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Supplementary Provisions, Article 2Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act

第二条(金融商品取引法の一部改正に伴う経過措置)

The provisions of Article 2, paragraphs (3), (4), (6) and (10), Article 2-2 (excluding paragraph (1)), Article 4, paragraph (1) (limited to the part pertaining to item (iv)), paragraphs (2) and (4) through (6), Article 13, paragraph (1), Article 23-3, paragraph (1), Article 23-4, Article 23-8, paragraph (4), Article 23-13, paragraphs (1), (2), (4) and (5) (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act), Article 27-31, paragraph (1), Article 27-32-2 and Article 27-34-2 of the Financial Instruments and Exchange Act as amended by the provisions of (hereinafter referred to as the "New Financial Instruments and Exchange Act") apply to solicitation with a view to issuing new securities or solicitation with a view to delivering existing securities prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act that begins on or after the effective date, and the provisions then in force continue to govern solicitation with a view to issuing new securities prescribed in prior to amendment by the provisions of (hereinafter referred to as the "Former Financial Instruments and Exchange Act") or solicitation with a view to delivering existing securities prescribed in that began before the effective date.

の規定による改正後の金融商品取引法(以下「新金融商品取引法」という。)第二条第三項、第四項、第六項及び第十項、第二条の二(第一項を除く。)、第四条第一項(第四号に係る部分に限る。)、第二項及び第四項から第六項まで、第十三条第一項、第二十三条の三第一項、第二十三条の四、第二十三条の八第四項、第二十三条の十三第一項、第二項、第四項及び第五項(これらの規定を新金融商品取引法第二十七条において準用する場合を含む。)、第二十七条の三十一第一項、第二十七条の三十二の二並びに第二十七条の三十四の二の規定は、施行日以後に開始する新金融商品取引法第四条第二項に規定する有価証券発行勧誘等又は有価証券交付勧誘等について適用し、施行日前に開始したの規定による改正前の金融商品取引法(以下「旧金融商品取引法」という。)に規定する有価証券発行勧誘等又はに規定する有価証券交付勧誘等については、なお従前の例による。

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