Supplementary Provisions, Article 3
第三条
A person that is actually engaged in high-speed trading at the time this Act comes into effect (excluding a financial instruments business operator, etc. prescribed in Article 66-50 of the New Act and an authorized firm for on-exchange transactions) may continue to engage in high-speed trading even without obtaining the registration under that Article, until the day on which six months have passed from the effective date (or, where the person has applied for the registration under that Article within that period, until the registration or the disposition refusing it).
With regard to the application of Article 38, item (viii) of the New Act to a person that engages in high-speed trading pursuant to the provisions of the preceding paragraph, that person is deemed to be a high-speed trader prescribed in that item.
前項の規定により高速取引行為を行う者についての新法第三十八条第八号の規定の適用については、その者は、同号に規定する高速取引行為者とみなす。
(Prohibited Actions)
accepting consignment of a purchase and sale of securities or a market derivatives transaction related to high-speed trading conducted by a person other than a high-speed trader…
高速取引行為者(金融商品取引業者等及び取引所取引許可業者(金融商品取引業若しくは登録金融機関業務又は取引所取引業務として高速取引行為を行う者として政令で定める者に限る。)を含む。)以外の者が行う高速取引行為に係る有価証券の売買又は市場デリバティブ取引の委託を受ける行為その他これに準ずるものとして内閣府令で定める行為
Open this provision(Registration)
A person other than a financial instruments business operator, etc. and authorized firm for on-exchange transactions…
金融商品取引業者等及び取引所取引許可業者(金融商品取引業若しくは登録金融機関業務又は取引所取引業務として高速取引行為を行い、又は行おうとする者に限る。)以外の者は、高速取引行為を行おうとするときは、内閣総理大臣の登録を受けなければならない。
Open this provisionA person that is actually engaged in high-speed trading at the time this Act comes into effect (excluding a financial instruments business operator, etc. prescribed in Article 66-50 of the New Act…
この法律の施行の際現に高速取引行為を行っている者(新法第六十六条の五十に規定する金融商品取引業者等及び取引所取引許可業者を除く。)は、施行日から起算して六月を経過する日までの間(その者が当該期間内に同条の登録の申請をした場合には、当該登録又はその拒否の処分までの間)は、同条の登録を受けないでも、引き続き…
Open this provisionhigh-speed trader
「高速取引行為者」
A person registered by the Prime Minister (内閣総理大臣) under Article 66-50 to carry on high-speed trading (高速取引行為).
Defined inArticle 2, paragraph (42)· applies throughout the law
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)
authorized firm for on-exchange transactions
「取引所取引許可業者」
A foreign securities firm (外国証券業者) that holds the Prime Minister's permission under Article 60, paragraph (1) to carry on on-exchange transaction services (取引所取引業務).
Short name set inArticle 60-4, paragraph (1)
the New Actmachine translation
「新法」
This Act as amended by Act No. 37 of 2017.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 37 of 2017, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
high-speed trading
「高速取引行為」
Buying and selling securities or conducting market derivatives transactions, entrusting either to another, or a similar act a Cabinet Order (政令) specifies, where the decision to do it is made automatically by an electronic data processing system and the information needed to carry it out is sent to a financial instruments exchange or other recipient a Cabinet Office Order (内閣府令) specifies by a method that Order sets for shortening the time sending it would normally take, other than acts a Cabinet Order exempts as posing no risk to the protection of investors.
Defined inSupplementary Provisions, Article 2, paragraph (1)· applies only in this article and in Supplementary Provisions, Article 3