Article 162-2Regulation of the Purchase and Sale of Listed or Other Share Certificates, etc. by the Issuer
第百六十二条の二(上場等株券等の発行者が行うその売買に関する規制)
With regard to the purchase and sale, or the entrustment, etc. thereof, of share certificates listed on a financial instruments exchange, share certificates falling under over-the-counter traded securities, or other securities specified by Cabinet Order (hereinafter referred to as "listed or other share certificates, etc." in this Article), conducted by the issuer thereof pursuant to the provisions of Article 156, paragraph (1) of the Companies Act (including where applied with terms deemed to be replaced pursuant to the provisions of Article 163 and Article 165, paragraph (3) of that Act) or Article 199, paragraph (1) of that Act (limited to where it seeks to solicit persons to subscribe for the treasury shares it disposes of) (including the provisions of laws and regulations specified by Cabinet Order as being equivalent to these) or the provisions of a foreign law or regulation that is equivalent to these (limited to where the issuer is a foreign person); with regard to the entrustment, etc. of these transactions that a trust company, etc. conducts under a trust contract on the account of the issuer of listed or other share certificates, etc.; with regard to the becoming entrusted, etc. with these transactions that a financial instruments business operator, etc. or an authorized firm for on-exchange transactions conducts; and with regard to anything else specified by Cabinet Office Order, the Prime Minister may specify by Cabinet Office Order, in order to prevent acts of manipulating the market price of listed or other share certificates, etc. on a financial instruments exchange market or an over-the-counter securities market, the particulars that the Prime Minister finds to be necessary and appropriate for ensuring fairness in transactions of listed or other share certificates, etc.
内閣総理大臣は、金融商品取引所に上場されている株券、店頭売買有価証券に該当する株券その他政令で定める有価証券(以下この条において「上場等株券等」という。)の発行者が行う会社法第百五十六条第一項(同法第百六十三条及び第百六十五条第三項の規定により読み替えて適用する場合を含む。)若しくは第百九十九条第一項(処分する自己株式を引き受ける者を募集しようとする場合に限る。)の規定(これらに相当するものとして政令で定める法令の規定を含む。)又はこれらに相当する外国の法令の規定(当該発行者が外国の者である場合に限る。)による上場等株券等の売買若しくはその委託等、信託会社等が信託契約に基づいて上場等株券等の発行者の計算において行うこれらの取引の委託等又は金融商品取引業者等若しくは取引所取引許可業者が行うこれらの取引の受託等その他の内閣府令で定めるものについて、取引所金融商品市場又は店頭売買有価証券市場における上場等株券等の相場を操縦する行為を防止するため、上場等株券等の取引の公正の確保のため必要かつ適当であると認める事項を内閣府令で定めることができる。
Read this with the articles around it
Regulation of the Purchase and Sale of Listed or Other Share Certificates, etc. by the Issuer
With regard to the purchase and sale, or the entrustment, etc. thereof, of share certificates listed on a financial instruments exchange, share certificates falling under over-the-counter traded…
内閣総理大臣は、金融商品取引所に上場されている株券、店頭売買有価証券に該当する株券その他政令で定める有価証券(以下この条において「上場等株券等」という。)の発行者が行う会社法第百五十六条第一項(同法第百六十三条及び第百六十五条第三項の規定により読み替えて適用する場合を含む。)若しくは第百九十九条第一項(処分する自己株…
Open this provision(Determination of Matters Regarding Acquisition of Shares)
A stock company must prescribe the following matters by a resolution at a shareholders meeting in advance in order to acquire for value own shares by agreement with its shareholders; provided…
株式会社が株主との合意により当該株式会社の株式を有償で取得するには、あらかじめ、株主総会の決議によって、次に掲げる事項を定めなければならない。ただし、第三号の期間は、一年を超えることができない。
Open this provision(Acquisition of Shares from Subsidiary Companies)
If a stock company acquires shares in relevant stock company that are held by its subsidiary company, for the purpose of the application of the provisions of Article 156, paragraph (1)…
株式会社がその子会社の有する当該株式会社の株式を取得する場合における第百五十六条第一項の規定の適用については、同項中「株主総会」とあるのは、「株主総会(取締役会設置会社にあっては、取締役会)」とする。この場合においては、第百五十七条から第百六十条までの規定は、適用しない。
Open this provisionIf the provisions of the articles of incorporation under the provisions of the preceding paragraph is created, for the purpose of the application of the provisions of Article 156, paragraph (1)…
前項の規定による定款の定めを設けた場合における第百五十六条第一項の規定の適用については、同項中「株主総会」とあるのは、「株主総会(第百六十五条第一項に規定する場合にあっては、株主総会又は取締役会)」とする。
Open this provision(Determination of Subscription Requirements)
Whenever a stock company intends to solicit persons to subscribe for shares it issues or for treasury shares it disposes of, the stock company must prescribe the following matters with respect to the…
株式会社は、その発行する株式又はその処分する自己株式を引き受ける者の募集をしようとするときは、その都度、募集株式(当該募集に応じてこれらの株式の引受けの申込みをした者に対して割り当てる株式をいう。以下この節において同じ。)について次に掲げる事項を定めなければならない。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
over-the-counter traded securities
「店頭売買有価証券」
Securities registered under Article 67-11, paragraph (1) by an authorized financial instruments firms association (認可金融商品取引業協会) for trading on the over-the-counter securities market it opens.
Short name set inArticle 2, paragraph (8), item (x), (c)
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
financial instruments exchange market
「取引所金融商品市場」
A financial instruments market (金融商品市場) opened by a financial instruments exchange (金融商品取引所).
Defined inArticle 2, paragraph (17)· applies throughout the law
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)
trust company, etc.machine translation
「信託会社等」
Trust companies (信託会社), and financial institutions authorized under Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions, which allows banks and other financial institutions specified by Cabinet Order (政令) to carry on trust business with the Prime Minister's authorization.
Defined inArticle 39, paragraph (1), item (i)
entrustment, etc.machine translation
「委託等」
A request to another to act as intermediary, broker or agent, here in a purchase and sale or other transaction of securities.
Defined inArticle 44, paragraph (1), item (i)
becoming entrusted, etc.machine translation
「受託等」
Accepting an application for intermediation, brokerage or agency (委託等), such as for the purchase and sale of securities.
Defined inArticle 44-2, paragraph (1), item (i)
authorized firm for on-exchange transactions
「取引所取引許可業者」
A foreign securities firm (外国証券業者) that holds the Prime Minister's permission under Article 60, paragraph (1) to carry on on-exchange transaction services (取引所取引業務).
Short name set inArticle 60-4, paragraph (1)
over-the-counter securities marketmachine translation
「店頭売買有価証券市場」
The market an authorized financial instruments firms association (認可金融商品取引業協会) may open for purchases and sales of over-the-counter traded securities (店頭売買有価証券) that its members make on their own account or as intermediary, broker or agent.
Short name set inArticle 67, paragraph (2)
listed or other share certificates, etc.machine translation
「上場等株券等」
In Article 162-2, share certificates listed on a financial instruments exchange (金融商品取引所), share certificates that are over-the-counter traded securities (店頭売買有価証券), and other securities a Cabinet Order (政令) specifies.
Short name set inArticle 162-2, paragraph (1)· applies only in this article
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.