Article 63-22-15Application Mutatis Mutandis of the Financial Instruments and Exchange Act, etc.
第六十三条の二十二の十五(金融商品取引法等の準用)
The provisions of Article 37, Article 37-3, paragraphs (1) and (2), Article 37-4, Article 37-6, paragraph (3) and the main clause of paragraph (4), Article 38 (excluding items (vii) and (viii)) and Article 40 of the Financial Instruments and Exchange Act apply mutatis mutandis to an electronic payment instruments and cryptoasset intermediary service provider that carries out business pertaining to electronic payment instruments intermediary acts relating to a specified contract for electronic payment instruments transaction prescribed in Article 62-17, paragraph (1). In this case, the terms or phrases listed in the middle column of the table below in the provisions of that Act listed in the left-hand column of that table are deemed to be replaced with the respective terms or phrases listed in the right-hand column of that table; and any other necessary technical replacement of terms is specified by Cabinet Order:
| Article 37, paragraph (1), item (iii) | customer | user |
| Article 37, paragraph (2) | an act that constitutes a financial instruments transaction | the conclusion of a specified contract for electronic payment instruments transaction (meaning the specified contract for electronic payment instruments transaction prescribed in Article 62-17, paragraph (1) of the Payment Services Act; the same applies hereinafter) |
| Article 37-3, paragraph (1) | intends to conclude | carries out intermediation for the conclusion of |
| to the customer | to the user | |
| Article 37-3, paragraph (1), item (i) | trade name | trade name and the trade name of its principal electronic payment instruments service provider (meaning the principal electronic payment instruments service provider prescribed in Article 63-22-3, paragraph (1), item (vii), (a) of the Payment Services Act; the same applies in Article 37-6, paragraph (3)) |
| Article 37-3, paragraph (1), item (iv) | customer | user |
| Article 37-3, paragraph (1), item (v) | customer | user |
| an act that constitutes a financial instruments transaction carried out | a specified contract for electronic payment instruments transaction concluded | |
| money rate, the value of currencies, quotations on the financial instruments market | value of currencies | |
| Article 37-3, paragraph (1), items (vi) and (vii) | customer | user |
| Article 37-3, paragraph (2) | to the customer | to the user |
| of the customer | of the user | |
| customer attributes" | user attributes" | |
| Article 37-3, paragraph (2), proviso | customer attributes | user attributes |
| the customer | the user | |
| Article 37-4 | customer | user |
| Article 37-6, paragraph (3) | if a financial instruments transaction contract is cancelled pursuant to the provisions of paragraph (1) | if damages or other money has been paid to the principal electronic payment instruments service provider in connection with the cancellation, at the request of the user, of a specified contract for electronic payment instruments transaction |
| an amount in excess of the amount specified by Cabinet Office Order as the amount of fees, remuneration and other consideration to be paid by the customer in relation to the financial instruments transaction contract that corresponds to the period until the cancellation of the financial instruments transaction contract (referred to as "consideration" in the following paragraph), upon the cancellation of the financial instruments transaction contract | payment | |
| or payment of a penalty | payment of other money, to the person who made the cancellation, | |
| Article 37-6, paragraph (4) | pursuant to the provisions of paragraph (1) | at the request of the user |
| customer | user | |
| Article 38, item (i) | or solicitation thereof | intermediation or solicitation thereof |
| customer | user | |
| Article 38, items (ii) through (vi) | customer | user |
| Article 40, item (i) | an act that constitutes a financial instruments transaction | the conclusion of a specified contract for electronic payment instruments transaction |
| customer | user | |
| Article 40, item (ii) | customer | user |
金融商品取引法第三十七条、第三十七条の三第一項及び第二項、第三十七条の四、第三十七条の六第三項及び第四項本文、第三十八条(第七号及び第八号を除く。)並びに第四十条の規定は、第六十二条の十七第一項に規定する特定電子決済手段等取引契約に係る電子決済手段仲介行為に係る業務を行う電子決済手段・暗号資産サービス仲介業者について準用する。この場合において、次の表の上欄に掲げる同法の規定中同表の中欄に掲げる字句は、それぞれ同表の下欄に掲げる字句と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
| 第三十七条第一項第三号 | 顧客 | 利用者 |
| 第三十七条第二項 | 金融商品取引行為 | 特定電子決済手段等取引契約(資金決済に関する法律第六十二条の十七第一項に規定する特定電子決済手段等取引契約をいう。以下同じ。)の締結 |
| 第三十七条の三第一項 | を締結しようとする | の締結の媒介を行う |
| 顧客に | 利用者に | |
| 第三十七条の三第一項第一号 | の商号 | 及びその所属電子決済手段等取引業者(資金決済に関する法律第六十三条の二十二の三第一項第七号イに規定する所属電子決済手段等取引業者をいう。第三十七条の六第三項において同じ。)の商号 |
| 第三十七条の三第一項第四号 | 顧客 | 利用者 |
| 第三十七条の三第一項第五号 | 顧客 | 利用者 |
| 行う金融商品取引行為 | 締結する特定電子決済手段等取引契約 | |
| 金利、通貨の価格、金融商品市場における相場 | 通貨の価格 | |
| 第三十七条の三第一項第六号及び第七号 | 顧客 | 利用者 |
| 第三十七条の三第二項 | 顧客に | 利用者に |
| 顧客の | 利用者の | |
| 顧客属性」 | 利用者属性」 | |
| 第三十七条の三第二項ただし書 | 顧客属性 | 利用者属性 |
| 顧客が | 利用者が | |
| 第三十七条の四 | 顧客 | 利用者 |
| 第三十七条の六第三項 | 第一項の規定による金融商品取引契約の解除があつた場合には | 利用者からの申出による特定電子決済手段等取引契約の解除に伴い所属電子決済手段等取引業者に損害賠償その他の金銭の支払をした場合において |
| 金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除 | 支払 | |
| 又は違約金の支払を | その他の金銭の支払を、解除をした者に対し、 | |
| 第三十七条の六第四項 | 第一項の規定による | 利用者からの申出による |
| 顧客 | 利用者 | |
| 第三十八条第一号 | 又はその勧誘 | の媒介又は勧誘 |
| 顧客 | 利用者 | |
| 第三十八条第二号から第六号まで | 顧客 | 利用者 |
| 第四十条第一号 | 金融商品取引行為 | 特定電子決済手段等取引契約の締結 |
| 顧客 | 利用者 | |
| 第四十条第二号 | 顧客 | 利用者 |
The provisions of Article 63-9-2 and Article 63-9-3 apply mutatis mutandis to an electronic payment instruments and cryptoasset intermediary service provider that carries out cryptoasset intermediary acts. In this case, the phrase "concerning the cryptoasset exchange service" in Article 63-9-2 is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; in item (i) of that Article, the phrase "trade name" is deemed to be replaced with "trade name, other name or name"; in Article 63-9-3, item (i), the phrase "when concluding a contract for engaging in" is deemed to be replaced with "when intermediating the conclusion of a contract for engaging in", the phrase "user of cryptoasset exchange service" is deemed to be replaced with "user of business pertaining to cryptoasset intermediary acts", the phrase "any acts set forth in the items of Article 2, paragraph (15)" is deemed to be replaced with "any acts set forth in the items of Article 2, paragraph (15) that the principal cryptoasset exchange service provider (meaning the principal cryptoasset exchange service provider prescribed in Article 63-22-3, paragraph (1), item (vii), (b); the same applies hereinafter in this item) carries out", and the phrase "conclusion, etc. of a cryptoasset exchange contract" is deemed to be replaced with "intermediation, etc. of the conclusion of a cryptoasset exchange contract"; in item (ii) of that Article, the phrase "concerning the cryptoasset exchange service" is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; in item (iii) of that Article, the phrase "concluding a cryptoasset exchange contract, etc." is deemed to be replaced with "intermediating the conclusion of a cryptoasset exchange contract, etc." and the phrase "concerning the cryptoasset exchange service" is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; and in item (iv) of that Article, the phrase "cryptoasset exchange services" is deemed to be replaced with "business pertaining to cryptoasset intermediary acts".
第六十三条の九の二及び第六十三条の九の三の規定は、暗号資産仲介行為を行う電子決済手段・暗号資産サービス仲介業者について準用する。この場合において、第六十三条の九の二中「暗号資産交換業に」とあるのは「暗号資産仲介行為に係る業務に」と、同条第一号中「商号」とあるのは「商号、名称又は氏名」と、第六十三条の九の三第一号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、「第二条第十五項各号に掲げる行為」とあるのは「所属暗号資産交換業者(第六十三条の二十二の三第一項第七号ロに規定する所属暗号資産交換業者をいう。以下この号において同じ。)との間の当該所属暗号資産交換業者が第二条第十五項各号に掲げる行為」と、「又はその勧誘」とあるのは「の媒介又は勧誘」と、「暗号資産交換契約の締結等」とあるのは「暗号資産交換契約の締結の媒介等」と、同条第二号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、同条第三号中「暗号資産交換契約の締結等」とあるのは「暗号資産交換契約の締結の媒介等」と、「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、同条第四号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と読み替えるものとする。
Section 3 Supervision
第三節 監督
Article 63-22-16Books and Documents
第六十三条の二十二の十六(帳簿書類)
Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments and cryptoasset intermediary service provider must prepare and preserve the books and documents on its electronic payment instruments and cryptoasset intermediary services.
電子決済手段・暗号資産サービス仲介業者は、内閣府令で定めるところにより、その電子決済手段・暗号資産サービス仲介業に関する帳簿書類を作成し、これを保存しなければならない。
Article 63-22-17Written Reports
第六十三条の二十二の十七(報告書)
Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments and cryptoasset intermediary service provider must prepare a written report on its electronic payment instruments and cryptoasset intermediary services for each business year and submit it to the Prime Minister.
電子決済手段・暗号資産サービス仲介業者は、事業年度ごとに、内閣府令で定めるところにより、電子決済手段・暗号資産サービス仲介業に関する報告書を作成し、内閣総理大臣に提出しなければならない。
Article 63-22-18On-Site Inspections
第六十三条の二十二の十八(立入検査等)
When the Prime Minister finds it necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, the Minister may order an electronic payment instruments and cryptoasset intermediary service provider to submit reports or materials that can be used as reference for its business or property, or have officials enter the business office, office or other facility of that electronic payment instruments and cryptoasset intermediary service provider, ask questions about the status of its business or property or inspect its books and documents or other items.
内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のために必要があると認めるときは、電子決済手段・暗号資産サービス仲介業者に対し当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段・暗号資産サービス仲介業者の営業所、事務所その他の施設に立ち入らせ、その業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。
When the Prime Minister finds it particularly necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, to the extent necessary for this, the Minister may order a person to whom business has been entrusted by the electronic payment instruments and cryptoasset intermediary service provider (including persons to whom the business has been entrusted by the entrusted person (including those under multi-tier entrustment arrangements); hereinafter the same applies in this Article) to submit reports or materials that can be used as reference for the status of the business or property of the electronic payment instruments and cryptoasset intermediary service provider, or have officials enter the facility of the person to whom business has been entrusted by the electronic payment instruments and cryptoasset intermediary service provider, ask questions about the status of the business or property of the electronic payment instruments and cryptoasset intermediary service provider or inspect its books and documents or other items.
内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のため特に必要があると認めるときは、その必要の限度において、当該電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者(その者から委託(二以上の段階にわたる委託を含む。)を受けた者を含む。以下この条において同じ。)に対し当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産の状況に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者の施設に立ち入らせ、当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。
A person to whom business has been entrusted by an electronic payment instruments and cryptoasset intermediary service provider referred to in the preceding paragraph may refuse the submission of reports or materials, or the questions or inspection under the provisions of that paragraph if there are reasonable grounds for doing so.
前項の電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者は、正当な理由があるときは、同項の規定による報告若しくは資料の提出又は質問若しくは検査を拒むことができる。
Article 63-22-19Order to Improve Business Operations
第六十三条の二十二の十九(業務改善命令)
When the Prime Minister finds it necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, to the extent necessary for this, the Minister may order an electronic payment instruments and cryptoasset intermediary service provider to take necessary measures to improve the operation of its business or its financial status or other measures necessary for the purpose of supervision.
内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のために必要があると認めるときは、その必要の限度において、電子決済手段・暗号資産サービス仲介業者に対し、業務の運営又は財産の状況の改善に必要な措置その他監督上必要な措置をとるべきことを命ずることができる。
Article 63-22-20Revocation of Registration
第六十三条の二十二の二十(登録の取消し等)
If an electronic payment instruments and cryptoasset intermediary service provider falls under any of the following items, the Prime Minister may revoke its registration referred to in Article 63-22-2 or order the electronic payment instruments and cryptoasset intermediary service provider to suspend all or part of its electronic payment instruments and cryptoasset intermediary services, specifying a period of suspension not exceeding six months:
内閣総理大臣は、電子決済手段・暗号資産サービス仲介業者が次の各号のいずれかに該当するときは、第六十三条の二十二の二の登録を取り消し、又は六月以内の期間を定めて電子決済手段・暗号資産サービス仲介業の全部若しくは一部の停止を命ずることができる。
the electronic payment instruments and cryptoasset intermediary service provider has come to fall under any of the items of Article 63-22-5, paragraph (1);
第六十三条の二十二の五第一項各号のいずれかに該当することとなったとき。
when the registration referred to in Article 63-22-2 or the change referred to in Article 63-22-6, paragraph (1) has been registered through wrongful means; or
不正の手段により第六十三条の二十二の二の登録又は第六十三条の二十二の六第一項の変更登録を受けたとき。
when it violates this Act or an order under this Act, or a disposition based on this Act or an order.
この法律若しくはこの法律に基づく命令又はこれらに基づく処分に違反したとき。
If the Prime Minister is unable to ascertain the location of a business office or office of an electronic payment instruments and cryptoasset intermediary service provider, or the whereabouts of an electronic payment instruments and cryptoasset intermediary service provider (in the case of a corporation, the whereabouts of the officer representing the corporation (in the case of a foreign corporation, the representative person in Japan)), the Prime Minister may, pursuant to the provisions of Cabinet Office Order, issue a public notice of that fact and, if no application is made by the electronic payment instruments and cryptoasset intermediary service provider after 30 days have passed since the day of the public notice, revoke the registration of that electronic payment instruments and cryptoasset intermediary service provider under Article 63-22-2.
内閣総理大臣は、電子決済手段・暗号資産サービス仲介業者の営業所若しくは事務所の所在地を確知できないとき、又は電子決済手段・暗号資産サービス仲介業者の所在(法人である場合にあっては、その法人を代表する役員(外国法人にあっては、国内における代表者)の所在)を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該電子決済手段・暗号資産サービス仲介業者から申出がないときは、当該電子決済手段・暗号資産サービス仲介業者の第六十三条の二十二の二の登録を取り消すことができる。
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.
前項の規定による処分については、行政手続法第三章の規定は、適用しない。