Supplementary Provisions, Article 116
第百十六条
With regard to the application of Article 106-22, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i)), a person (limited to a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 114, paragraph (1) of the Supplementary Provisions, to have received the authorization under Article 106-17, paragraph (1) of the New Financial Instruments and Exchange Act on the day of receiving that authorization.
新金融商品取引法第百六条の二十二第一項(第一号に係る部分に限る。)の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている者(主要株主適格者に限る。)は、附則第百十四条第一項の規定にかかわらず、その認可を受けた日において、新金融商品取引法第百六条の十七第一項の認可を受けたものとみなす。
(Authorization as a Major Shareholder)
Notwithstanding the provisions of Article 106-14, paragraph (1), with the authorization of the Prime Minister, a local government, etc. may acquire or hold a number of subject voting rights that is…
地方公共団体等は、第百六条の十四第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、金融商品取引所持株会社の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
Open this provision(Lapse of Authorization as a Major Shareholder)
If the major shareholder of a financial instruments exchange holding company comes to fall under any of the following items, the authorization referred to in Article 106-17…
金融商品取引所持株会社の主要株主が次の各号のいずれかに該当することとなつたときは、第百六条の十七第一項の認可は、その効力を失う。
Open this provision(Lapse of Authorization as a Major Shareholder)
the major shareholder fails to become the holder of a number of subject voting rights that is equal to or greater than the threshold holding ratio within six months from the date on which the major…
認可を受けた日から六月以内に保有基準割合以上の数の対象議決権の保有者とならなかつたとき。
Open this provisionA local government or other person specified by Cabinet Order (referred to as a "qualified major shareholder" in the following paragraph and Article 116 of the Supplementary Provisions) that…
この法律の施行の際現に旧証券取引法第百六条の十七第一項又は第三項ただし書の認可を受けている地方公共団体その他の政令で定める者(次項及び附則第百十六条において「主要株主適格者」という。)は、施行日において新金融商品取引法第百六条の十七第一項の認可を受けたものとみなす。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
qualified major shareholdermachine translation
「主要株主適格者」
In Article 114 and Article 116 of the supplementary provisions (附則) of Act No. 65 of 2006, a local government or other person a Cabinet Order (政令) specifies that held an authorization under Article 106-17, paragraph (1) or the proviso to paragraph (3) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and is therefore treated as authorized under Article 106-17, paragraph (1) of this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 114, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 114, paragraph (2); and Supplementary Provisions, Article 116