Supplementary Provisions, Article 114
第百十四条
A local government or other person specified by Cabinet Order (referred to as a "qualified major shareholder" in the following paragraph and Article 116 of the Supplementary Provisions) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-17, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-19 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている地方公共団体その他の政令で定める者（次項及び附則第百十六条において「主要株主適格者」という。）は、施行日において新金融商品取引法第百六条の十七第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の十九において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
A person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act must, within three months from the effective date, take the measures necessary to become the holder of a number of subject voting rights that is less than the threshold holding ratio of the financial instruments exchange holding company.
この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
(Authorization as a Major Shareholder)
Notwithstanding the provisions of Article 106-14, paragraph (1), with the authorization of the Prime Minister, a local government, etc. may acquire or hold a number of subject voting rights that is…
地方公共団体等は、第百六条の十四第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、金融商品取引所持株会社の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
Open this provision(Mutatis Mutandis Application of Provisions on Refusal of Authorization)
The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in Article 106-17, paragraph (1).
第八十五条の四の規定は、第百六条の十七第一項の認可について準用する。
Open this provision(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provision(Hearing When Authorization Is Not Granted)
Upon deciding to grant or not to grant the authorization under the provisions of Article 85, paragraph (1), the Prime Minister must notify the applicant for authorization of this in writing without…
内閣総理大臣が、第八十五条第一項の規定による認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
Open this provisionA person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17…
この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
Open this provisionWith regard to the application of Article 106-22, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i))…
新金融商品取引法第百六条の二十二第一項（第一号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者（主要株主適格者に限る。）は、附則第百十四条第一項の規定にかかわらず、その認可を受けた日において…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
subject voting rights
「対象議決権」
In the supplementary provisions (附則) of Act No. 65 of 2006, subject voting rights as defined in Article 103-2, paragraph (1) of this Act as that Act amended it.
Defined inSupplementary Provisions, Article 108, paragraph (2)
financial instruments exchange holding company
「金融商品取引所持株会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 113 on, a financial instruments exchange holding company as defined in Article 2, paragraph (18) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 113, paragraph (1)
qualified major shareholdermachine translation
「主要株主適格者」
In Article 114 and Article 116 of the supplementary provisions (附則) of Act No. 65 of 2006, a local government or other person a Cabinet Order (政令) specifies that held an authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and is therefore treated as authorized under Article 106-17, paragraph (1) of this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 114, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 114, paragraph (2); and Supplementary Provisions, Article 116