A financial instruments business operator, etc. must post a sign in the format specified by Cabinet Office Order in a place that is easily seen by the public at each of its business offices or other offices.
金融商品取引業者等は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。
A financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, make its trade name, name, or full name and other particulars specified by Cabinet Office Order available for public viewing by means of automatic public transmission conducted by connecting to a telecommunication line (meaning automatically transmitting in response to a request from the public for the purpose of direct reception by the public, excluding that which constitutes broadcasting or wire broadcasting; the same applies in Article 66-8, paragraph (2)); provided, however, that this does not apply in the case where the scale of its business is extremely small or any other case specified by Cabinet Office Order (excluding the case where the person is a type-I small amount electronic public offering service provider prescribed in Article 29-4-2, paragraph (8) or a type-II small amount electronic public offering service provider prescribed in Article 29-4-3, paragraph (2)).
金融商品取引業者等は、内閣府令で定めるところにより、商号、名称又は氏名その他内閣府令で定める事項を電気通信回線に接続して行う自動公衆送信(公衆によつて直接受信されることを目的として公衆からの求めに応じ自動的に送信を行うことをいい、放送又は有線放送に該当するものを除く。第六十六条の八第二項において同じ。)により公衆の閲覧に供しなければならない。ただし、その事業の規模が著しく小さい場合その他の内閣府令で定める場合(その者が第二十九条の四の二第八項に規定する第一種少額電子募集取扱業者又は第二十九条の四の三第二項に規定する第二種少額電子募集取扱業者である場合を除く。)は、この限りでない。
A person other than a financial instruments business operator, etc. (limited to a financial instruments intermediary service provider or any other person that is allowed to engage in financial instruments business under the provisions of laws and regulations) must not post the sign referred to in paragraph (1) or a sign similar thereto.
Read this with the articles around it
(Special Provisions on Registration of Type-I Small Amount Electronic Public Offering Service Providers)
The term "type-I small amount electronic public offering service provider" as used in paragraph (3) to the preceding paragraph means a person that has obtained the registration set forth in Article…
第三項から前項までの「第一種少額電子募集取扱業者」とは、登録申請書に第一種金融商品取引業のうち第一種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。
Open this provision(Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers)
The provisions of Article 36-2, paragraph (1) do not apply to the case where a type-II small amount electronic public offering service provider…
第三十六条の二第一項の規定は、第二種少額電子募集取扱業者(登録申請書に第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。)が第二種少額電子募集取扱業務を行う場合については、適用しない。
Open this provisionPosting of Signs, etc.
A financial instruments business operator, etc. must post a sign in the format specified by Cabinet Office Order in a place that is easily seen by the public at each of its business offices or other…
金融商品取引業者等は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。
Open this provisionPosting of Signs, etc.
A financial instruments intermediary service provider must, pursuant to the provisions of Cabinet Office Order, make its trade name or name, and other particulars specified by Cabinet Office Order…
金融商品仲介業者は、内閣府令で定めるところにより、商号、名称又は氏名その他内閣府令で定める事項を電気通信回線に接続して行う自動公衆送信により公衆の閲覧に供しなければならない。ただし、その事業の規模が著しく小さい場合その他の内閣府令で定める場合は、この限りでない。
Open this provisionfinancial instruments business
「金融商品取引業」
Carrying on as a business any of the acts listed in Article 2, paragraph (8) — such as trading and brokering securities and derivatives, underwriting, handling public offerings and private placements, giving investment advice, managing investments and holding customers' money or securities — other than acts a Cabinet Order (政令) excludes as posing no risk to investor protection, and certain of those acts when banks, cooperative financial institutions (協同組織金融機関) and other financial institutions a Cabinet Order specifies carry them out.
Defined inArticle 2, paragraph (8)· applies throughout the law
financial instruments intermediary service provider
「金融商品仲介業者」
A person registered by the Prime Minister under Article 66 to carry on financial instruments intermediary service (金融商品仲介業).
Defined inArticle 2, paragraph (12)· applies throughout the law
type-I small amount electronic public offering service providermachine translation
「第一種少額電子募集取扱業者」
A person registered under Article 29, or under a change registration under Article 31, paragraph (4), whose application states that, of type-I financial instruments business (第一種金融商品取引業), it will carry on only type-I small amount electronic public offering service (第一種少額電子募集取扱業務).
Defined inArticle 29-4-2, paragraph (8)
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)
automatic public transmissionmachine translation
「自動公衆送信」
In Article 36-2, paragraph (2) and Article 66-8, paragraph (2), sending information automatically in response to requests from the public so that the public receives it directly, other than broadcasting (放送) or cable broadcasting (有線放送); firms must use it, over a telecommunications line, to make their trade name and other details available for anyone to view.
Defined inArticle 36-2, paragraph (2)· applies only in this provision and in Article 66-8, paragraph (2)