Supplementary Provisions, Article 121
第百二十一条
In the case where a member, etc. (meaning a member, etc. prescribed in Article 82, paragraph (1), item (iii) of the Former Securities and Exchange Act; the same applies hereinafter in this Article) has withdrawn before the effective date (in the case of a trading participant (meaning a trading participant prescribed in Article 2, paragraph (19) of the Former Securities and Exchange Act), where the participant has forfeited its trading license), if, by the effective date, a securities exchange (meaning a securities exchange prescribed in Article 2, paragraph (16) of the Former Securities and Exchange Act; the same applies hereinafter) has not, as provided by its articles of incorporation, caused the member, etc. himself or herself, the member's successor by general succession or another member, etc. to complete the purchase and sale, etc. of securities (meaning the purchase and sale of former securities set forth in Article 2, paragraph (8), item (i) of the Former Securities and Exchange Act, securities index futures transactions and securities option transactions; the same applies hereinafter in this Article) made in its exchange securities market (meaning the exchange securities market prescribed in Article 2, paragraph (17) of the Former Securities and Exchange Act), the provisions of Article 107-6, paragraph (1) of the Former Securities and Exchange Act remain in force on and after the effective date with regard to the purchase and sale, etc. of those securities.
会員等（旧証券取引法第八十二条第一項第三号に規定する会員等をいう。以下この条において同じ。）が施行日前に脱退した場合（取引参加者（旧証券取引法第二条第十九項に規定する取引参加者をいう。）にあっては、取引資格を喪失した場合）において、施行日までに、証券取引所（旧証券取引法第二条第十六項に規定する証券取引所をいう。以下同じ。）が定款の定めるところにより本人若しくはその一般承継人又は他の会員等をしてその取引所有価証券市場（同条第十七項に規定する取引所有価証券市場をいう。）においてした有価証券の売買等（同条第八項第一号に掲げる旧有価証券の売買、有価証券指数等先物取引及び有価証券オプション取引をいう。以下この条において同じ。）を結了していないときは、当該有価証券の売買等については、旧証券取引法第百七条の六第一項の規定は、施行日以後も、なおその効力を有する。
In the case where a member, etc. (meaning a member, etc. prescribed in Article 82, paragraph (1), item (iii) of the Former Securities and Exchange Act; the same applies hereinafter in this Article)…
会員等（旧証券取引法第八十二条第一項第三号に規定する会員等をいう。以下この条において同じ。）が施行日前に脱退した場合（取引参加者（旧証券取引法第二条第十九項に規定する取引参加者をいう。）にあっては、取引資格を喪失した場合）において、施行日までに…
Open this provisiontrading participant
「取引参加者」
A person that may take part in purchases and sales of securities or market derivatives transactions (市場デリバティブ取引) on a financial instruments exchange market (取引所金融商品市場) under a trading qualification granted under Article 112, paragraph (1) or (2) or Article 113, paragraph (1) or (2).
Defined inArticle 2, paragraph (19)· applies throughout the law
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
former securitiesmachine translation
「旧有価証券」
In the supplementary provisions (附則) of Act No. 65 of 2006, the securities listed in Article 2, paragraph (1) of this Act as it stood before Article 3 of that Act amended it, and the rights listed in paragraph (2) of that Article that it deemed securities.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
member, etc.
「会員等」
In Article 121 of the supplementary provisions (附則) of Act No. 65 of 2006, members, etc. as defined in Article 82, paragraph (1), item (iii) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法).
Defined inSupplementary Provisions, Article 121, paragraph (1)· applies only in this article
purchase and sale, etc. of securitiesmachine translation
「有価証券の売買等」
In Article 121 of the supplementary provisions (附則) of Act No. 65 of 2006, the purchase and sale of old securities (旧有価証券), securities index futures transactions (有価証券指数等先物取引) and securities option transactions (有価証券オプション取引) listed in Article 2, paragraph (8), item (i) of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 121, paragraph (1)· applies only in this article
securities exchangemachine translation
「証券取引所」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 121 on, a securities exchange as defined in Article 2, paragraph (16) of this Act under its former title (証券取引法), as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 121, paragraph (1)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.