Supplementary Provisions, Article 124
第百二十四条
A deemed licensed exchange that, at the time of enforcement of this Act, has obtained the approval under Article 110, paragraph (2) of the Former Securities and Exchange Act for listing on the exchange securities market that it establishes, for the purpose of their purchase and sale, former securities of which a person set forth in Article 110, paragraph (2), items (i) through (iii) or item (v) of the Former Securities and Exchange Act (limited to the case where that person is a deemed licensed exchange or deemed authorized exchange holding company that is a subsidiary company (meaning a subsidiary company prescribed in paragraph (2) of the preceding Article) of a deemed licensed exchange (such a deemed licensed exchange or deemed authorized exchange holding company is hereinafter referred to as a "related exchange, etc." in this Article)) is the issuer, is deemed to have obtained the approval under Article 124, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date.
この法律の施行の際現に旧証券取引法第百十条第二項第一号から第三号まで又は第五号に掲げる者（当該者がみなし免許取引所の子会社（前条第二項に規定する子会社をいう。）であるみなし免許取引所又はみなし認可取引所持株会社（以下この条において「関連取引所等」という。）である場合に限る。）が発行者である旧有価証券をその売買のためその開設する取引所有価証券市場に上場することにつき旧証券取引法第百十条第二項の承認を受けているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第一項の承認を受けたものとみなす。
A deemed licensed exchange that, at the time of enforcement of this Act, has obtained the approval under Article 110, paragraph (2) of the Former Securities and Exchange Act for listing on the exchange securities market that it establishes, for the purpose of their purchase and sale, former securities of which a person set forth in Article 110, paragraph (2), item (iv) or (v) of the Former Securities and Exchange Act (excluding the case where that person is a related exchange, etc.) is the issuer, is deemed to have obtained the approval under Article 124, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date.
A deemed licensed exchange that, at the time of enforcement of this Act, has listed, for market derivatives transactions, former securities of which a person set forth in Article 110, paragraph (2), items (i) through (iii) or item (v) of the Former Securities and Exchange Act (limited to the case where that person is a related exchange, etc.) is the issuer, a financial index relating to those former securities, or options relating to those former securities, is deemed to have obtained the approval under Article 124, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date.
この法律の施行の際現に旧証券取引法第百十条第二項第一号から第三号まで又は第五号に掲げる者（当該者が関連取引所等である場合に限る。）が発行者である旧有価証券、当該旧有価証券に係る金融指標又は当該旧有価証券に係るオプションを市場デリバティブ取引のために上場しているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第一項の承認を受けたものとみなす。
A deemed licensed exchange that, at the time of enforcement of this Act, has listed, for market derivatives transactions, former securities of which a person set forth in Article 110, paragraph (2), item (iv) or (v) of the Former Securities and Exchange Act (excluding the case where that person is a related exchange, etc.) is the issuer, a financial index relating to those former securities, or options relating to those former securities, is deemed to have obtained the approval under Article 124, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date.
この法律の施行の際現に旧証券取引法第百十条第二項第四号又は第五号に掲げる者（当該者が関連取引所等である場合を除く。）が発行者である旧有価証券、当該旧有価証券に係る金融指標又は当該旧有価証券に係るオプションを市場デリバティブ取引のために上場しているみなし免許取引所は、施行日において新金融商品取引法第百二十四条第三項の承認を受けたものとみなす。
(Approval of a Financial Instruments Exchange's Listing on a Financial Instruments Exchange Market It Operates)
Notwithstanding the provisions of Article 121, if a financial instruments exchange seeks to list securities issued by the following persons for purchase and sale on a financial instruments exchange…
第百二十一条の規定にかかわらず、金融商品取引所は、次に掲げる者が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のためにその開設する取引所金融商品市場に上場しようとする場合には、その上場しようとする取引所金融商品市場ごとに…
Open this provision(Approval of a Financial Instruments Exchange's Listing on a Financial Instruments Exchange Market It Operates)
Notwithstanding the provisions of Article 121, if a financial instruments exchange seeks to list securities issued by any of the following persons for purchase and sale on a financial instruments…
第百二十一条の規定にかかわらず、金融商品取引所は、次に掲げる者が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のためにその開設する取引所金融商品市場に上場しようとする場合には、その上場しようとする取引所金融商品市場ごとに…
Open this provisionThe "subsidiary company" in the preceding paragraph means a company the majority of whose "voting rights of all shareholders, etc."…
前項の「子会社」とは、みなし免許取引所がその総株主等の議決権（新金融商品取引法第二十九条の四第二項に規定する「総株主等の議決権」をいう。以下この項において同じ。）の過半数を保有する会社をいう。
Open this provisionA deemed licensed exchange that, at the time of enforcement of this Act, has obtained the approval under Article 110, paragraph (2) of the Former Securities and Exchange Act for listing on the…
この法律の施行の際現に旧証券取引法第百十条第二項第一号から第三号まで又は第五号に掲げる者（当該者がみなし免許取引所の子会社（前条第二項に規定する子会社をいう。）であるみなし免許取引所又はみなし認可取引所持株会社（以下この条において「関連取引所等」という。）である場合に限る。）が発行者である旧有価証券をその売買のためそ…
Open this provisionoptions
「オプション」
A right under a transaction listed in Article 2, paragraph (21), item (iii) made on a financial instruments market (金融商品市場) under the standards and methods of its operator, a right under a similar transaction on a foreign financial instruments market (外国金融商品市場) (other than one involving commodities or indices based on their prices), or a right under a transaction listed in Article 2, paragraph (22), item (iii) or (iv) made off those markets.
Short name set inArticle 2, paragraph (1), item (xix)
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
market derivatives transactions
「市場デリバティブ取引」
A transaction listed in Article 2, paragraph (21) — such as futures, index and option transactions on financial instruments or financial indicators — carried out on a financial instruments market under the standards and methods set by the person that operates that market.
Defined inArticle 2, paragraph (21)· applies throughout the law
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
former securitiesmachine translation
「旧有価証券」
In the supplementary provisions (附則) of Act No. 65 of 2006, the securities listed in Article 2, paragraph (1) of this Act as it stood before Article 3 of that Act amended it, and the rights listed in paragraph (2) of that Article that it deemed securities.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed authorized exchange holding companymachine translation
「みなし認可取引所持株会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that held an authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 111 of those supplementary provisions therefore treats as holding the same authorization under this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 118, paragraph (1)
deemed licensed exchangemachine translation
「みなし免許取引所」
In the supplementary provisions (附則) of Act No. 65 of 2006, an exchange that Article 99 of those supplementary provisions treats as licensed under Article 80, paragraph (1) of this Act as Act No. 65 of 2006 amended it (because it then held the license under Article 80, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法)), and that, when that Act came into effect, had securities listed after giving notification under Article 110, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 122, paragraph (1)
financial index
「金融指標」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 123 on, a financial index as defined in Article 2, paragraph (25) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 123, paragraph (1)
subsidiary company
「子会社」
In Article 123 of the supplementary provisions (附則) of Act No. 65 of 2006, a company in which a deemed licensed exchange (みなし免許取引所) holds a majority of the voting rights of all its shareholders, etc., as Article 29-4, paragraph (2) of this Act as that Act amended it defines those voting rights; a company in which a financial instruments exchange and its subsidiary companies, or those subsidiary companies alone, hold such a majority is treated as its subsidiary company too.
Defined inSupplementary Provisions, Article 123, paragraph (2)
related exchange, etc.machine translation
「関連取引所等」
In Article 124 of the supplementary provisions (附則) of Act No. 65 of 2006, a deemed-licensed exchange (みなし免許取引所: one holding, when that Act came into effect, the licence under Article 80, paragraph (1) of this Act as it stood before Act No. 65 of 2006, and so deemed licensed under this Act) that is a subsidiary company of another deemed-licensed exchange, holding the majority of its shareholders' voting rights, or a deemed-authorized exchange holding company (みなし認可取引所持株会社: one deemed to hold the authorization under Article 106-10 of this Act because it held it under that earlier Act), counted only where it is one of the persons listed in Article 110, paragraph (2), items (i) to (iii) or (v) of this Act as it stood before Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 124, paragraph (1)· applies only in this article