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Article 194-6-3Prior Notice to the Minister with Jurisdiction Over a Commodity Market

第百九十四条の六の三(商品市場所管大臣への事前通知)

内閣総理大臣は、金融商品取引業者等、取引所取引許可業者、金融商品取引所持株会社又は金融商品取引所に対し次に掲げる処分をする場合には、あらかじめ、商品市場所管大臣に通知するものとする。

giving an order under Article 52, paragraph (1), Article 52-2, paragraph (1), or Article 60-8, paragraph (1) (limited to an order given on the grounds that a violation of Cabinet Office Order under the provisions of Article 161, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article specifying the particulars concerning commodity-related market derivatives transactions has been committed);

第五十二条第一項、第五十二条の二第一項又は第六十条の八第一項の規定による命令(第百六十一条第二項において準用する同条第一項の規定による内閣府令であつて商品関連市場デリバティブ取引に関する事項を定めたものに違反したことを理由とするものに限る。)

the rescission of the authorization referred to in Article 106-10, paragraph (1) or the authorization referred to in the proviso to paragraph (3) of that Article under the provisions of Article 106-26 or Article 106-28, paragraph (1) (limited to the authorization of a financial instruments exchange holding company that has a company that performs the business of operating the necessary market for conducting commodity futures transactions (hereinafter referred to as "business related to a commodity market" in this Article) as its subsidiary company (meaning a subsidiary company prescribed in Article 87-3, paragraph (3); the same applies in item (iv)));

第百六条の二十六又は第百六条の二十八第一項の規定による第百六条の十第一項又は第三項ただし書の認可(商品先物取引をするために必要な市場の開設の業務(以下この条において「商品市場業務」という。)を行う会社を子会社(第八十七条の三第三項に規定する子会社をいう。第四号において同じ。)とする金融商品取引所持株会社に係るものに限る。)の取消し

the rescission of the authorization referred to in the proviso to Article 106-24, paragraph (1) under the provisions of Article 106-28, paragraph (1) (limited to the authorization of a company that performs business related to a commodity market);

第百六条の二十八第一項の規定による第百六条の二十四第一項ただし書の認可(商品市場業務を行う会社に係るものに限る。)の取消し

the rescission of the license referred to in Article 80, paragraph (1) under the provisions of Article 148 or Article 152, paragraph (1), item (i) (limited to the license of a financial instruments exchange that has obtained the authorization referred to in the proviso to Article 87-2, paragraph (1) (limited to the authorization for business related to a commodity market) or a financial instruments exchange that has a company that performs business related to a commodity market with the authorization referred to in the proviso to Article 87-3, paragraph (1) as its subsidiary company);

第百四十八条又は第百五十二条第一項第一号の規定による第八十条第一項の免許(第八十七条の二第一項ただし書の認可(商品市場業務に係るものに限る。)を受けている金融商品取引所又は第八十七条の三第一項ただし書の認可を受けて商品市場業務を行う会社を子会社とする金融商品取引所に係るものに限る。)の取消し

the rescission of the authorization referred to in the proviso to Article 87-2, paragraph (1) under the provisions of Article 152, paragraph (1), item (iii) (limited to the authorization for business related to a commodity market);

第百五十二条第一項第三号の規定による第八十七条の二第一項ただし書の認可(商品市場業務に係るものに限る。)の取消し

the rescission of the authorization referred to in the proviso to Article 87-3, paragraph (1) under the provisions of Article 152, paragraph (1), item (iv) (limited to the authorization of a company engaged in business related to a commodity market);

第百五十二条第一項第四号の規定による第八十七条の三第一項ただし書の認可(商品市場業務を行う会社に係るものに限る。)の取消し

giving an order under Article 153-5 (limited to one issued on the grounds that a commodity trading participant has violated the Cabinet Office Order under the provisions of Article 161, paragraph (3)).

第百五十三条の五の規定による命令(商品取引参加者が第百六十一条第三項の規定による内閣府令に違反したことを理由とするものに限る。)

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