Article 40-3-2Prohibition of Public Offering If Money Has Been Diverted
第四十条の三の二（金銭の流用が行われている場合の募集等の禁止）
A financial instruments business operator, etc. must not conduct any of the acts specified in Article 2, paragraph (8), items (vii) through (ix) with regard to the rights set forth in Article 2, paragraph (2), item (v) or (vi) or the rights set forth in item (vii) of that paragraph (limited to rights specified by Cabinet Order as having an economic nature similar to the rights set forth in item (v) or (vi) of that paragraph), knowing that the money invested or contributed for such rights (including anything specified by Cabinet Order as being similar thereto; hereinafter the same applies in this Article) is not allocated to the business that is to be conducted by allocating that money.
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among the rights based on a partnership contract provided for in Article 667, paragraph (1) of the Civil Code (Act No. 89 of 1896), a silent partnership agreement provided for in Article 535 of the…
民法（明治二十九年法律第八十九号）第六百六十七条第一項に規定する組合契約、商法（明治三十二年法律第四十八号）第五百三十五条に規定する匿名組合契約、投資事業有限責任組合契約に関する法律（平成十年法律第九十号）第三条第一項に規定する投資事業有限責任組合契約又は有限責任事業組合契約に関する法律（平成十七年法律第四十号）第三…
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rights based on foreign laws and regulations which are similar to those specified in the preceding item; or
外国の法令に基づく権利であつて、前号に掲げる権利に類するもの
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rights other than specified electronically recorded monetary claims and the rights set forth in the preceding items, which are specified by Cabinet Order as rights in connection with which it is…
特定電子記録債権及び前各号に掲げるもののほか、前項に規定する有価証券及び前各号に掲げる権利と同様の経済的性質を有することその他の事情を勘案し、有価証券とみなすことにより公益又は投資者の保護を確保することが必要かつ適当と認められるものとして政令で定める権利
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the public offering or private placement of securities (limited to those set forth in the following items):
有価証券（次に掲げるものに限る。）の募集又は私募
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secondary distribution of securities or solicitation for selling, etc. only for professional investors;
有価証券の売出し又は特定投資家向け売付け勧誘等
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the handling of a public offering or secondary distribution of securities, or the handling of a private placement of securities or solicitation for selling, etc. only for professional investors;
有価証券の募集若しくは売出しの取扱い又は私募若しくは特定投資家向け売付け勧誘等の取扱い
Open this provision(Prohibition of Public Offering If Money Has Been Diverted)
A financial instruments business operator, etc. must not conduct any of the acts specified in Article 2, paragraph (8), items (vii) through (ix) with regard to the rights set forth in Article 2…
金融商品取引業者等は、第二条第二項第五号若しくは第六号に掲げる権利又は同項第七号に掲げる権利（同項第五号又は第六号に掲げる権利と同様の経済的性質を有するものとして政令で定める権利に限る。）については、これらの権利に関し出資され…
Open this provisionfinancial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)