The issuer set forth in each of the following items, pursuant to the provisions of Cabinet Office Order, must provide the holders of the securities set forth in the relevant item with the information about that issuer that is specified by Cabinet Office Order (hereinafter referred to as "information on the issuer") or disclose the same, at least once each business year (if the issuer is not a company or in any other cases specified by Cabinet Office Order, the period specified by Cabinet Office Order; the same applies in paragraph (4), Article 172-11, paragraph (1) and Article 185-7, paragraph (31), item (iv)); provided, however, that this does not apply in the cases that are specified by Cabinet Office Order as those in which, in consideration of liquidity and other circumstances, not doing so is found not to damage the public interest or result in insufficient investor protection:
次の各号に掲げる発行者は、内閣府令で定めるところにより、当該発行者に関する情報として内閣府令で定める情報(以下「発行者情報」という。)を、事業年度(発行者が会社以外の者である場合その他の内閣府令で定める場合にあつては、内閣府令で定める期間。第四項、第百七十二条の十一第一項及び第百八十五条の七第三十一項第四号において同じ。)ごとに一回以上、当該各号に定める有価証券を所有する者に提供し、又は公表しなければならない。ただし、流通性その他の事情を勘案し、公益又は投資者保護に欠けることがないものと認められる場合として内閣府令で定める場合は、この限りでない。
an issuer of securities for professional investors:securities for professional investors issued by the issuer; or
特定投資家向け有価証券の発行者 当該発行者の発行する特定投資家向け有価証券
an issuer that has provided or disclosed specified information on securities pursuant to the provisions of paragraph (2) of the preceding Article (excluding the issuer specified in the preceding item):the securities to which the provided or disclosed specified information on securities pertains.
If securities that did not fall under the category of securities for professional investors have come to fall under this category (except in a case specified by Cabinet Office Order), the issuer of such securities must provide the holder of such securities with the information on the issuer or disclose the same, without delay, pursuant to the provisions of Cabinet Office Order.
特定投資家向け有価証券に該当しなかつた有価証券が特定投資家向け有価証券に該当することとなつたとき(内閣府令で定める場合を除く。)は、当該有価証券の発行者は、遅滞なく、内閣府令で定めるところにより、発行者情報を、当該有価証券を所有する者に提供し、又は公表しなければならない。
If there is a particular that is required to be amended in the information on the issuer, an issuer set forth in any of the items of paragraph (1) must provide or disclose information indicating that it is amending that particular (hereinafter referred to as the "amended information on the issuer"), pursuant to the provisions of Cabinet Office Order.
An issuer that has disclosed the information on the issuer pursuant to the provisions of paragraph (1) or (2) must continue to disclose such information on the issuer (if any amended information on the issuer has been disclosed, such amended information on the issuer is included), from the date on which it discloses that information on the issuer until the date on which it provides or discloses the information on the issuer for the business year following that in which it discloses the relevant information on the issuer (if securities for professional investors to which the information on the issuer pertains come to no longer fall under the category of securities for professional investors or in any other case specified by Cabinet Office Order, for the period specified by Cabinet Office Order).
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(Administrative Monetary Penalty Payment Order Issued to an Issuer That Provides or Discloses Information on the Issuer That Contains a Falsehood)
If an issuer provides or discloses information on the issuer, etc. that contains false information about a material particular or that lacks information about a material particular that is required…
発行者が、重要な事項につき虚偽の情報があり、又は提供し、若しくは公表すべき重要な事項に関する情報が欠けている発行者等情報(以下この項、次条第一項、第百七十八条第二十一項及び第百八十五条の七第十五項において「虚偽等のある発行者等情報」という。)を提供し、又は公表したときは、内閣総理大臣は、次節に定める手続に従い…
Open this provision(Decision to Issue an Administrative Monetary Penalty Payment Order)
the information on the issuer or any amended information on the issuer in connection with the same:the business year for the relevant information on the issuer.
発行者情報及びその訂正発行者情報 当該発行者情報に係る事業年度
Open this provision(Provision or Disclosure of Specified Information on Securities)
An issuer seeking to provide or disclose specified information on securities must provide the specified information on securities itself or entrust another party to do so…
特定証券情報の提供又は公表をしようとする発行者は、当該特定証券情報を、内閣府令で定めるところにより、自ら若しくは他の者に委託して提供し、又はインターネットの利用その他の方法により公表しなければならない。
Open this provision(Provision or Disclosure of Information on the Issuer)
The issuer set forth in each of the following items, pursuant to the provisions of Cabinet Office Order, must provide the holders of the securities set forth in the relevant item with the information…
次の各号に掲げる発行者は、内閣府令で定めるところにより、当該発行者に関する情報として内閣府令で定める情報(以下「発行者情報」という。)を、事業年度(発行者が会社以外の者である場合その他の内閣府令で定める場合にあつては、内閣府令で定める期間。第四項、第百七十二条の十一第一項及び第百八十五条の七第三十一項第四号において同…
Open this provision(Provision or Disclosure of Information on the Issuer)
an issuer of securities for professional investors:securities for professional investors issued by the issuer; or
特定投資家向け有価証券の発行者 当該発行者の発行する特定投資家向け有価証券
Open this provision(Provision or Disclosure of Information on the Issuer)
If securities that did not fall under the category of securities for professional investors have come to fall under this category (except in a case specified by Cabinet Office Order)…
特定投資家向け有価証券に該当しなかつた有価証券が特定投資家向け有価証券に該当することとなつたとき(内閣府令で定める場合を除く。)は、当該有価証券の発行者は、遅滞なく、内閣府令で定めるところにより、発行者情報を、当該有価証券を所有する者に提供し、又は公表しなければならない。
Open this provision(Provision or Disclosure of Information on the Issuer)
An issuer that has disclosed the information on the issuer pursuant to the provisions of paragraph (1) or (2) must continue to disclose such information on the issuer…
第一項又は第二項の規定により発行者情報の公表をした発行者は、当該発行者情報の公表をした日から当該発行者情報に係る事業年度の次の事業年度に係る発行者情報の提供又は公表をする日までの間(当該発行者情報に係る特定投資家向け有価証券が特定投資家向け有価証券でなくなつた場合その他の内閣府令で定める場合にあつては、内閣府令で定め…
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
securities for professional investorsmachine translation
「特定投資家向け有価証券」
Securities whose solicitation for acquisition was one only for professional investors (特定投資家向け取得勧誘), or whose solicitation for selling, etc. was one only for professional investors; securities of the same kind from the same issuer as a Cabinet Office Order (内閣府令) sets, and specified listed securities (特定上場有価証券) and securities a Cabinet Order (政令) specifies as circulating similarly — other than securities under any item of Article 24, paragraph (1) and securities a Cabinet Order specifies as unlikely to be held by many professional investors.
Short name set inArticle 4, paragraph (3)
specified information on securitiesmachine translation
「特定証券情報」
Basic information on securities and their issuer that a Cabinet Office Order (内閣府令) specifies as what investors should be told, and that the issuer must provide to the persons solicited, or publish, before a specified solicitation, etc. (特定勧誘等) — such as a solicitation for acquisition only for professional investors (特定投資家) — may be made.
Short name set inArticle 27-31, paragraph (1)
information on the issuermachine translation
「発行者情報」
Information about an issuer that a Cabinet Office Order (内閣府令) specifies, which an issuer of securities for professional investors (特定投資家向け有価証券), or an issuer that has provided or published specified information on securities (特定証券情報), must, unless a Cabinet Office Order excuses it, provide to the holders of those securities or publish at least once each business year or other period a Cabinet Office Order specifies.
Short name set inArticle 27-32, paragraph (1)
amended information on the issuer
「訂正発行者情報」
Information correcting issuer information (発行者情報), which an issuer listed in Article 27-32, paragraph (1) must provide or publish, as a Cabinet Office Order (内閣府令) sets, when something in its issuer information needs correcting.
Short name set inArticle 27-32, paragraph (3)