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Article 40-6Prohibition of Trading Against Self

第四十条の六(のみ行為の禁止)

When a financial instruments business operator, etc. accepts entrustment of a commodity-related market derivatives transaction, etc. (meaning a commodity-related derivatives transaction, or intermediation, brokerage, or agency for the entrustment; hereinafter the same applies in this Article), the business operator, etc. must not close a transaction by becoming the counterparty without conducting commodity-related derivatives transaction, etc. in relation to that entrustment.

金融商品取引業者等は、商品関連市場デリバティブ取引等(商品関連市場デリバティブ取引又はその委託の媒介、取次ぎ若しくは代理をいう。以下この条において同じ。)の委託を受けたときは、その委託に係る商品関連市場デリバティブ取引等をしないで、自己がその相手方となつて取引を成立させてはならない。

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