Supplementary Provisions, Article 120
第百二十条
With regard to the application of Article 107, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to item (iv)), a person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed, notwithstanding the provisions of Article 111 of the Supplementary Provisions, to have received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the New Financial Instruments and Exchange Act on the day of receiving that authorization.
新金融商品取引法第百七条第一項（第四号に係る部分に限る。）の規定の適用については、この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、附則第百十一条の規定にかかわらず、その認可を受けた日において、新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。
(Authorization)
A person seeking to have an incorporated financial instruments exchange as its subsidiary company, or a person seeking to incorporate as a company that has an incorporated financial instruments…
株式会社金融商品取引所を子会社としようとする者又は株式会社金融商品取引所を子会社とする会社の設立をしようとする者は、あらかじめ、内閣総理大臣の認可を受けなければならない。ただし、認可金融商品取引業協会、金融商品取引所、商品取引所又は商品取引所持株会社が株式会社金融商品取引所を子会社とする場合は、この限りでない。
Open this provision(Authorization)
In the case prescribed in the preceding paragraph, a company that comes to have an incorporated financial instruments exchange as its subsidiary company…
前項に規定する場合において、株式会社金融商品取引所を子会社とすることとなつた会社（以下この条において「特定持株会社」という。）は、特定持株会社となつた日から三月以内に、株式会社金融商品取引所を子会社とする会社でなくなるために必要な措置をとらなければならない。
Open this provision(Lapse of Authorization)
If a financial instruments exchange holding company comes to fall under any of the following items, Article 106-10, paragraph (1) authorization or the authorization referred to in the proviso to…
金融商品取引所持株会社が次の各号のいずれかに該当することとなつたときは、第百六条の十第一項及び第三項ただし書の認可は、その効力を失う。
Open this provision(Lapse of Authorization)
it fails to become a company that has an incorporated financial instruments exchange as its subsidiary company within six months from the date on which authorization is obtained; or
認可を受けた日から六月以内に株式会社金融商品取引所を子会社とする会社とならなかつたとき。
Open this provisionA person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act…
この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)