Supplementary Provisions, Article 123
第百二十三条
A deemed licensed exchange that, at the time of the enforcement of this Act, has listed former securities issued by a deemed licensed exchange, for the purpose of their purchase and sale, or those former securities, a financial index pertaining to those former securities (meaning a financial index prescribed in Article 2, paragraph (25) of the New Financial Instruments and Exchange Act; the same applies hereinafter) or options pertaining to those former securities, for the purpose of market derivatives transactions, on a financial instruments exchange market (meaning a financial instruments exchange market prescribed in Article 2, paragraph (17) of the New Financial Instruments and Exchange Act; the same applies hereinafter) or any other market specified by Cabinet Order (excluding a financial instruments exchange market established by that deemed licensed exchange (including a deemed licensed exchange that is its subsidiary company) or by a deemed licensed exchange that holds subject voting rights exceeding 50 percent of the voting rights of all shareholders of that deemed licensed exchange) is deemed to have received, on the effective date, the approval under Article 122, paragraph (1) of the New Financial Instruments and Exchange Act with respect to that listing.
この法律の施行の際現にみなし免許取引所が発行者である旧有価証券をその売買のため、又は当該旧有価証券、当該旧有価証券に係る金融指標（新金融商品取引法第二条第二十五項に規定する金融指標をいう。以下同じ。）若しくは当該旧有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場（新金融商品取引法第二条第十七項に規定する取引所金融商品市場をいう。以下同じ。）その他政令で定める市場（当該みなし免許取引所（その子会社であるみなし免許取引所を含む。）及び当該みなし免許取引所の総株主の議決権の百分の五十を超える対象議決権を保有するみなし免許取引所が開設する取引所金融商品市場を除く。）に上場している当該みなし免許取引所は、施行日において当該上場につき新金融商品取引法第百二十二条第一項の承認を受けたものとみなす。
The "subsidiary company" in the preceding paragraph means a company the majority of whose "voting rights of all shareholders, etc." (meaning the "voting rights of all shareholders, etc." prescribed in Article 29-4, paragraph (2) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this paragraph) are held by a deemed licensed exchange. In this case, a company the majority of whose voting rights of all shareholders, etc. are held by a financial instruments exchange and one or more of its subsidiary companies, or by one or more subsidiary companies of a financial instruments exchange, is deemed to be a subsidiary company of the financial instruments exchange.
前項の「子会社」とは、みなし免許取引所がその総株主等の議決権（新金融商品取引法第二十九条の四第二項に規定する「総株主等の議決権」をいう。以下この項において同じ。）の過半数を保有する会社をいう。この場合において、金融商品取引所及びその一若しくは二以上の子会社又は金融商品取引所の一若しくは二以上の子会社がその総株主等の議決権の過半数を保有する会社は、金融商品取引所の子会社とみなす。
A deemed authorized exchange holding company that, at the time of the enforcement of this Act, has listed former securities issued by the deemed authorized exchange holding company, for the purpose of their purchase and sale, or those former securities, a financial index pertaining to those former securities or options pertaining to those former securities, for the purpose of market derivatives transactions, on a financial instruments exchange market or any other market specified by Cabinet Order (excluding a financial instruments exchange market established by a deemed licensed exchange that is a subsidiary company (meaning a subsidiary company prescribed in Article 105-16, paragraph (4) of the New Financial Instruments and Exchange Act) of that deemed authorized exchange holding company or by a deemed licensed exchange that holds subject voting rights exceeding 50 percent of the voting rights of all shareholders of that deemed authorized exchange holding company) is deemed to have received, on the effective date, the approval under Article 122, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 123 of the New Financial Instruments and Exchange Act with respect to that listing.
この法律の施行の際現にみなし認可取引所持株会社が発行者である旧有価証券をその売買のため、又は当該旧有価証券、当該旧有価証券に係る金融指標若しくは当該旧有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場（当該みなし認可取引所持株会社の子会社（新金融商品取引法第百五条の十六第四項に規定する子会社をいう。）であるみなし免許取引所及び当該みなし認可取引所持株会社の総株主の議決権の百分の五十を超える対象議決権を保有するみなし免許取引所が開設する取引所金融商品市場を除く。）に上場している当該みなし認可取引所持株会社は、施行日において当該上場につき新金融商品取引法第百二十三条において準用する新金融商品取引法第百二十二条第一項の承認を受けたものとみなす。
(Minutes)
The provisions of the preceding paragraph apply mutatis mutandis if it is necessary in order for the creditor of an incorporated financial instruments exchange to inquire into the liability of the…
前項の規定は、当該株式会社金融商品取引所の債権者が自主規制委員の責任を追及するため必要があるとき及び当該株式会社金融商品取引所を子会社とする者の株主又は会員がその権利を行使するため必要があるときについて準用する。
Open this provision(Approval of Listings)
If a financial instruments exchange holding company seeks to list the securities issued by the financial instruments exchange for purchase and sale, or to list such securities…
株式会社金融商品取引所は、当該金融商品取引所が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場（当該金融商品取引所、当該金融商品取引所の子会社である金融商品取引所、当該金融商品取…
Open this provision(Application, Mutatis Mutandis to Financial Instruments Exchange Holding Companies)
The provisions of the preceding Article apply mutatis mutandis to a financial instruments exchange holding company.
前条の規定は、金融商品取引所持株会社について準用する。この場合において、同条第一項中「当該金融商品取引所、当該金融商品取引所の子会社である金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を…
Open this provision(Definitions)
The term "financial instruments exchange market" as used in this Act means a financial instruments market operated by a financial instruments exchange.
この法律において「取引所金融商品市場」とは、金融商品取引所の開設する金融商品市場をいう。
Open this provision(Definitions)
The term "financial index" as used in this Act means the following:
この法律において「金融指標」とは、次に掲げるものをいう。
Open this provision(Refusal of Registration)
The term "major shareholder" as used in item (v), (d) through (f) of the preceding paragraph means a person that holds voting rights…
前項第五号ニからヘまでの「主要株主」とは、会社の総株主等の議決権（総株主、総社員、総会員、総組合員又は総出資者の議決権をいい、株式会社にあつては、株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法第八百七十九条第三項の規定により議決権を有するものとみ…
Open this provisionA deemed licensed exchange that, at the time of the enforcement of this Act, has listed former securities issued by a deemed licensed exchange, for the purpose of their purchase and sale…
この法律の施行の際現にみなし免許取引所が発行者である旧有価証券をその売買のため、又は当該旧有価証券、当該旧有価証券に係る金融指標（新金融商品取引法第二条第二十五項に規定する金融指標をいう。以下同じ。）若しくは当該旧有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場（新金融商品取引法第二条第十七項…
Open this provisionThe "subsidiary company" in the preceding paragraph means a company the majority of whose "voting rights of all shareholders, etc."…
前項の「子会社」とは、みなし免許取引所がその総株主等の議決権（新金融商品取引法第二十九条の四第二項に規定する「総株主等の議決権」をいう。以下この項において同じ。）の過半数を保有する会社をいう。
Open this provisionoptions
「オプション」
A right under a transaction listed in Article 2, paragraph (21), item (iii) made on a financial instruments market (金融商品市場) under the standards and methods of its operator, a right under a similar transaction on a foreign financial instruments market (外国金融商品市場) (other than one involving commodities or indices based on their prices), or a right under a transaction listed in Article 2, paragraph (22), item (iii) or (iv) made off those markets.
Short name set inArticle 2, paragraph (1), item (xix)
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
market derivatives transactions
「市場デリバティブ取引」
A transaction listed in Article 2, paragraph (21) — such as futures, index and option transactions on financial instruments or financial indicators — carried out on a financial instruments market under the standards and methods set by the person that operates that market.
Defined inArticle 2, paragraph (21)· applies throughout the law
voting rightsmachine translation
「議決権」
From Article 29-4, paragraph (2) on, the voting rights of all the shareholders, partners, members, cooperative members or contributors of an entity (総株主等の議決権); for a stock company, not counting votes on shares that cannot be voted on any matter a shareholders' meeting may resolve, and counting votes on shares deemed to carry voting rights under Article 879, paragraph (3) of the Companies Act.
Defined inArticle 29-4, paragraph (2)
subsidiary company
「子会社」
A company in which a corporation holds a majority of the voting rights of all its shareholders, etc.; a company in which the corporation and its subsidiary companies, or those subsidiary companies alone, hold such a majority is treated as its subsidiary company too.
Defined inArticle 87-3, paragraph (3)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
former securitiesmachine translation
「旧有価証券」
In the supplementary provisions (附則) of Act No. 65 of 2006, the securities listed in Article 2, paragraph (1) of this Act as it stood before Article 3 of that Act amended it, and the rights listed in paragraph (2) of that Article that it deemed securities.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
subject voting rights
「対象議決権」
In the supplementary provisions (附則) of Act No. 65 of 2006, subject voting rights as defined in Article 103-2, paragraph (1) of this Act as that Act amended it.
Defined inSupplementary Provisions, Article 108, paragraph (2)
deemed authorized exchange holding companymachine translation
「みなし認可取引所持株会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that held an authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 111 of those supplementary provisions therefore treats as holding the same authorization under this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 118, paragraph (1)
deemed licensed exchangemachine translation
「みなし免許取引所」
In the supplementary provisions (附則) of Act No. 65 of 2006, an exchange that Article 99 of those supplementary provisions treats as licensed under Article 80, paragraph (1) of this Act as Act No. 65 of 2006 amended it (because it then held the license under Article 80, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法)), and that, when that Act came into effect, had securities listed after giving notification under Article 110, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 122, paragraph (1)
financial instruments exchange market
「取引所金融商品市場」
In Article 123 and the following provisions of the supplementary provisions (附則) of Act No. 65 of 2006, a financial instruments exchange market as defined in Article 2, paragraph (17) of this Act as Act No. 65 of 2006 amended it.
Defined inSupplementary Provisions, Article 123, paragraph (1)
financial index
「金融指標」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 123 on, a financial index as defined in Article 2, paragraph (25) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 123, paragraph (1)
subsidiary company
「子会社」
In Article 123 of the supplementary provisions (附則) of Act No. 65 of 2006, a company in which a deemed licensed exchange (みなし免許取引所) holds a majority of the voting rights of all its shareholders, etc., as Article 29-4, paragraph (2) of this Act as that Act amended it defines those voting rights; a company in which a financial instruments exchange and its subsidiary companies, or those subsidiary companies alone, hold such a majority is treated as its subsidiary company too.
Defined inSupplementary Provisions, Article 123, paragraph (2)
voting rightsmachine translation
「議決権」
In Article 123, paragraph (2) of the supplementary provisions (附則) of Act No. 65 of 2006, the voting rights of all the shareholders, etc. (総株主等の議決権) as Article 29-4, paragraph (2) of this Act as amended by that Act defines them, used to say which companies are subsidiary companies of a deemed-licensed exchange (みなし免許取引所).
Defined inSupplementary Provisions, Article 123, paragraph (2)· applies only in this paragraph