Supplementary Provisions, Article 108
第百八条
A local government or other person specified by Cabinet Order (referred to as a "qualified major shareholder" in the following paragraph and Article 110 of the Supplementary Provisions) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-3, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-5 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている地方公共団体その他の政令で定める者（次項及び附則第百十条において「主要株主適格者」という。）は、施行日において新金融商品取引法第百六条の三第一項の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の五において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
A person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of the Former Securities and Exchange Act must, within three months from the effective date, take the measures necessary to become the holder of subject voting rights (meaning the subject voting rights prescribed in Article 103-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter) in a number less than the threshold holding ratio (meaning the threshold holding ratio prescribed in Article 103-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter) of the deemed licensed incorporated exchange.
この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、みなし免許株式会社取引所の保有基準割合（新金融商品取引法第百三条の二第一項に規定する保有基準割合をいう。以下同じ。）未満の数の対象議決権（新金融商品取引法第百三条の二第一項に規定する対象議決権をいう。以下同じ。）の保有者となるために必要な措置をとらなければならない。
(Restrictions on the Holding of Voting Rights)
It is prohibited for any person to acquire or hold a number of voting rights (including voting rights pertaining to shares that cannot be asserted against the issuer pursuant to the provisions of…
何人も、株式会社金融商品取引所の総株主の議決権の百分の二十（その財務及び営業の方針の決定に対して重要な影響を与えることが推測される事実として内閣府令で定める事実がある場合には、百分の十五。以下この章において「保有基準割合」という。）以上の数の議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一…
Open this provision(Authorization)
Notwithstanding the provisions of Article 103-2, paragraph (1), the local government or any other person specified by Cabinet Order…
地方公共団体その他の政令で定める者（以下この条、第百六条の十四及び第百六条の十七において「地方公共団体等」という。）は、第百三条の二第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、株式会社金融商品取引所の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し…
Open this provision(Application, Mutatis Mutandis of Provisions on the Refusal of Authorization)
The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in Article 106-3, paragraph (1).
第八十五条の四の規定は、第百六条の三第一項の認可について準用する。
Open this provision(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provision(Hearing When Authorization Is Not Granted)
Upon deciding to grant or not to grant the authorization under the provisions of Article 85, paragraph (1), the Prime Minister must notify the applicant for authorization of this in writing without…
内閣総理大臣が、第八十五条第一項の規定による認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
Open this provisionA person (excluding a qualified major shareholder) that, at the time of the enforcement of this Act, has received the authorization under Article 106-3…
この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている者（主要株主適格者を除く。）は、施行日から三月以内に、みなし免許株式会社取引所の保有基準割合（新金融商品取引法第百三条の二第一項に規定する保有基準割合をいう。以下同じ。）未満の数の対象議決権（新金融商品取引法第百三条の二第一項に規…
Open this provisionWith regard to the application of Article 106-8, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (i))…
新金融商品取引法第百六条の八第一項（第一号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の三第一項又は第四項ただし書の認可を受けている者（主要株主適格者に限る。）は、附則第百八条第一項の規定にかかわらず、その認可を受けた日において…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed licensed incorporated exchangemachine translation
「みなし免許株式会社取引所」
In the supplementary provisions (附則) of Act No. 65 of 2006, an incorporated financial instruments exchange (株式会社金融商品取引所) that Article 99 of those supplementary provisions treated, when that Act came into effect, as licensed under Article 80, paragraph (1) of this Act as Act No. 65 of 2006 amended it, because it then held the license under Article 80, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 106, paragraph (1)
qualified major shareholdermachine translation
「主要株主適格者」
In Article 108 and Article 110 of the supplementary provisions (附則) of Act No. 65 of 2006, a local government or other person a Cabinet Order (政令) specifies that held an authorization under Article 106-3, paragraph (1) or the proviso to paragraph (4) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and is therefore treated as authorized under Article 106-3, paragraph (1) of this Act as Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 108, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 108, paragraph (2); and Supplementary Provisions, Article 110
threshold holding ratio
「保有基準割合」
In the supplementary provisions (附則) of Act No. 65 of 2006, the threshold holding ratio as defined in Article 103-2, paragraph (1) of this Act as Act No. 65 of 2006 amended it.
Defined inSupplementary Provisions, Article 108, paragraph (2)
subject voting rights
「対象議決権」
In the supplementary provisions (附則) of Act No. 65 of 2006, subject voting rights as defined in Article 103-2, paragraph (1) of this Act as that Act amended it.
Defined inSupplementary Provisions, Article 108, paragraph (2)