Supplementary Provisions, Article 65
第六十五条
In the case where a registered financial institution that has received the registration under Article 65-2, paragraph (1) of the Former Securities and Exchange Act has, before the effective date, dissolved or discontinued engaging as a business in the acts prescribed in the items of Article 65, paragraph (2) of the Former Securities and Exchange Act (excluding those falling under the proviso to paragraph (1) of that Article), or in the case where that registration has been rescinded pursuant to the provisions of Article 56, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act, and, by the effective date, the sale and purchase or other transactions of former securities, and securities index futures transactions, etc., securities option transactions, etc., foreign market securities futures transactions, etc. and securities over-the-counter derivatives transactions, etc. have not been completed, the provisions of Article 58, paragraph (1) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the Former Securities and Exchange Act remain in force on and after the effective date.
旧証券取引法第六十五条の二第一項の登録を受けた登録金融機関が施行日前において解散し、若しくは旧証券取引法第六十五条第二項各号に定める行為（同条第一項ただし書に該当するものを除く。）を営業として行うことを廃止した場合又は旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十六条第一項の規定により当該登録を取り消された場合において、施行日までに、旧有価証券の売買その他の取引並びに有価証券指数等先物取引等、有価証券オプション取引等、外国市場証券先物取引等及び有価証券店頭デリバティブ取引等が結了していないときは、旧証券取引法第六十五条の二第五項において準用する旧証券取引法第五十八条第一項の規定は、施行日以後も、なおその効力を有する。
registered financial institutionmachine translation
「登録金融機関」
A bank, cooperative financial institution (協同組織金融機関) or other financial institution a Cabinet Order (政令) specifies that is registered under Article 33-2.
Defined inArticle 2, paragraph (11)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
former securitiesmachine translation
「旧有価証券」
In the supplementary provisions (附則) of Act No. 65 of 2006, the securities listed in Article 2, paragraph (1) of this Act as it stood before Article 3 of that Act amended it, and the rights listed in paragraph (2) of that Article that it deemed securities.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
foreign market securities futures transactions, etc.machine translation
「外国市場証券先物取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, foreign market securities futures transactions, etc. as defined in Article 42, paragraph (2) of this Act as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities option transactions, etc.machine translation
「有価証券オプション取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities option transactions, etc. as defined in Article 42, paragraph (1), item (x) of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities over-the-counter derivatives transactions, etc.machine translation
「有価証券店頭デリバティブ取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities over-the-counter derivatives transactions, etc. as defined in Article 2, paragraph (8), item (iii)-2 of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities index futures transactions, etc.machine translation
「有価証券指数等先物取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities index futures transactions, etc. as defined in Article 42, paragraph (1), item (x) of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)