When a financial instruments business operator, etc. accepts entrustment of a commodity-related market derivatives transaction, etc. (meaning a commodity-related derivatives transaction, or intermediation, brokerage, or agency for the entrustment; hereinafter the same applies in this Article), the business operator, etc. must not close a transaction by becoming the counterparty without conducting commodity-related derivatives transaction, etc. in relation to that entrustment.
金融商品取引業者等は、商品関連市場デリバティブ取引等(商品関連市場デリバティブ取引又はその委託の媒介、取次ぎ若しくは代理をいう。以下この条において同じ。)の委託を受けたときは、その委託に係る商品関連市場デリバティブ取引等をしないで、自己がその相手方となつて取引を成立させてはならない。
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(Prohibition of Trading Against Self)
When a financial instruments business operator, etc. accepts entrustment of a commodity-related market derivatives transaction, etc.…
金融商品取引業者等は、商品関連市場デリバティブ取引等(商品関連市場デリバティブ取引又はその委託の媒介、取次ぎ若しくは代理をいう。以下この条において同じ。)の委託を受けたときは、その委託に係る商品関連市場デリバティブ取引等をしないで、自己がその相手方となつて取引を成立させてはならない。
Open this provisioncommodity-related market derivatives transactions
「商品関連市場デリバティブ取引」
A market derivatives transaction (市場デリバティブ取引) on the commodities listed in Article 2, paragraph (24), item (iii)-3, or on financial indicators limited to their prices and figures calculated from them.
Short name set inArticle 2, paragraph (8), item (i)
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)
commodity-related market derivatives transaction, etc.machine translation
「商品関連市場デリバティブ取引等」
In Article 40-6, a commodity-related market derivatives transaction (商品関連市場デリバティブ取引), or intermediation, brokerage or agency for entrusting one.
Defined inArticle 40-6, paragraph (1)· applies only in this article