Supplementary Provisions, Article 49
第四十九条
With regard to the application of Article 63, paragraph (2) of the New Financial Instruments and Exchange Act to a person who, at the time of the enforcement of this Act, is engaged in specially permitted services for qualified institutional investors, etc., the phrase "in advance" in that paragraph is deemed to be replaced with "within three months counting from the effective date prescribed in Article 1 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006)".
この法律の施行の際現に適格機関投資家等特例業務を行っている者に対する新金融商品取引法第六十三条第二項の規定の適用については、同項中「あらかじめ」とあるのは、「証券取引法等の一部を改正する法律(平成十八年法律第六十五号)附則第一条に規定する施行日から起算して三月以内に」とする。
(Specially Permitted Services for Qualified Institutional Investors)
A person that will engage in specially permitted services for qualified institutional investors, etc. (meaning performing any of the acts set forth in the items of the preceding paragraph on a…
適格機関投資家等特例業務(前項各号に掲げる行為のいずれかを業として行うことをいう。以下同じ。)を行う者(金融商品取引業者等を除く。)は、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出なければならない。
Open this provisionEffective Date
This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation…
この法律は、公布の日から起算して一年六月を超えない範囲内において政令で定める日(以下「施行日」という。)から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
specially permitted services for qualified institutional investors, etc.machine translation
「適格機関投資家等特例業務」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 48 on, specially permitted services for qualified institutional investors, etc. as defined in Article 63, paragraph (2) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 48, paragraph (1)