1 article

Article 156-5-6Criteria for Authorization as a Major Shareholder

第百五十六条の五の六（主要株主に係る認可基準）

When an application is filed for the authorization referred to in paragraph (1) of the preceding Article or in the proviso to paragraph (4) of that Article, the Prime Minister must examine whether the application conforms to the following criteria:

内閣総理大臣は、前条第一項又は第四項ただし書の認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。

the applicant for authorization's exercise of the subject voting rights is not likely to impair the sound and appropriate operation of the business of the financial instruments clearing organization;

認可申請者がその対象議決権を行使することにより、金融商品取引清算機関の業務の健全かつ適切な運営を損なうおそれがないこと。

the applicant for authorization has a sufficient understanding of the public nature of the business of a financial instruments clearing organization; and

認可申請者が金融商品取引清算機関の業務の公共性に関し十分な理解を有すること。

the applicant for authorization has sufficient social credibility.

認可申請者が十分な社会的信用を有する者であること。

The provisions of Article 156-4, paragraph (2) (excluding item (i)) apply mutatis mutandis to the authorization referred to in paragraph (1) and in the proviso to paragraph (4) of the preceding Article. In this case, in Article 156-4, paragraph (2), the phrase "the preceding paragraph" is deemed to be replaced with "Article 156-5-6, paragraph (1)", the phrase "Article 156-17, paragraph (1) or (2)" is deemed to be replaced with "Article 156-17, paragraph (1) or (2); Article 156-20-14, paragraph (1) or (2)", the phrase "Article 106-28, paragraph (1)" is deemed to be replaced with "Article 106-28, paragraph (1); Article 155-6; Article 155-10, paragraph (1)"; and any other necessary technical replacement of terms is specified by Cabinet Order.

Search