、新金融商品取引法第三十三条の二の登録を受けたものとみなす。
(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Registration of Financial Institutions)
A financial institution must be registered by the Prime Minister if it seeks to perform any of the following acts on a regular basis, or if it seeks to provide investment advisory and agency business…
金融機関は、次に掲げる行為のいずれかを業として行おうとするとき、又は投資助言・代理業若しくは有価証券等管理業務を行おうとするときは、内閣総理大臣の登録を受けなければならない。
Open this provision(Rescission of Registration Due to Non-Commencement or Suspension of Business)
If, without legitimate grounds for doing so, a financial instruments business operator, etc. does not commence business within three months of the day on which it is permitted to begin engaging in…
内閣総理大臣は、金融商品取引業者等が正当な理由がないのに、金融商品取引業等を行うことができることとなつた日から三月以内に業務を開始しないとき、又は引き続き三月以上その業務を休止したときは、当該金融商品取引業者等の第二十九条又は第三十三条の二の登録を取り消すことができる。
Open this provisionTransitional Measures for Former Trust Contract Agents
A person (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order) that, at the time of the enforcement of this Act…
この法律の施行の際現に第二十条の規定による改正前の信託業法(以下「旧信託業法」という。)第六十七条第一項の登録を受けている者(銀行、協同組織金融機関その他政令で定める金融機関を除く。)は…
Open this provisionA person (limited to a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, and excluding a deemed registered financial institution) that…
この法律の施行の際現に旧信託業法第六十七条第一項の登録を受けている者(銀行、協同組織金融機関その他政令で定める金融機関に限り、みなし登録金融機関を除く。)は、施行日において新金融商品取引法第三十三条の二の登録を受けたものとみなす。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
cooperative financial institution
「協同組織金融機関」
A cooperative financial institution as defined in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution: the Norinchukin Bank (農林中央金庫), credit cooperatives (信用協同組合), shinkin banks (信用金庫) and labour banks (労働金庫), and agricultural, fishery and fishery processing cooperatives that carry on credit business, together with their federations.
Defined inSupplementary Provisions, Article 17, paragraph (1)
Former Trust Business Actmachine translation
「旧信託業法」
In the supplementary provisions (附則) of Act No. 65 of 2006, the Trust Business Act (Act No. 154 of 2004) as it stood before Article 20 of that Act amended it.
Short name set inSupplementary Provisions, Article 147, paragraph (1)