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Article 62-17Application Mutatis Mutandis of the Financial Instruments and Exchange Act

第六十二条の十七(金融商品取引法の準用)

The provisions of Chapter III, Section 1, Subsection 5 (excluding and and ), Section 2, Subsection 1 of that Chapter (excluding , , , , , and , , , and ) and (excluding and ) of the Financial Instruments and Exchange Act (referred to as the "provisions of the Financial Instruments and Exchange Act" in the following paragraph) apply mutatis mutandis to an electronic payment instruments service provider that engages in the electronic payment instruments-related business pertaining to a specified contract for electronic payment instruments transaction (meaning a contract for carrying out electronic payment instruments-related business pertaining to what is specified by Cabinet Office Order as electronic payment instruments for which the prices are likely to fluctuate due to fluctuations in indicators such as value of currencies; the same applies in that paragraph). In this case, except in cases prescribed in that paragraph, the term "contract for financial instruments transaction" and the term "customer" in these provisions are deemed to be replaced with "specified contract for electronic payment instruments transaction" and "user", respectively.

金融商品取引法第三章第一節第五款(並びに及びを除く。)、同章第二節第一款(、、、、、及び、、並びにを除く。)及び(及びを除く。)の規定(次項において「金融商品取引法規定」という。)は、特定電子決済手段等取引契約(通貨の価格その他の指標に係る変動によりその価格が変動するおそれがある電子決済手段として内閣府令で定めるものに係る電子決済手段関連業務を行うことを内容とする契約をいう。同項において同じ。)に係る電子決済手段関連業務を行う電子決済手段等取引業者について準用する。この場合において、同項に定める場合を除き、これらの規定中「金融商品取引契約」とあるのは「特定電子決済手段等取引契約」と、「顧客」とあるのは「利用者」と読み替えるものとする。

If the provisions of the Financial Instruments and Exchange Act apply mutatis mutandis to an electronic payment instruments service provider that engages in the electronic payment instruments-related business pertaining to a specified contract for electronic payment instruments transaction, the terms or phrases listed in the middle column of the table below in the provisions of the Financial Instruments and Exchange Act as listed in the left-hand column of that table are deemed to be replaced with the respective terms or phrases listed in the right-hand column of that table; and any other necessary technical replacement of terms is specified by Cabinet Order:

contract for the financial instruments business operator, etc. to perform an act that constitutes a financial instruments transaction (meaning an act as set forth in the items of ; the same applies hereinafter) with the customer as the other party or on behalf of the customer (hereinafter the contract is referred to as a "financial instruments transaction contract"specified contract for electronic payment instruments transaction (meaning the specified contract for electronic payment instruments transaction prescribed in Article 62-17, paragraph (1) of the Payment Services Act; the same applies hereinafter
an act that constitutes a financial instruments transactionthe conclusion of a specified contract for electronic payment instruments transaction
an act that constitutes a financial instruments transaction carried outa specified contract for electronic payment instruments transaction concluded
money rate, the value of currencies, quotations on the financial instruments marketvalue of currencies
an act that constitutes a financial instruments transactionthe conclusion of a specified contract for electronic payment instruments transaction

金融商品取引法規定を特定電子決済手段等取引契約に係る電子決済手段関連業務を行う電子決済手段等取引業者について準用する場合において、次の表の上欄に掲げる金融商品取引法規定中同表の中欄に掲げる字句は、それぞれ同表の下欄に掲げる字句と読み替えるものとするほか、必要な技術的読替えは、政令で定める。

顧客を相手方とし、又は顧客のために金融商品取引行為(各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約(以下「金融商品取引契約」という特定電子決済手段等取引契約(資金決済に関する法律第六十二条の十七第一項に規定する特定電子決済手段等取引契約をいう。以下同じ
金融商品取引行為特定電子決済手段等取引契約の締結
行う金融商品取引行為締結する特定電子決済手段等取引契約
金利、通貨の価格、金融商品市場における相場通貨の価格
金融商品取引行為特定電子決済手段等取引契約の締結

Section 3 Supervision

第三節 監督

Article 62-18Books and Documents

第六十二条の十八(帳簿書類)

Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments service provider must prepare and preserve the books and documents on its electronic payment instruments services.

電子決済手段等取引業者は、内閣府令で定めるところにより、その電子決済手段等取引業に関する帳簿書類を作成し、これを保存しなければならない。

Article 62-19Written Reports

第六十二条の十九(報告書)

Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments service provider must prepare a written report on its electronic payment instruments services for each business year and submit it to the Prime Minister.

電子決済手段等取引業者は、事業年度ごとに、内閣府令で定めるところにより、電子決済手段等取引業に関する報告書を作成し、内閣総理大臣に提出しなければならない。

In addition to the written reports specified in the preceding paragraph, pursuant to the provisions of Cabinet Office Order, an electronic payment instruments service provider (limited to one who engages in the management of electronic payment instruments) must prepare a written report on the volumes of users' electronic payment instruments under the management in connection with the electronic payment instruments services and other particulars concerning the management of the electronic payment instruments for each period specified by Cabinet Office Order, and submit it to the Prime Minister.

電子決済手段等取引業者(電子決済手段の管理を行う者に限る。)は、前項の報告書のほか、内閣府令で定める期間ごとに、内閣府令で定めるところにより、電子決済手段等取引業に関し管理する利用者の電子決済手段の数量その他当該電子決済手段の管理に関する報告書を作成し、内閣総理大臣に提出しなければならない。

Documents concerning finance, an audit report prepared by a certified public accountant or audit corporation regarding these documents, and other documents specified by Cabinet Office Order must be attached to the written report referred to in paragraph (1).

第一項の報告書には、財務に関する書類、当該書類についての公認会計士又は監査法人の監査報告書その他の内閣府令で定める書類を添付しなければならない。

Documents proving the volumes of users' electronic payment instruments under the management in connection with the electronic payment instruments services and other documents specified by Cabinet Office Order must be attached to the written report referred to in paragraph (2).

第二項の報告書には、電子決済手段等取引業に関し管理する利用者の電子決済手段の数量を証する書類その他の内閣府令で定める書類を添付しなければならない。

Article 62-20On-Site Inspections

第六十二条の二十(立入検査等)

When the Prime Minister finds it necessary for the provision of electronic payment instruments services in a proper and steady manner, the Minister may order an electronic payment instruments service provider to submit reports or materials that can be used as reference for its business or property, or have officials enter the business office or other facility of that electronic payment instruments service provider, ask questions about the status of its business or property or inspect its books and documents or other items.

内閣総理大臣は、電子決済手段等取引業の適正かつ確実な遂行のために必要があると認めるときは、電子決済手段等取引業者に対し当該電子決済手段等取引業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段等取引業者の営業所その他の施設に立ち入らせ、その業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。

When the Prime Minister finds it particularly necessary for the provision of electronic payment instruments services in a proper and steady manner, to the extent necessary for this, the Minister may order a person to whom business has been entrusted by the electronic payment instruments service provider (including persons to whom the business has been entrusted by the entrusted person (including those under multi-tier entrustment arrangements); hereinafter the same applies in this Article) to submit reports or materials that can be used as reference for the business or property of the electronic payment instruments service provider, or have officials enter the facility of the person to whom business has been entrusted by the electronic payment instruments service provider, ask questions about the status of the business or property of the electronic payment instruments service provider or inspect its books and documents or other items.

内閣総理大臣は、電子決済手段等取引業の適正かつ確実な遂行のため特に必要があると認めるときは、その必要の限度において、当該電子決済手段等取引業者から業務の委託を受けた者(その者から委託(二以上の段階にわたる委託を含む。)を受けた者を含む。以下この条において同じ。)に対し当該電子決済手段等取引業者の業務若しくは財産の状況に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段等取引業者から業務の委託を受けた者の施設に立ち入らせ、当該電子決済手段等取引業者の業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。

A person to whom business has been entrusted by an electronic payment instruments service provider referred to in the preceding paragraph may refuse the submission of reports or materials, or the questions or inspection under the provisions of that paragraph if there are reasonable grounds for doing so.

前項の電子決済手段等取引業者から業務の委託を受けた者は、正当な理由があるときは、同項の規定による報告若しくは資料の提出又は質問若しくは検査を拒むことができる。

Article 62-21Order to Improve Business Operations

第六十二条の二十一(業務改善命令)

When the Prime Minister finds it necessary for the provision of electronic payment instruments services in a proper and steady manner, to the extent necessary for this, the Minister may order an electronic payment instruments service provider to take necessary measures to improve the operation of its business or its financial status or other measures necessary for the purpose of supervision.

内閣総理大臣は、電子決済手段等取引業の適正かつ確実な遂行のために必要があると認めるときは、その必要の限度において、電子決済手段等取引業者に対し、業務の運営又は財産の状況の改善に必要な措置その他監督上必要な措置をとるべきことを命ずることができる。

Article 62-21-2Holding of Assets in Japan

第六十二条の二十一の二(資産の国内保有)

If the Prime Minister finds it necessary and appropriate for the public interest or the protection of users, the Prime Minister may order an electronic payment instruments service provider to hold, within Japan, the part of its assets specified by Cabinet Order.

内閣総理大臣は、公益又は利用者の保護のため必要かつ適当であると認める場合には、電子決済手段等取引業者に対し、その資産のうち政令で定める部分を国内において保有することを命ずることができる。

Article 62-22Revocation of Registration

第六十二条の二十二(登録の取消し等)

When an electronic payment instruments service provider falls under any of the following items, the Prime Minister may revoke its registration referred to in Article 62-3 or order the electronic payment instruments service provider to suspend all or part of its electronic payment instruments services, by setting a period for suspension not exceeding six months:

内閣総理大臣は、電子決済手段等取引業者が次の各号のいずれかに該当するときは、第六十二条の三の登録を取り消し、又は六月以内の期間を定めて電子決済手段等取引業の全部若しくは一部の停止を命ずることができる。

when the electronic payment instruments service provider falls under any of the items of Article 62-6, paragraph (1);

第六十二条の六第一項各号のいずれかに該当することとなったとき。

when the electronic payment instruments service provider has been registered pursuant to the provisions of Article 62-3 or the change referred to in Article 62-7, paragraph (1) has been registered through wrongful means; or

不正の手段により第六十二条の三の登録又は第六十二条の七第一項の変更登録を受けたとき。

when the electronic payment instruments service provider violates this Act or an order under this Act, or a disposition under this Act or an order.

この法律若しくはこの法律に基づく命令又はこれらに基づく処分に違反したとき。

If the Prime Minister is unable to ascertain the locations of business offices of an electronic payment instruments service provider or the whereabouts of the company director or executive officer representing the electronic payment instruments service provider (in cases of an electronic payment instruments service provider that is a foreign electronic payment instruments service provider, the representative person in Japan), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and revoke the registration of the electronic payment instruments service provider under Article 62-3 if no application is made by the service provider after thirty days have passed since the day of the public notice.

内閣総理大臣は、電子決済手段等取引業者の営業所の所在地を確知できないとき、又は電子決済手段等取引業者を代表する取締役若しくは執行役(外国電子決済手段等取引業者である電子決済手段等取引業者にあっては、国内における代表者)の所在を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該電子決済手段等取引業者から申出がないときは、当該電子決済手段等取引業者の第六十二条の三の登録を取り消すことができる。

The provisions of Chapter III of the Administrative Procedure Act do not apply to the disposition under the provisions of the preceding paragraph.

前項の規定による処分については、行政手続法第三章の規定は、適用しない。

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