Supplementary Provisions, Article 18
第十八条
A person who, at the time this Act comes into effect, has received registration under Article 28 of the Former Securities and Exchange Act is deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act on the effective date (limited to registration in which the financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the New Financial Instruments and Exchange Act; the same applies hereinafter) deemed to have received that registration conducts business pertaining to the acts set forth in Article 28, paragraph (1), items (i) and (ii) and item (iii), (c) of the New Financial Instruments and Exchange Act, securities, etc. management (meaning securities, etc. management prescribed in paragraph (5) of that Article), and type-II financial instruments business (meaning type-II financial instruments business prescribed in paragraph (2) of that Article; the same applies hereinafter)). In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第二十八条の登録を受けている者は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。以下同じ。）が新金融商品取引法第二十八条第一項第一号、第二号及び第三号ハに掲げる行為に係る業務、有価証券等管理業務（同条第五項に規定する有価証券等管理業務をいう。）並びに第二種金融商品取引業（同条第二項に規定する第二種金融商品取引業をいう。以下同じ。）を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
A person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered type-I financial instruments business operator") must submit to the Prime Minister, within three months from the effective date, a document stating the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下「みなし登録第一種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
When the documents have been submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register in the financial instruments business operators register the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 29-3, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents.
内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第二十九条の二第一項各号に掲げる事項及び新金融商品取引法第二十九条の三第一項第二号に掲げる事項を金融商品取引業者登録簿に登録するものとする。
(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provision(Definitions)
The term "financial instruments business operator" as used in this Act means a person registered by the Prime Minister pursuant to Article 29.
この法律において「金融商品取引業者」とは、第二十九条の規定により内閣総理大臣の登録を受けた者をいう。
Open this provisionan act set forth in Article 2, paragraph (8), items (i) through (iii), item (v), item (viii), or item (ix) with regard to securities…
有価証券（第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利（電子記録移転権利を除く。次項第二号及び第六十四条第一項第一号において同じ。）を除く。）についての第二条第八項第一号から第三号まで、第五号、第八号又は第九号に掲げる行為
Open this provisionan act set forth in Article 2, paragraph (8), item (iv), or an act set forth in item (v) of that paragraph in relation to over-the-counter derivatives transactions;
第二条第八項第四号に掲げる行為又は店頭デリバティブ取引についての同項第五号に掲げる行為
Open this provisionan act falling under any of the following (a) through (c):
次のイからハまでのいずれかに該当する行為
Open this provisionThe term "type-II financial instruments business" as used in this Chapter means the performance of any of the following acts on a regular basis, within the financial instruments business:
この章において「第二種金融商品取引業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいう。
Open this provisionThe term "securities, etc. management" as used in this Chapter means services within the type-I financial instruments business which are connected with the act set forth in paragraph (1), item (v).
この章において「有価証券等管理業務」とは、第一種金融商品取引業に係る業務のうち、第一項第五号に掲げる行為に係る業務をいう。
Open this provision(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Application for Registration)
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
Open this provision(Application for Registration)
The following documents must accompany the written application for registration referred to in the preceding paragraph:
前項の登録申請書には、次に掲げる書類を添付しなければならない。
Open this provision(Registration in the Register)
the date of registration and the registration number.
登録年月日及び登録番号
Open this provision(Hearings)
Upon deciding to grant or to refuse an Article 29 or Article 33-2 registration, an Article 30, paragraph (1) or Article 31, paragraph (6) authorization, an Article 31…
内閣総理大臣は、第二十九条若しくは第三十三条の二の登録、第三十条第一項若しくは第三十一条第六項の認可、同条第四項の変更登録若しくは第三十五条第四項の承認をし、若しくはしないこととしたとき、第三十条の二第一項の規定により条件を付することとしたとき、又は第五十一条、第五十一条の二、第五十二条第一項若しくは第二項…
Open this provisionA person who, at the time this Act comes into effect, has received registration under Article 28 of the Former Securities and Exchange Act is deemed to have received registration under Article 29 of…
この法律の施行の際現に旧証券取引法第二十八条の登録を受けている者は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。以下同じ。）が新金融商品取引法第二十八条第一項第一号、第二号及び第三号ハに掲げる行為に係る…
Open this provisionA person deemed to have received registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph…
前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下「みなし登録第一種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
Open this provisionsecurities, etc. management
「有価証券等管理業務」
In Chapter III, the part of type-I financial instruments business made up of the acts in Article 28, paragraph (1), item (v): taking deposits of money, securities or electronically recorded transferable rights from customers in connection with one's dealings in securities and derivatives (Article 2, paragraph (8), item (xvi)), and transferring corporate bonds, shares and the like through book-entry accounts (item (xvii) of that paragraph).
Defined inArticle 28, paragraph (5)· applies only in this chapter
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
type-II financial instruments business
「第二種金融商品取引業」
In the supplementary provisions (附則) of Act No. 65 of 2006, type-II financial instruments business as defined in Article 28, paragraph (2) of the Financial Instruments and Exchange Act as amended by that Act.
Defined inSupplementary Provisions, Article 18, paragraph (1)
financial instruments business operator
「金融商品取引業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 18 on, a financial instruments business operator as defined in Article 2, paragraph (9) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 18, paragraph (1)
deemed registered type-I financial instruments business operatormachine translation
「みなし登録第一種業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that was registered under Article 28 of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 18, paragraph (1) of those supplementary provisions therefore treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) for the businesses that paragraph lists.
Short name set inSupplementary Provisions, Article 18, paragraph (2)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.