Supplementary Provisions, Article 4

①A person who, at the time this Act comes into effect, holds subject voting rights (meaning the subject voting rights prescribed in Article 156-5-3, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this Article) exceeding 5 percent of all shareholders' voting rights in a financial instruments clearing organization (meaning a financial instruments clearing organization prescribed in Article 2, paragraph (29) of the New Financial Instruments and Exchange Act, excluding the case where that financial instruments clearing organization is a financial instruments exchange prescribed in paragraph (16) of that Article; the same applies hereinafter in this Article) is deemed to have come to hold subject voting rights in that financial instruments clearing organization on the effective date.

②A person who, at the time this Act comes into effect, holds subject voting rights in a number equal to or greater than the threshold holding ratio of all shareholders' voting rights in a financial instruments clearing organization (meaning the threshold holding ratio prescribed in Article 156-5-5, paragraph (1) of the New Financial Instruments and Exchange Act) is deemed to have become a person prescribed in that paragraph on the effective date. In this case, the phrase "before doing so" in that paragraph is deemed to be replaced with "within three months from the date of enforcement of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 32 of 2010)".

③The provisions of Article 156-5-3, paragraph (2) of the New Financial Instruments and Exchange Act apply mutatis mutandis where the provisions of the preceding two paragraphs are applied.