Supplementary Provisions, Article 118
第百十八条
With regard to the application of Article 106-26 of the New Financial Instruments and Exchange Act to a person who is deemed to have received authorization pursuant to the provisions of Article 111 of the Supplementary Provisions (hereinafter referred to as a "deemed authorized exchange holding company"), the phrase "the items of Article 106-12, paragraph (2) at the time it obtained authorization" in that Article is deemed to be replaced with "the items of Article 106-12, paragraph (2) of the Securities and Exchange Act prior to its amendment by the provisions of Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) at the time it obtained the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of that Act".
附則第百十一条の規定により認可を受けたものとみなされる者(以下「みなし認可取引所持株会社」という。)に関する新金融商品取引法第百六条の二十六の規定の適用については、同条中「その認可を受けた当時既に第百六条の十二第二項各号」とあるのは、「証券取引法等の一部を改正する法律(平成十八年法律第六十五号)第三条の規定による改正前の証券取引法第百六条の十第一項又は第三項ただし書の認可を受けた当時既に同法第百六条の十二第二項各号」とする。
A person whose authorization was rescinded before the effective date pursuant to the provisions of Article 106-26 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 106-26 of the New Financial Instruments and Exchange Act.
施行日前に旧証券取引法第百六条の二十六の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第百六条の二十六の規定により認可を取り消されたものとみなす。
(Examination Criteria for Authorization)
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph…
内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その認可を与えなければならない。
Open this provision(Rescission of Authorization)
If a financial instruments exchange holding company is discovered to have fallen under any of the categories in the items of Article 106-12, paragraph (2) at the time it obtained authorization…
内閣総理大臣は、金融商品取引所持株会社がその認可を受けた当時既に第百六条の十二第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。
Open this provisionA person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act…
この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed authorized exchange holding companymachine translation
「みなし認可取引所持株会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that held an authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 111 of those supplementary provisions therefore treats as holding the same authorization under this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 118, paragraph (1)