第二十四条の五の二(確認書に関する規定の半期報告書への準用)
The provisions of Article 24-4-2 apply mutatis mutandis if a semiannual securities report is submitted pursuant to paragraph (1) of the preceding Article (including as applied mutatis mutandis pursuant to Article 24-5, paragraph (3)) or if an amended report is submitted pursuant to Article 7, paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) following the deemed replacement of terms. In this case, in Article 24-4-2, paragraph (1), the phrase "a foreign company report" is deemed to be replaced with "a foreign company semiannual securities report", the phrase "foreign company report instead of the annual securities report, etc." is deemed to be replaced with "foreign company semiannual securities report instead of the semiannual securities report", and the phrase "the content of statements in the annual securities report" is deemed to be replaced with "the content of statements in the semiannual securities report (including any amended report in connection with this; hereinafter the same applies in this Article)"; in Article 24-4-2, paragraph (2), the phrase "together with an annual securities report" is deemed to be replaced with "together with a semiannual securities report"; in Article 24-4-2, paragraph (6), the phrase "a confirmation letter under Article 24-4-2, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to Article 24-4-2, paragraph (3) (including as applied mutatis mutandis pursuant to Article 24-4-2, paragraph (4)) or Article 24-4-2, paragraph (4))" is deemed to be replaced with "a Confirmation Letter under Article 24-4-2, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to Article 24-4-2, paragraph (3) (including as applied mutatis mutandis pursuant to Article 24-4-2, paragraph (4)) or Article 24-4-2, paragraph (4)) as applied mutatis mutandis pursuant to Article 24-5-2 following the deemed replacement of terms"; and any other necessary technical replacement of terms is specified by Cabinet Order.
第二十四条の四の二の規定は、前条第一項(同条第三項において準用する場合を含む。)の規定により半期報告書を提出する場合及び同条第五項において読み替えて準用する第七条第一項、第九条第一項又は第十条第一項の規定により訂正報告書を提出する場合について準用する。この場合において、第二十四条の四の二第一項中「有価証券報告書の記載内容」とあるのは「半期報告書(その訂正報告書を含む。以下この条において同じ。)の記載内容」と、「有価証券報告書等に代えて外国会社報告書」とあるのは「半期報告書に代えて外国会社半期報告書」と、「当該外国会社報告書」とあるのは「当該外国会社半期報告書」と、同条第二項中「有価証券報告書と併せて」とあるのは「半期報告書と併せて」と、同条第六項中「第二十四条の四の二第一項又は第二項(これらの規定を同条第三項(同条第四項において準用する場合を含む。)及び第四項において準用する場合を含む。)の規定による確認書」とあるのは「第二十四条の五の二において読み替えて準用する第二十四条の四の二第一項又は第二項(これらの規定を同条第三項(同条第四項において準用する場合を含む。)及び第四項において準用する場合を含む。)の規定による確認書」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
The provisions of Article 24-4-3 apply mutatis mutandis if an amended confirmation letter is submitted for a confirmation letter that has been submitted pursuant to the preceding paragraph. In such a case, the necessary technical replacement of terms is specified by Cabinet Order.
Article 24-6Submission of Reports on Repurchase
第二十四条の六(自己株券買付状況報告書の提出)
An issuer of share certificates listed in a financial instruments exchange, share certificates specified by Cabinet Order as those whose state of distribution can be regarded as being equivalent to share certificates listed in a financial instruments exchange, or other securities specified by Cabinet Order (hereinafter collectively referred to as "listed share certificates, etc." in this Article, Articles 27-22-2 through 27-22-4 and Article 167) must, when a resolution at a shareholders meeting or board of directors' meeting set forth in Article 156, paragraph (1) of the Companies Act (including as applied pursuant to the provisions of Article 165, paragraph (3) of that Act following the deemed replacement of terms) or a decision of an organization specified by Cabinet Order as being equivalent thereto is made (hereinafter referred to as the "resolution, etc." in this paragraph), submit a report which, pursuant to the provisions of Cabinet Office Order, states the particulars of the status of buyback of listed share certificates, etc. for its own shares or equity conducted based on the resolution, etc. of the shareholders meeting or board of directors' meeting or a meeting specified by Cabinet Order as being equivalent thereto (hereinafter referred to as the "shareholders meeting, etc." in this paragraph) during each month from the month which includes the day when the shareholders meeting, etc. in which the resolution, etc. was made was concluded to the month which includes the day when the period set forth in Article 156, paragraph (1), item (iii) of that Act is to expire or the day specified by Cabinet Order as being equivalent thereto (each month is referred to as the "reporting month" in this paragraph) (including the cases where no buyback is conducted) and other particulars specified by Cabinet Office Order as necessary and appropriate for the public interest or protection of investors to the Prime Minister by the 15th day of the month following each reporting month.
金融商品取引所に上場されている株券、流通状況が金融商品取引所に上場されている株券に準ずるものとして政令で定める株券その他政令で定める有価証券(以下この条、第二十七条の二十二の二から第二十七条の二十二の四まで及び第百六十七条において「上場株券等」という。)の発行者は、会社法第百五十六条第一項(同法第百六十五条第三項の規定により読み替えて適用する場合を含む。)の規定による株主総会の決議若しくは取締役会の決議又はこれらに相当するものとして政令で定める機関の決定(以下この項において「決議等」という。)があつた場合には、内閣府令で定めるところにより、当該決議等があつた株主総会若しくは取締役会又はこれらに相当するものとして政令で定める会議(以下この項において「株主総会等」という。)の終結した日の属する月から同法第百五十六条第一項第三号に掲げる期間の満了する日又はこれに相当するものとして政令で定める日の属する月までの各月(以下この項において「報告月」という。)ごとに、当該株主総会等の決議等に基づいて各報告月中に行つた自己の株式又は持分に係る上場株券等の買付けの状況(買付けを行わなかつた場合を含む。)に関する事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書を、各報告月の翌月十五日までに、内閣総理大臣に提出しなければならない。
The provisions of Article 7, paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to a report set forth in the preceding paragraph (hereinafter referred to as a "report on repurchase"), and the provisions of Article 22 apply mutatis mutandis if a report on repurchase contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be stated, or lacks a statement of a material fact that is necessary to prevent it from being misleading. In this case, in Article 7, paragraph (1), the phrase "If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect, a material particular that is required to be stated in a statement or other document under Article 5, paragraph (1) or paragraph (13) changes" is deemed to be replaced with "If a material particular that is required to be stated in a report on repurchase (meaning a report set forth in Article 24-6, paragraph (1); hereinafter the same applies in this Article, Article 9, paragraph (1), Article 10, paragraph (1), and Article 22) changes", the phrase "the person filing the notification" is deemed to be replaced with "the person submitting the report on repurchase", and the term "amended statement" is deemed to be replaced with "amended report"; in Article 9, paragraph (1) the phrase "the person that submitted it" is deemed to be replaced with "the person that submitted the report on repurchase" and the term "amended statement" is deemed to be replaced with "amended report"; in Article 10, paragraph (1), the phrase "the person submitting the securities registration statement" is deemed to be replaced with "the person submitting the report on repurchase" and the phrase "to submit an amended statement, and if the Prime Minister finds it to be necessary, the Prime Minister may order the suspension of the validity of a notification under Article 4, paragraphs (1) through (3)" is deemed to be replaced with "to submit an amended report"; in Article 22, paragraph (1), the phrase "persons set forth in Article 21, paragraph (1), items (i) and (iii)" is deemed to be replaced with "person that, at the time of submission of the report on repurchase, is an officer of the issuer that submitted that report", and the phrase "a person that, without knowing that the statement is false or has been omitted, acquires securities issued by the person submitting the securities registration statement other than through a public offering or secondary distribution" is deemed to be replaced with "a person that, without knowing that the statement is false or has been omitted, acquires securities issued by the person submitting the report on repurchase"; and in Article 22, paragraph (2), the phrase "Article 21, paragraph (2), items (i) and (ii)" is deemed to be replaced with "Article 21, paragraph (2), item (i)" and the phrase "the preceding paragraph" is deemed to be replaced with "the preceding paragraph as applied mutatis mutandis pursuant to Article 24-6, paragraph (2)".
第七条第一項、第九条第一項及び第十条第一項の規定は前項に規定する報告書(以下「自己株券買付状況報告書」という。)について、第二十二条の規定は自己株券買付状況報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「自己株券買付状況報告書(第二十四条の六第一項に規定する報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。)」と、「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項から第三項までの規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「第二十一条第一項第一号及び第三号に掲げる者」とあるのは「当該自己株券買付状況報告書を提出した発行者のその提出の時における役員」と、「有価証券届出書の届出者が発行者である有価証券を募集若しくは売出しによらないで取得した者」とあるのは「自己株券買付状況報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「第二十一条第二項第一号及び第二号」とあるのは「第二十一条第二項第一号」と、「前項」とあるのは「第二十四条の六第二項において準用する前項」と読み替えるものとする。
The provisions of Article 6 apply mutatis mutandis if a report on repurchase is submitted pursuant to paragraph (1) and if an amended report is submitted in connection with a report on repurchase, pursuant to Article 7, paragraph (1), Article 9, paragraph (1) or Article 10, paragraph (1) as applied mutatis mutandis pursuant to the preceding paragraph.
Article 24-7Submission of a Parent Company Status Report
第二十四条の七(親会社等状況報告書の提出)
A company that holds the majority of voting rights in a company that is required to submit an annual securities report pursuant to Article 24, paragraph (1) (but only one that is the issuer of securities set forth in Article 24, paragraph (1), item (i) or (ii); such a company is referred to as a "subsidiary company submitting an annual securities report" in paragraph (4) of this Article, paragraph (5) of the following Article, Article 27-30-10 and Article 27-30-11, paragraph (1)), or which is otherwise specified by Cabinet Order as being closely related to a company that is required to submit an annual securities report (excluding a company that is required to submit an annual securities report pursuant to Article 24, paragraph (1) (including as applied mutatis mutandis pursuant to Article 24, paragraph (5); the same applies in the items of paragraph (4) of this Article) (including a company that has submitted an annual securities report pursuant to Article 23-3, paragraph (4) or that is otherwise specified by Cabinet Office Order); hereinafter, a company that holds the majority of voting rights in, or is otherwise closely related to, such a company, is referred to as a "parent company, etc." in this Article, paragraphs (2), (4), and (5) of the following Article, and Article 27-30-11, paragraph (1)) must submit a report that, pursuant to the provisions of Cabinet Office Order, states the particulars of persons that hold shares in the parent company, etc. and other particulars that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors, for each business year of the parent company, etc. (or for each period specified by Cabinet Office Order, if the parent company, etc. is an issuer of regulated securities; hereinafter the same applies in this paragraph and the following paragraph) (hereinafter referred to as a "parent company, etc. status report") to the Prime Minister within three months after the end of each business year (or, if the parent company, etc. is a foreign company, within the period that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors); provided, however, that this does not apply if a company receives the acknowledgement of the Prime Minister, pursuant to the provisions of Cabinet Order, as a company whose non-submission of a parent company, etc. status report does not damage the public interest or result in insufficient investor protection.
第二十四条第一項の規定により有価証券報告書を提出しなければならない会社(同項第一号又は第二号に掲げる有価証券の発行者であるものに限る。第四項、次条第五項、第二十七条の三十の十及び第二十七条の三十の十一第一項において「提出子会社」という。)の議決権の過半数を所有している会社その他の当該有価証券報告書を提出しなければならない会社と密接な関係を有するものとして政令で定めるもの(第二十四条第一項(同条第五項において準用する場合を含む。第四項各号において同じ。)の規定により有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により有価証券報告書を提出した会社その他内閣府令で定めるものを含む。)を除く。以下この条、次条第二項、第四項及び第五項並びに第二十七条の三十の十一第一項において「親会社等」という。)は、内閣府令で定めるところにより、当該親会社等の事業年度(当該親会社等が特定有価証券の発行者である場合には、内閣府令で定める期間。以下この項及び次項において同じ。)ごとに、当該親会社等の株式を所有する者に関する事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書(以下「親会社等状況報告書」という。)を、当該事業年度経過後三月以内(当該親会社等が外国会社である場合には、公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内)に、内閣総理大臣に提出しなければならない。ただし、親会社等状況報告書を提出しなくても公益又は投資者保護に欠けることがないものとして政令で定めるところにより内閣総理大臣の承認を受けたときは、この限りでない。
If a company that is excluded from the application of the main clause of the preceding paragraph becomes a parent company, etc., the company that has become a parent company, etc. must submit a parent company, etc. status report to the Prime Minister without delay, pursuant to the provisions of Cabinet Office Order, for the business year immediately prior to the business year that includes the day on which the company becomes a parent company, etc.;provided, however, that this does not apply if the company has received the acknowledgment of the Prime Minister, pursuant to the provisions of Cabinet Order, as a company whose non-submission of a parent company, etc. status report does not damage the public interest or result in insufficient investor protection.
The provisions of Article 7,paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to a parent company, etc. status report. In this case, in Article 7,paragraph (1), the phrase "If, on or after the day on which a notification under Article 4, paragraphs (1) to (3) is filed and before the day on which that notification comes into effect, a material particular that is required to be stated in a statement or other document under Article 5, paragraph (1) or paragraph (13) changes" is deemed to be replaced with "If a material particular that is required to be stated in a parent company, etc. status report (meaning a parent company, etc. status report as provided for in Article 24-7, paragraph (1); the same applies hereinafter) changes", the phrase "the person filing the notification" is deemed to be replaced with "the person submitting the parent company, etc. status report", and the term "amended statement" is deemed to be replaced with "amended report"; in Article 9, paragraph (1) the phrase "the person that submitted it" is deemed to be replaced with "the person submitting the parent company, etc. status report" and the term "amended statement" is deemed to be replaced with "amended report"; in Article 10, paragraph (1), the phrase "the person submitting the securities registration statement" is deemed to be replaced with "the person submitting the parent company, etc. status report" and the phrase "to submit an amended statement, and if the Prime Minister finds it to be necessary, the Prime Minister may order the suspension of the validity of a notification under Article 4, paragraphs (1) to (3)" is deemed to be replaced with "to submit an amended report"; and any other necessary technical replacement of terms is specified by Cabinet Order.
第七条第一項、第九条第一項及び第十条第一項の規定は、親会社等状況報告書について準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「親会社等状況報告書(第二十四条の七第一項に規定する親会社等状況報告書をいう。以下同じ。)」と、「届出者」とあるのは「親会社等状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「親会社等状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「親会社等状況報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項から第三項までの規定による届出の効力の停止」とあるのは「訂正報告書の提出」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
A parent company, etc. that has submitted a parent company, etc. status report pursuant to the main clause of paragraph (1) or the main clause of paragraph (2), or that has submitted an amended report in connection with a parent company, etc. status report pursuant to Article 7,paragraph (1), Article 9, paragraph (1), or Article 10, paragraph (1), as applied mutatis mutandis pursuant to the preceding paragraph, must send a copy of it to the subsidiary company submitting annual securities reports without delay, and must also submit a copy of it to the person specified in the relevant of the following items for the category of securities set forth in the relevant item that were issued by the subsidiary company submitting annual securities reports:
securities set forth in Article 24, paragraph (1), item (i):the financial instruments exchange referred to in Article 24, paragraph (1), item (i); or
第二十四条第一項第一号に掲げる有価証券 同号の金融商品取引所
securities set forth in Article 24, paragraph (1), item (ii):the authorized financial instruments firms association specified by Cabinet Order.
第二十四条第一項第二号に掲げる有価証券 政令で定める認可金融商品取引業協会
The provisions of Article 24, paragraphs (8), (9), and (11) through (13) apply mutatis mutandis if a parent company, etc. that is a foreign company submits a parent company, etc. status report. In this case, in paragraph (8) of that Article, the phrase "foreign company (including a foreign company that has submitted an annual securities report pursuant to Article 23-3, paragraph (4); hereinafter referred to as a 'reporting foreign company')" is deemed to be replaced with "parent company, etc. that is a foreign company (meaning a parent company, etc. as defined by Article 24-7, paragraph (1); hereinafter the same applies in this Article)", and the phrase "for which foreign disclosure is made, that is similar to an annual securities report, etc." is deemed to be replaced with "that states the particulars that are required to be stated in the parent company, etc. status report"; in paragraph (9) of that Article, the phrase "as well as documents stating the particulars not stated in a foreign company report that are specified by Cabinet Office Order as necessary and appropriate for the public interest or for the protection of investors, and other" is deemed to be replaced with "and other"; and any other necessary technical replacement of terms is specified by Cabinet Order.
第二十四条第八項、第九項及び第十一項から第十三項までの規定は、外国会社である親会社等が親会社等状況報告書を提出する場合について準用する。この場合において、同条第八項中「外国会社(第二十三条の三第四項の規定により有価証券報告書を提出したものを含む。以下「報告書提出外国会社」という。)」とあるのは「外国会社である親会社等(第二十四条の七第一項に規定する親会社等をいう。以下この条において同じ。)」と、「外国において開示が行われている有価証券報告書等に類する」とあるのは「親会社等状況報告書に記載すべき事項を記載した」と、同条第九項中「、当該外国会社報告書に記載されていない事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを記載した書類その他」とあるのは「その他」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
The provisions of the preceding paragraphs apply mutatis mutandis if the parent company, etc. is a person other than a company. In this case, in paragraph (1), the phrase "A company that holds the majority of voting rights" is deemed to be replaced with "A person that is other than a company and that holds the majority of voting rights", the phrase "which is otherwise specified by Cabinet Order as being closely related to" is deemed to be replaced with "that is otherwise specified by Cabinet Order as being a person that is other than a company and that is closely related to", and the phrase "persons that hold shares in the parent company, etc." is deemed to be replaced with "equity holders in the parent company, etc. and other persons"; in paragraph (2), the term "company" is deemed to be replaced with "person that is other than a company and"; in the preceding paragraph the phrase "that is a foreign company" is deemed to be replaced with "that is a foreign person"; and any other necessary technical replacement of terms is specified by Cabinet Order.
(Order to Submit an Amended Statement and Order Suspending the Validity of a Notification Due to a False Statement)
If the Prime Minister discovers that a securities registration statement contains a false statement regarding a material particular, lacks a statement of a material particular that is required to be…
内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けていることを発見したときは、いつでも、届出者に対し、訂正届出書の提出を命じ、必要があると認めるときは…
Open this provision(Acts Prohibited for Persons Affiliated with the Tender Offeror)
A person set forth in any of the following items (hereinafter referred to as a "person affiliated with the tender offeror, etc." in this Article) that comes to know the fact that a tender offer…
次の各号に掲げる者(以下この条において「公開買付者等関係者」という。)であつて、第二十七条の二第一項に規定する株券等で金融商品取引所に上場されているもの、店頭売買有価証券若しくは取扱有価証券に該当するもの(以下この条において「上場等株券等」という。)の同項に規定する公開買付け(同項本文の規定の適用を受ける場合に限る。…
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
a person that, at the time of submission of the securities registration statement, is an officer (meaning a director, accounting advisor, company auditor, executive officer, or a person equivalent…
当該有価証券届出書を提出した会社のその提出の時における役員(取締役、会計参与、監査役若しくは執行役又はこれらに準ずる者をいう。第百六十三条から第百六十七条までを除き、以下同じ。)又は当該会社の発起人(その提出が会社の成立前にされたときに限る。)
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
a certified public accountant or the audit corporation that, in the audit certification provided for in Article 193-2, paragraph (1) in connection with the securities registration statement…
当該有価証券届出書に係る第百九十三条の二第一項に規定する監査証明において、当該監査証明に係る書類について記載が虚偽であり又は欠けているものを虚偽でなく又は欠けていないものとして証明した公認会計士又は監査法人
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
the person specified in item (i) or (ii) of the preceding paragraph:it did not know, and in the exercise of reasonable care could not have known, that the statement was false or had been omitted;
前項第一号又は第二号に掲げる者 記載が虚偽であり又は欠けていることを知らず、かつ、相当な注意を用いたにもかかわらず知ることができなかつたこと。
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
a person or firm specified in item (iii) of the preceding paragraph:it did not intentionally or negligently provide such inappropriate certification; and
前項第三号に掲げる者 同号の証明をしたことについて故意又は過失がなかつたこと。
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
If a securities registration statement contains a false statement regarding a material particular, omits a statement of a material particular that is required to be stated…
有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、第二十一条第一項第一号及び第三号に掲げる者は、当該記載が虚偽であり、又は欠けていることを知らないで…
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
If a securities registration statement contains a false statement regarding a material particular, omits a statement of a material particular that is required to be stated…
有価証券届出書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けているときは、第二十一条第一項第一号及び第三号に掲げる者は、当該記載が虚偽であり、又は欠けていることを知らないで…
Open this provision(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
The provisions of Article 21, paragraph (2), items (i) and (ii) apply mutatis mutandis to a person that would be liable for the compensation set forth in the preceding paragraph.
第二十一条第二項第一号及び第二号の規定は、前項に規定する賠償の責めに任ずべき者について準用する。
Open this provision(Submission of a Shelf Registration Statement)
A company that is the issuer of securities for which a shelf registration has been made may continue to submit annual securities reports and accompanying documents under Article 24…
発行登録を行つた有価証券の発行者である会社は、第五条第四項に規定する要件を満たすため必要があるときは、第二十四条第一項(同条第五項において準用する場合を含む。以下この項において同じ。)の規定による有価証券報告書を提出する義務が消滅した後においても…
Open this provision(Submission of Annual Securities Reports)
If securities issued by a company (excluding regulated securities; hereinafter the same applies in this Article, except in the following items) fall under any of the categories set forth in the…
有価証券の発行者である会社は、その会社が発行者である有価証券(特定有価証券を除く。次の各号を除き、以下この条において同じ。)が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号…
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
A company that is required to submit an annual securities report under Article 24, paragraph (1) (including a company that has submitted an annual securities report under Article 23-3, paragraph (4)…
第二十四条第一項の規定による有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により当該有価証券報告書を提出した会社を含む。次項において同じ。)のうち、第二十四条第一項第一号に掲げる有価証券の発行者である会社その他の政令で定めるものは、内閣府令で定めるところにより…
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
A company that is required to submit an annual securities report under Article 24, paragraph (1) (including a company that has submitted an annual securities report under Article 23-3, paragraph (4)…
第二十四条第一項の規定による有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により当該有価証券報告書を提出した会社を含む。次項において同じ。)のうち、第二十四条第一項第一号に掲げる有価証券の発行者である会社その他の政令で定めるものは、内閣府令で定めるところにより…
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
A company that is required to submit an annual securities report under Article 24, paragraph (1) may submit the confirmation letter provided for in the preceding paragraph voluntarily…
第二十四条第一項の規定による有価証券報告書を提出しなければならない会社であつて、前項の規定により確認書を有価証券報告書と併せて提出しなければならない会社以外の会社(政令で定めるものを除く。)は、同項に規定する確認書を任意に提出することができる。
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
The provisions of the preceding two paragraphs apply mutatis mutandis to a company specified by Cabinet Order that is required to submit an Annual securities report under Article 24…
前二項の規定は、第二十四条第五項において準用する同条第一項の規定による有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により当該有価証券報告書を提出した会社を含む。)のうち政令で定めるものについて準用する。
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
The provisions of the preceding three paragraphs apply mutatis mutandis if an amended report is submitted pursuant to Article 7, paragraph (1), Article 9, paragraph (1) and Article 10…
前三項の規定は、第二十四条の二第一項において読み替えて準用する第七条第一項、第九条第一項又は第十条第一項の規定により訂正報告書を提出する場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
Open this provision(Submission of a Confirmation Letter for the Content of Statements in an Annual Securities Report)
The provisions of Article 24, paragraphs (8), (9) and (11) through (13) apply mutatis mutandis if a reporting foreign company submits a confirmation letter pursuant to paragraph (1) or (2) of this…
第二十四条第八項、第九項及び第十一項から第十三項までの規定は、報告書提出外国会社が第一項又は第二項の規定により確認書を提出する場合(外国会社報告書を提出している場合に限る。)について準用する。
Open this provision(Submission of an Amended Confirmation Letter)
The provisions of Article 7, paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to a confirmation letter.
第七条第一項、第九条第一項及び第十条第一項の規定は、確認書について準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「確認書」と…
Open this provision(Mutatis Mutandis Application of Provisions on Confirmation Letters to Semiannual Securities Reports)
The provisions of Article 24-4-2 apply mutatis mutandis if a semiannual securities report is submitted pursuant to paragraph (1) of the preceding Article…
第二十四条の四の二の規定は、前条第一項(同条第三項において準用する場合を含む。)の規定により半期報告書を提出する場合及び同条第五項において読み替えて準用する第七条第一項、第九条第一項又は第十条第一項の規定により訂正報告書を提出する場合について準用する。
Open this provision(Mutatis Mutandis Application of Provisions on Confirmation Letters to Semiannual Securities Reports)
The provisions of Article 24-4-2 apply mutatis mutandis if a semiannual securities report is submitted pursuant to paragraph (1) of the preceding Article…
第二十四条の四の二の規定は、前条第一項(同条第三項において準用する場合を含む。)の規定により半期報告書を提出する場合及び同条第五項において読み替えて準用する第七条第一項、第九条第一項又は第十条第一項の規定により訂正報告書を提出する場合について準用する。
Open this provision(Submission of Semiannual Securities Reports and Extraordinary Reports)
A company that is required to submit an annual securities report under Article 24, paragraph (1) (including a company that has submitted an annual securities report pursuant to Article 23-3…
第二十四条第一項の規定による有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により有価証券報告書を提出した会社を含む。第四項において同じ。)は、事業年度ごとに、当該事業年度が開始した日から六月が経過したときは、内閣府令で定めるところにより、次の表の各号の上欄に掲げる区分に応じ、それぞれ…
Open this provision(Submission of Semiannual Securities Reports and Extraordinary Reports)
The provisions of paragraph (1) (excluding the proviso and items (i) and (ii) of the table in that paragraph; hereinafter the same applies in this paragraph) and the preceding paragraph apply mutatis…
第一項(ただし書並びに同項の表の第一号及び第二号を除く。以下この項において同じ。)及び前項の規定は、第二十四条第五項において準用する同条第一項の規定による有価証券報告書を提出しなければならない会社(第二十三条の三第四項の規定により当該有価証券報告書を提出した会社を含む。次項及び第二十項において同じ。)について準用する。
Open this provision(Submission of Semiannual Securities Reports and Extraordinary Reports)
The provisions of Article 7, paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to semiannual securities reports and extraordinary reports…
第七条第一項、第九条第一項及び第十条第一項の規定は半期報告書及び臨時報告書について、第二十二条の規定は半期報告書及び臨時報告書並びにこれらの訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。
Open this provision(Submission of Reports on Repurchase)
An issuer of share certificates listed in a financial instruments exchange, share certificates specified by Cabinet Order as those whose state of distribution can be regarded as being equivalent to…
金融商品取引所に上場されている株券、流通状況が金融商品取引所に上場されている株券に準ずるものとして政令で定める株券その他政令で定める有価証券(以下この条、第二十七条の二十二の二から第二十七条の二十二の四まで及び第百六十七条において「上場株券等」という。)の発行者は…
Open this provision(Submission of Reports on Repurchase)
An issuer of share certificates listed in a financial instruments exchange, share certificates specified by Cabinet Order as those whose state of distribution can be regarded as being equivalent to…
金融商品取引所に上場されている株券、流通状況が金融商品取引所に上場されている株券に準ずるものとして政令で定める株券その他政令で定める有価証券(以下この条、第二十七条の二十二の二から第二十七条の二十二の四まで及び第百六十七条において「上場株券等」という。)の発行者は…
Open this provision(Submission of Reports on Repurchase)
The provisions of Article 7, paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to a report set forth in the preceding paragraph…
第七条第一項、第九条第一項及び第十条第一項の規定は前項に規定する報告書(以下「自己株券買付状況報告書」という。)について、第二十二条の規定は自己株券買付状況報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について…
Open this provision(Submission of a Parent Company Status Report)
A company that holds the majority of voting rights in a company that is required to submit an annual securities report pursuant to Article 24, paragraph (1)…
第二十四条第一項の規定により有価証券報告書を提出しなければならない会社(同項第一号又は第二号に掲げる有価証券の発行者であるものに限る。第四項、次条第五項、第二十七条の三十の十及び第二十七条の三十の十一第一項において「提出子会社」という。)の議決権の過半数を所有している会社その他の当該有価証券報告書を提出しなければなら…
Open this provision(Submission of a Parent Company Status Report)
A company that holds the majority of voting rights in a company that is required to submit an annual securities report pursuant to Article 24, paragraph (1)…
第二十四条第一項の規定により有価証券報告書を提出しなければならない会社(同項第一号又は第二号に掲げる有価証券の発行者であるものに限る。第四項、次条第五項、第二十七条の三十の十及び第二十七条の三十の十一第一項において「提出子会社」という。)の議決権の過半数を所有している会社その他の当該有価証券報告書を提出しなければなら…
Open this provision(Submission of a Parent Company Status Report)
If a company that is excluded from the application of the main clause of the preceding paragraph becomes a parent company, etc., the company that has become a parent company…
前項本文の規定の適用を受けない会社が親会社等に該当することとなつたときは、当該親会社等に該当することとなつた会社は、内閣府令で定めるところにより、その該当することとなつた日の属する事業年度の直前事業年度に係る親会社等状況報告書を、遅滞なく、内閣総理大臣に提出しなければならない。
Open this provision(Submission of a Parent Company Status Report)
The provisions of Article 7,paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to a parent company, etc. status report.
第七条第一項、第九条第一項及び第十条第一項の規定は、親会社等状況報告書について準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「親会社等状況報告書(第二十四条の七第一…
Open this provision(Submission of a Parent Company Status Report)
A parent company, etc. that has submitted a parent company, etc. status report pursuant to the main clause of paragraph (1) or the main clause of paragraph (2)…
第一項本文若しくは第二項本文の規定により親会社等状況報告書を提出し、又は前項において準用する第七条第一項、第九条第一項若しくは第十条第一項の規定により親会社等状況報告書の訂正報告書を提出した親会社等は、遅滞なく、これらの書類の写しを当該親会社等の提出子会社に送付するとともに…
Open this provision(Submission of a Parent Company Status Report)
The provisions of Article 24, paragraphs (8), (9), and (11) through (13) apply mutatis mutandis if a parent company, etc. that is a foreign company submits a parent company, etc. status report.
第二十四条第八項、第九項及び第十一項から第十三項までの規定は、外国会社である親会社等が親会社等状況報告書を提出する場合について準用する。この場合において、同条第八項中「外国会社(第二十三条の三第四項の規定により有価証券報告書を提出したものを含む。以下「報告書提出外国会社」という。)」とあるのは「外国会社である親会社等…
Open this provision(Submission of Annual Securities Reports)
If securities issued by a company (excluding regulated securities; hereinafter the same applies in this Article, except in the following items) fall under any of the categories set forth in the…
有価証券の発行者である会社は、その会社が発行者である有価証券(特定有価証券を除く。次の各号を除き、以下この条において同じ。)が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号…
Open this provision(Submission of Annual Securities Reports)
securities listed on a financial instruments exchange (excluding specified listed securities);
金融商品取引所に上場されている有価証券(特定上場有価証券を除く。)
Open this provision(Submission of Annual Securities Reports)
securities specified by Cabinet Order as having equivalent distribution statuses to the securities set forth in the preceding item…
流通状況が前号に掲げる有価証券に準ずるものとして政令で定める有価証券(流通状況が特定上場有価証券に準ずるものとして政令で定める有価証券を除く。)
Open this provision(Submission of Annual Securities Reports)
If a reporting foreign company submits a foreign company report and its supplementary documents pursuant to paragraphs (8) and (9), the foreign company report and supplementary documents are deemed…
第八項及び第九項の規定により報告書提出外国会社が外国会社報告書及びその補足書類を提出した場合には、当該外国会社報告書及びその補足書類を有価証券報告書とみなし、これらの提出を有価証券報告書等を提出したものとみなして、金融商品取引法令の規定を適用する。
Open this provision(Submission of Annual Securities Reports)
If the Prime Minister finds that a reporting foreign company that has submitted a foreign company report does not satisfy the requirements referred do in the provisions of paragraph (8) for being…
内閣総理大臣は、外国会社報告書を提出した報告書提出外国会社が第八項の規定により外国会社報告書を提出することができる場合に該当しないと認めるときは、当該報告書提出外国会社に対し、その旨を通知しなければならない。
Open this provision(Submission of Annual Securities Reports)
Notwithstanding the provisions of paragraph (1), if a reporting foreign company receives a notice under the preceding paragraph, it must submit an annual securities report under the provisions of…
前項の規定による通知を受けた報告書提出外国会社は、第一項の規定にかかわらず、同項の規定による有価証券報告書を、当該通知があつた日を起算日として公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内に提出しなければならない。
Open this provision(Submission of Annual Securities Reports)
The provisions of the preceding paragraphs apply mutatis mutandis if regulated securities issued by a company fall under a category specified in an item of paragraph (1).
前各項の規定は、特定有価証券が第一項各号に掲げる有価証券のいずれかに該当する場合について準用する。この場合において、同項本文中「有価証券の発行者である会社」とあるのは「有価証券の発行者である会社(内閣府令で定める有価証券については、内閣府令で定める者を除く。)」と…
Open this provision(Submission of Annual Securities Reports)
In a case that is specified by Cabinet Office Order as one in which this does not damage the public interest or result in insufficient investor protection…
第一項(第五項において準用する場合を含む。以下この項から第十三項までにおいて同じ。)の規定により有価証券報告書を提出しなければならない外国会社(第二十三条の三第四項の規定により有価証券報告書を提出したものを含む。以下「報告書提出外国会社」という。)は…
Open this provision(Submission of Annual Securities Reports)
A Japanese translation of the summary of the particulars stated in a foreign company report that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the…
外国会社報告書には、内閣府令で定めるところにより、当該外国会社報告書に記載されている事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものの要約の日本語による翻訳文…
Open this provision(Public Inspection of Registration Statements)
An issuer of securities that has submitted a document set forth in any of the items (i) through (ix) of the preceding paragraph, or an issuer of securities whose parent company…
有価証券の発行者で前項第一号から第九号までに掲げる書類を提出したもの及び有価証券の発行者の親会社等が同項第十号に掲げる書類を提出した場合の当該発行者は、これらの書類の写しを、内閣府令で定めるところにより、当該発行者の本店及び主要な支店に備え置き…
Open this provision(Public Inspection of Registration Statements)
Notwithstanding the provisions of the preceding three paragraphs, if, due to a need to maintain the confidentiality of a trade secret, an issuer of securities that has submitted a document set forth…
有価証券の発行者で第一項第一号から第八号までに掲げる書類を提出したもの及び親会社等で同項第十号に掲げる書類を提出したものがその事業上の秘密の保持の必要により前三項に規定する書類の一部について公衆の縦覧に供しないことを内閣総理大臣に申請し、内閣総理大臣が当該申請を承認した場合においては、前三項の規定にかかわらず…
Open this provision(Public Inspection of Registration Statements)
When an issuer of securities or parent company, etc. that has obtained the approval referred to in the preceding paragraph sends a copy of a Public document to a subsidiary company submitting annual…
前項の承認を受けた有価証券の発行者及び親会社等が第六条及び前条第四項の規定により縦覧書類の写しを提出子会社に送付し、又は金融商品取引所若しくは政令で定める認可金融商品取引業協会に提出する場合には、前項の規定により公衆の縦覧に供しないこととされた部分をこれらの書類の写しから削除して送付し、又は提出することができる。
Open this provision(Tender Offers for Listed Share Certificates by the Issuer)
A purchase, etc. (meaning a purchase or other acquisition for value; hereinafter the same applies in this Article and the following Article) of listed share certificates…
上場株券等の当該上場株券等の発行者による取引所金融商品市場外における買付け等(買付けその他の有償の譲受けをいう。以下この条及び次条において同じ。)のうち、次に掲げるものに該当するものについては、公開買付けによらなければならない。
Open this provision(Disclosure of a Material Fact about Business)
If a material fact has occurred with regard to an issuer that seeks to purchase, etc. listed share certificates, etc. through a tender offer provided for in paragraph (1) of the preceding Article…
前条第一項に規定する公開買付けによる上場株券等の買付け等を行おうとする発行者は、当該発行者の重要事実(第百六十六条第一項に規定する業務等に関する重要事実(内閣府令で定めるものを除く。)をいう。以下この条及び次条において同じ。)であつて第百六十六条第一項に規定する公表がされていないものがあるときは…
Open this provision(Compensatory Liability for Damage Due to Failure to Disclose or False Disclosure)
An issuer that fails to make a disclosure or issue a notice under paragraph (1) or (2) of the preceding Article (hereinafter collectively referred to as "disclosure" in this Article) with regard to a…
前条第一項又は第二項の規定による公表又は通知(以下この条において「公表等」という。)をしなければならない重要事実についての公表等をせず、又は虚偽の公表等をした発行者は、公開買付けに応じて上場株券等の売付け等をした者に対し、公表等がされず又は公表等が虚偽であることにより生じた損害を賠償する責めに任ずる。
Open this provision(Public Inspection by the Issuer)
In a case specified by Cabinet Office Order, in lieu of making the copies of the documents that are required to be made available for public inspection pursuant to the provisions of Article 25…
第二十五条第一項第一号から第九号まで(第二十七条において準用する場合を含む。)に掲げる書類に係る電子開示手続を行つた者若しくは同項第十号(第二十七条において準用する場合を含む。)に掲げる書類に係る電子開示手続を行つた者の提出子会社又は第二十七条の十四第一項(第二十七条の二十二の二第二項において準用する場合を含む。)に…
Open this provision(Providing Persons with the Particulars Stated in a Parent Company, etc. Status Report by Means of Using an Electronic Data Processing System or by Other Means)
In the cases specified by Cabinet Office Order, in lieu of sending the copies of the documents that a parent company, etc. is required to send to its subsidiary company submitting annual securities…
親会社等は、内閣府令で定める場合には、第二十四条の七第四項(同条第六項(第二十七条において準用する場合を含む。)及び第二十七条において準用する場合を含む。)の規定により当該親会社等の提出子会社に送付するものとされている書類の写しに代えて…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to conduct a public offering of securities (including specified procedures related to the issuance of securities during a corporate reorganization; the same applies…
有価証券の募集(特定組織再編成発行手続を含む。第十三条及び第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)又は有価証券の売出し(次項に規定する適格機関投資家取得有価証券一般勧誘及び第三項に規定する特定投資家等取得有価証券一般勧誘に該当するものを除き、特定組織再編成交付手続を含む。以下この項におい…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities (meaning a solicitation for selling, etc. or procedures related to the delivery of securities…
その有価証券発行勧誘等(取得勧誘及び組織再編成発行手続をいう。以下同じ。)又は有価証券交付勧誘等(売付け勧誘等及び組織再編成交付手続をいう。以下同じ。)が次に掲げる場合に該当するものであつた有価証券(第二号に掲げる場合にあつては第二条第三項第一号の規定により多数の者から除かれた適格機関投資家が取得した有価証券に限り、…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities that involves securities falling under any of the following items…
次の各号のいずれかに該当する有価証券(第二十四条第一項各号のいずれかに該当するもの又は多数の特定投資家に所有される見込みが少ないと認められるものとして政令で定めるものを除く。以下「特定投資家向け有価証券」という。)の有価証券交付勧誘等で…
Open this provision(Submission of Securities Registration Statements)
If an issuer seeking to file a notification for a public offering or secondary distribution of securities under paragraphs (1) through (3) of the preceding Article…
前条第一項から第三項までの規定による有価証券の募集又は売出し(特定有価証券(その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項、第五項、第十項及び第十一項、第七条第四項、第二十四条並びに第二十四条の七第一項…
Open this provision(Submission of Securities Registration Statements)
The articles of incorporation or other documents that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors must accompany the…
第一項の届出書には、定款その他の書類で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを添付しなければならない。
Open this provision(Submission of Statements and Other Documents to a Financial Instruments Exchange)
An issuer of the securities set forth in the following items must submit a copy of the statement and other documents set forth in paragraph (1) and paragraph (13) of the preceding Article to the…
次の各号に掲げる有価証券の発行者は、第四条第一項から第三項までの規定による届出をしたときは、遅滞なく、前条第一項及び第十三項の規定による届出書類の写しを当該各号に掲げる者に提出しなければならない。
Open this provision(Voluntary Submission of Amended Statements)
If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect…
第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは…
Open this provision(Voluntary Submission of Amended Statements)
If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect…
第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは…
Open this provision(Order to Submit an Amended Statement Due to a Formal Deficiency)
If the Prime Minister finds a formal deficiency in a statement or other document under Article 5, paragraph (1) or paragraph (13) or Article 7, paragraph (1) or finds such statement or other document…
内閣総理大臣は、第五条第一項及び第十三項若しくは第七条第一項の規定による届出書類に形式上の不備があり、又はその書類に記載すべき重要な事項の記載が不十分であると認めるときは、届出者に対し、訂正届出書の提出を命ずることができる。
Open this provision(Determination of Matters Regarding Acquisition of Shares)
A stock company must prescribe the following matters by a resolution at a shareholders meeting in advance in order to acquire for value own shares by agreement with its shareholders; provided…
株式会社が株主との合意により当該株式会社の株式を有償で取得するには、あらかじめ、株主総会の決議によって、次に掲げる事項を定めなければならない。ただし、第三号の期間は、一年を超えることができない。
Open this provision(Determination of Matters Regarding Acquisition of Shares)
the period during which the shares can be acquired.
株式を取得することができる期間
Open this provisionIf the provisions of the articles of incorporation under the provisions of the preceding paragraph is created, for the purpose of the application of the provisions of Article 156, paragraph (1)…
前項の規定による定款の定めを設けた場合における第百五十六条第一項の規定の適用については、同項中「株主総会」とあるのは、「株主総会(第百六十五条第一項に規定する場合にあっては、株主総会又は取締役会)」とする。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
securities registration statement
「有価証券届出書」
A securities registration statement: the statement filed under Article 5, paragraph (1) (including as applied under paragraph (5) of that Article) for a public offering or secondary distribution of securities, the documents attached to it under paragraph (13) of that Article, and any amended statement filed under Article 7, paragraph (1), Article 9, paragraph (1) or Article 10, paragraph (1).
Defined inArticle 2, paragraph (7)· applies throughout the law
authorized financial instruments firms association
「認可金融商品取引業協会」
An association established under Subsection 1 of Section 1 of Chapter IV, whose purpose is to make the trading of securities and derivatives transactions, etc. fair and smooth and to contribute to the sound development of financial instruments business and to investor protection (Article 67).
Defined inArticle 2, paragraph (13)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
regulated securitiesmachine translation
「特定有価証券」
Securities that a Cabinet Order (政令) specifies as ones for which the information that materially affects investors' decisions is information on the asset management or similar business their issuer carries on.
Defined inArticle 5, paragraph (1)· applies only in this paragraph and in Article 5, paragraphs (5), (10) and (11); Article 7, paragraph (4); Article 24; and Article 24-7, paragraph (1)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
annual securities report
「有価証券報告書」
An annual securities report: the report that a company issuing securities listed on a financial instruments exchange, or otherwise falling under Article 24, paragraph (1), must submit to the Prime Minister for each business year, setting out its trade name, the state of its corporate group and its accounts, and other important matters about its business, within three months after the year ends for a domestic company.
Short name set inArticle 24, paragraph (1)
reporting foreign companymachine translation
「報告書提出外国会社」
A foreign company required to submit an annual securities report (有価証券報告書) under Article 24, paragraph (1), including one that has submitted one under Article 23-3, paragraph (4).
Short name set inArticle 24, paragraph (8)
foreign company reportmachine translation
「外国会社報告書」
A document similar to an annual securities report (有価証券報告書) and its attachments, written in English and disclosed abroad, that a reporting foreign company (報告書提出外国会社) may submit instead of them where a Cabinet Office Order (内閣府令) allows.
Short name set inArticle 24, paragraph (8)· applies only in this chapter
semiannual securities reportmachine translation
「半期報告書」
The report that every company required to submit annual securities reports (有価証券報告書) must submit to the Prime Minister under Article 24-5, paragraph (1) for the first six months of each business year, stating the particulars the table in that paragraph sets for its category, within the period the table sets.
Defined inArticle 24-5, paragraph (1)
listed share certificates, etc.
「上場株券等」
Share certificates listed on a financial instruments exchange (金融商品取引所), share certificates a Cabinet Order (政令) treats as comparable in how they circulate, and other securities a Cabinet Order specifies, as Article 24-6, paragraph (1) defines them.
Short name set inArticle 24-6, paragraph (1)· applies only in this article and in Articles 27-22-2 to 27-22-4 and 167
reporting month
「報告月」
In Article 24-6, paragraph (1), each month from the month in which the shareholders' meeting, board meeting or equivalent that resolved on buying the issuer's own shares ended, to the month in which the period set under Article 156, paragraph (1), item (iii) of the Companies Act, or an equivalent day a Cabinet Order (政令) sets, ends; the issuer reports its purchases for each such month.
Short name set inArticle 24-6, paragraph (1)· applies only in this paragraph
shareholders meeting, etc.
「株主総会等」
In Article 24-6, paragraph (1), the shareholders meeting, board of directors meeting or other meeting a Cabinet Order (政令) specifies at which a resolution or decision (決議等) authorizing the company to acquire its own shares was made.
Short name set inArticle 24-6, paragraph (1)· applies only in this paragraph
resolution, etc.
「決議等」
In Article 24-6, paragraph (1), a resolution of a shareholders meeting or board of directors under Article 156, paragraph (1) of the Companies Act (including as applied under Article 165, paragraph (3) of that Act) on acquiring the company's own shares, or a decision of a body a Cabinet Order (政令) specifies as equivalent.
Short name set inArticle 24-6, paragraph (1)· applies only in this paragraph
report on repurchasemachine translation
「自己株券買付状況報告書」
The report that an issuer of listed share certificates, etc. (上場株券等) must submit to the Prime Minister by the 15th of the following month for each month covered by a shareholders' meeting or board resolution to acquire its own shares (Article 24-6, paragraph (1)), stating how it bought its own shares that month and other matters a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 24-6, paragraph (2)
subsidiary company submitting an annual securities report
「提出子会社」
A company that must submit an annual securities report (有価証券報告書) under Article 24, paragraph (1) as the issuer of the securities listed in its item (i) or (ii), whose parent company, etc. (親会社等) must submit a parent company, etc. status report (親会社等状況報告書) under Article 24-7.
Short name set inArticle 24-7, paragraph (1)· applies only in this provision and in Article 24-7, paragraph (4); Article 25, paragraph (5); Article 27-30-10; and Article 27-30-11, paragraph (1)
parent company, etc.
「親会社等」
In Article 24-7, Article 24-8, paragraphs (2), (4) and (5) and Article 27-30-11, paragraph (1), a company that owns a majority of the voting rights of a company that must file annual securities reports for the shares or other securities listed in Article 24, paragraph (1), item (i) or (ii), or another person a Cabinet Order (政令) specifies as closely related to such a company, unless it must itself file annual securities reports under Article 24, paragraph (1).
Short name set inArticle 24-7, paragraph (1)· applies only in this article and in Article 25, paragraphs (2), (4) and (5); and Article 27-30-11, paragraph (1)
parent company, etc. status report
「親会社等状況報告書」
The report that a parent company, etc. (親会社等) must submit to the Prime Minister for each of its business years, within three months after the year ends (within a period a Cabinet Order (政令) sets, for a foreign company), stating matters on those who own its shares and other matters a Cabinet Office Order (内閣府令) specifies, unless the Prime Minister has approved its not doing so.
Short name set inArticle 24-7, paragraph (1)
parent company, etc. status report
「親会社等状況報告書」
The report that a parent company, etc. (親会社等) must submit to the Prime Minister for each of its business years, within three months after the year ends (within a period a Cabinet Order (政令) sets, for a foreign company), stating matters on those who own its shares and other matters a Cabinet Office Order (内閣府令) specifies, unless the Prime Minister has approved its not doing so.
Defined inArticle 24-7, paragraph (3)
parent company, etc.
「親会社等」
In Article 24, paragraphs (8), (9) and (11) to (13) as Article 24-7, paragraph (5) applies them to a parent company, etc. that is a foreign company, a parent company, etc. as defined in Article 24-7, paragraph (1): a company that owns a majority of the voting rights of a company that must file annual securities reports, or another person a Cabinet Order (政令) specifies as closely related to such a company.
Defined inArticle 24-7, paragraph (5)· applies only in this article
board of directors
取締役会
The body made up of all of a stock company's directors (Companies Act, Article 362, paragraph (1)). It decides how the company's business is carried out, supervises the directors, and appoints and removes the representative directors (代表取締役) (Article 362, paragraphs (2) and (3)) — except in a company with a nominating committee and the other committees (指名委員会等設置会社), where it appoints representative executive officers (代表執行役) instead (Articles 416 and 420). Some decisions, such as disposing of important assets or borrowing a large amount, it normally may not hand to the directors (Article 362, paragraph (4)). A company with an audit and supervisory committee (監査等委員会設置会社) can hand more of them to directors (Article 399-13, paragraphs (5) and (6)), and a company with the committees hands them to executive officers (執行役) rather than directors (Article 416, paragraphs (3) and (4)). A company chooses in its articles of incorporation whether to have one (Article 326, paragraph (2)), but a public company (公開会社), among others, must (Article 327, paragraph (1)): a public company is one whose articles of incorporation let at least some of its shares change hands without the company's approval (Article 2, item (v)). A company with a board must have at least three directors (Article 331, paragraph (5)).
Written by AI using Companies Act, Arts. 2, 326, 327, 331, 362, 399-13, 416, 420 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.
shareholders meeting
株主総会
The meeting of a stock company's shareholders, and the body through which they decide the company's basic matters. It elects the directors and company auditors (Companies Act, Article 329, paragraph (1)) and changes the articles of incorporation (Article 466). In a company without a board of directors it may decide any matter about the company; in one with a board, only what the Act or the articles of incorporation leave to it (Article 295). An annual shareholders meeting must be called after the end of every business year, and another may be called whenever needed (Article 296). A resolution normally passes by a majority of the votes present, with holders of a majority of the votes entitled to vote attending (Article 309, paragraph (1)).
Written by AI using Companies Act, Arts. 295, 296, 309, 329, 466 as a reference.