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Article 36-2Posting of Signs, etc.

第三十六条の二(標識の掲示等)

A financial instruments business operator, etc. must post a sign in the format specified by Cabinet Office Order in a place that is easily seen by the public at each of its business offices or other offices.

金融商品取引業者等は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。

A financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, make its trade name, name, or full name and other particulars specified by Cabinet Office Order available for public viewing by means of automatic public transmission conducted by connecting to a telecommunication line (meaning automatically transmitting in response to a request from the public for the purpose of direct reception by the public, excluding that which constitutes broadcasting or wire broadcasting; the same applies in Article 66-8, paragraph (2)); provided, however, that this does not apply in the case where the scale of its business is extremely small or any other case specified by Cabinet Office Order (excluding the case where the person is a type-I small amount electronic public offering service provider prescribed in Article 29-4-2, paragraph (8) or a type-II small amount electronic public offering service provider prescribed in Article 29-4-3, paragraph (2)).

金融商品取引業者等は、内閣府令で定めるところにより、商号、名称又は氏名その他内閣府令で定める事項を電気通信回線に接続して行う自動公衆送信(公衆によつて直接受信されることを目的として公衆からの求めに応じ自動的に送信を行うことをいい、放送又は有線放送に該当するものを除く。第六十六条の八第二項において同じ。)により公衆の閲覧に供しなければならない。ただし、その事業の規模が著しく小さい場合その他の内閣府令で定める場合(その者が第二十九条の四の二第八項に規定する第一種少額電子募集取扱業者又は第二十九条の四の三第二項に規定する第二種少額電子募集取扱業者である場合を除く。)は、この限りでない。

A person other than a financial instruments business operator, etc. (limited to a financial instruments intermediary service provider or any other person that is allowed to engage in financial instruments business under the provisions of laws and regulations) must not post the sign referred to in paragraph (1) or a sign similar thereto.

金融商品取引業者等以外の者(金融商品仲介業者その他の法令の規定により金融商品取引業を行うことができる者に限る。)は、第一項の標識又はこれに類似する標識を掲示してはならない。

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