Article 194-6-2Consultation with the Minister with Jurisdiction Over a Commodity Market
第百九十四条の六の二(商品市場所管大臣への協議等)
When the Prime Minister makes the following dispositions, the Prime Minister must consult with and obtain consent from the Minister with jurisdiction over a commodity market (meaning the Ministers specified in the items of Article 354, paragraph (1) of the Commodity Derivatives Transaction Act in accordance with the categories set forth in each of those items; the same applies hereinafter) in advance; provided, however, that, with regard to the dispositions set forth in item (ii), (c) through (e), item (iv), (b), or item (v), (b), when there is an urgent need for the public interest or protection of investors, it is sufficient to notify the Minister with jurisdiction over a commodity market of the outline of the necessary measures in advance:
granting a license under Article 80, paragraph (1) (limited to a license to be granted to a person that seeks to establish a financial instruments market for conducting commodity-related market derivatives transactions);
第八十条第一項の規定による免許(商品関連市場デリバティブ取引を行う金融商品市場を開設しようとする者に対するものに限る。)
making dispositions set forth in the following subitems (a) through (f) to a financial instruments exchange:
金融商品取引所に対する次のイからヘまでに掲げる処分
giving an order under Article 127, paragraph (1) (limited to an order related to commodity or financial indexes (limited the prices of commodities or the figures calculated based on them));
granting the authorization for changes to the operational rules under Article 149, paragraph (1) (limited to the authorization related to the particulars set forth in Article 117, paragraph (1), item (v) (limited the particulars concerning commodity-related market derivatives transactions) or item (viii) (limited to the particulars concerning transfer of commodities related to commodity-related market derivatives transactions) or the particulars concerning the detailed regulations prescribed in paragraph (2) of that Article);
第百四十九条第一項の規定による業務規程の変更の認可(第百十七条第一項第五号(商品関連市場デリバティブ取引に係るものに限る。)若しくは第八号(商品関連市場デリバティブ取引に係る商品の受渡しに係るものに限る。)に掲げる事項又は同条第二項に規定する細則に関する事項に係るものに限る。)
giving an order under Article 152, paragraph (1), item (i) (limited to an order to take necessary measures (limited to the measures for the particulars concerning clearing margins or other particulars specified by Cabinet Order), specified in the articles of incorporation or any other rules for commodity-related market derivatives transactions);
第百五十二条第一項第一号の規定による命令(商品関連市場デリバティブ取引に関し、定款その他の規則に定める必要な措置(取引証拠金に関する事項その他政令で定める事項に係るものに限る。)を命ずるものに限る。)
giving an order under Article 152, paragraph (1), item (ii) (limited to an order related to commodity-related market derivatives transactions);
第百五十二条第一項第二号の規定による命令(商品関連市場デリバティブ取引に係るものに限る。)
giving an order under Article 153 (limited to an order to change the operational rules concerning the particulars related to clearing margins for commodity market derivatives transactions or other orders specified by Cabinet Order); and
第百五十三条の規定による命令(商品関連市場デリバティブ取引に係る取引証拠金に関する事項についての業務規程の変更命令その他政令で定めるものに限る。)
granting the approval under Article 156-19, paragraph (1) (limited to the approval to a person that seeks to conduct financial instruments obligation assumption service in relation to commodity-related market derivatives transactions);
第百五十六条の十九第一項の規定による承認(商品関連市場デリバティブ取引について金融商品債務引受業を行おうとする者に対するものに限る。)
granting a license under Article 156-2 (limited to a license to a person that seeks to conduct financial instruments obligation assumption service in relation to commodity-related market derivatives transactions);
第百五十六条の二の規定による免許(商品関連市場デリバティブ取引について金融商品債務引受業を行おうとする者に対するものに限る。)
making dispositions set forth in the following sub-items (a) and (b) to a financial instruments clearing organization (excluding a financial instruments clearing organization that conducts commodity transaction debt assumption services, etc.):
金融商品取引清算機関(商品取引債務引受業等を行うものを除く。)に対する次のイ及びロに掲げる処分
granting the authorization to change business rules under Article 156-12 (limited to the authorization related to the particulars set forth in Article 156-7, paragraph (2), item (iv) which concerns particulars concerning transfer of commodities related to commodity-related market derivatives transactions); and
第百五十六条の十二の規定による業務方法書の変更の認可(第百五十六条の七第二項第四号に掲げる事項のうち商品関連市場デリバティブ取引に係る商品の受渡しに関する事項に係るものに限る。)
giving an order under Article 156-16 (limited to an order to change business rules on the particulars concerning clearing margins related to commodity-related market derivatives transactions);
第百五十六条の十六の規定による命令(商品関連市場デリバティブ取引に係る取引証拠金に関する事項についての業務方法書の変更命令に限る。)
making dispositions set forth in the following sub-items (a) and (b) to a financial instruments clearing organization (limited to a financial instruments clearing organization that conducts commodity transaction debt assumption services, etc.):
金融商品取引清算機関(商品取引債務引受業等を行うものに限る。)に対する次のイ及びロに掲げる処分
granting the authorization to change business rules under Article 156-12 (limited to the authorization related to the particulars concerning commodity-related market derivatives transactions); and
第百五十六条の十二の規定による業務方法書の変更の認可(商品関連市場デリバティブ取引に関する事項に係るものに限る。)
giving an order under Article 156-16 (limited to an order to change business rules on the particulars concerning clearing margins related to commodity-related market derivatives transactions).
第百五十六条の十六の規定による命令(商品関連市場デリバティブ取引に係る取引証拠金に関する事項についての業務方法書の変更命令に限る。)
Read this with the articles around it
(Particulars to be Stated in the Operational Rules)
the type and period of purchase and sales of securities or market derivatives transactions;
有価証券の売買又は市場デリバティブ取引の種類及び期限
Open this provision(Particulars to be Stated in the Operational Rules)
delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and
有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
Open this provision(Particulars to be Stated in the Operational Rules)
A financial instruments exchange must, when establishing a financial instruments exchange market in which commodity-related market derivatives transactions are conducted…
金融商品取引所は、商品関連市場デリバティブ取引を行う金融商品市場を開設する場合にあつては、その業務規程において、その開設する取引所金融商品市場ごとに、前項各号に掲げる事項のほか、当該取引所金融商品市場における商品関連市場デリバティブ取引の種類ごとに…
Open this provision(Order to Delist)
If a financial instruments exchange violates its operational rules in seeking to list or delist financial instruments, etc. or in listing or delisting them…
内閣総理大臣は、金融商品取引所が業務規程に違反して金融商品等の上場又は上場の廃止を行おうとする場合又は行つた場合には、当該金融商品取引所に対し、当該上場を行つた金融商品等の上場の廃止又は当該上場の廃止を行つた金融商品等の再上場その他当該違反を是正するために必要な措置をとることを命ずることができる。
Open this provision(Authorization to Change the Articles of Incorporation)
A financial instruments exchange must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation, operational rules, or brokerage contract rules.
金融商品取引所は、定款、業務規程又は受託契約準則を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provision(Supervisory Dispositions for Financial Instruments Exchanges)
if it violates a law or regulation, a disposition by a government agency which is based on a law or regulation, a condition attached to the authorization referred to in the proviso to Article 87-2…
法令、法令に基づく行政官庁の処分、第八十七条の二第一項ただし書若しくは第八十七条の三第一項ただし書の認可に付した条件若しくは定款その他の規則に違反したとき、又は会員等若しくは当該金融商品取引所に上場されている有価証券の発行者が法令、法令に基づく行政官庁の処分若しくは当該金融商品取引所の定款、業務規程…
Open this provision(Supervisory Dispositions for Financial Instruments Exchanges)
if the conduct of the financial instruments exchange, or the status of purchase and sales of securities or market derivatives transactions on a financial instruments exchange market operated by the…
金融商品取引所の行為又はその開設する取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引の状況が公益又は投資者保護のため有害であると認めるとき 十日以内の期間を定めて取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引の全部若しくは一部の停止を命じ、又は閣議の決定を経て…
Open this provision(Business Improvement Orders)
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a financial instruments exchange's articles of incorporation…
内閣総理大臣は、金融商品取引所の定款、業務規程、受託契約準則その他の規則若しくは取引の慣行又は業務の運営若しくは財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該金融商品取引所に対し、定款、業務規程…
Open this provision(Authorization to Change the Articles of Incorporation or Business Rules)
A financial instruments clearing organization must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation or business rules.
金融商品取引清算機関は、定款又は業務方法書を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
Open this provision(Business Improvement Orders)
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a financial instruments clearing organization's business…
内閣総理大臣は、金融商品取引清算機関の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該金融商品取引清算機関に対し、業務の内容若しくは方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
Open this provisionFinancial Instruments Obligation Assumption Services, etc. by a Financial Instruments Exchange
Notwithstanding the provisions of Article 87-2, paragraph (1) and Article 156-2, a financial instruments exchange may perform financial instruments obligation assumption services…
金融商品取引所は、第八十七条の二第一項及び第百五十六条の二の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の承認を受けて金融商品債務引受業等及びこれに附帯する業務を行うことができる。
Open this provision(License)
A person not licensed by the Prime Minister must not perform financial instruments obligation assumption services.
金融商品債務引受業は、内閣総理大臣の免許を受けた者でなければ、行つてはならない。
Open this provision(Business Rules)
the particulars of the taking over, novating, or other bearing of obligations that the clearing organization performs as financial instruments obligation assumption services…
金融商品債務引受業として行う引受け、更改その他の方法による債務の負担及びその履行に関する事項
Open this provision(Consultation with the Minister with Jurisdiction Over a Commodity Market)
making dispositions set forth in the following subitems (a) through (f) to a financial instruments exchange:
金融商品取引所に対する次のイからヘまでに掲げる処分
Open this provision(Consultation with the Minister with Jurisdiction Over a Commodity Market)
making dispositions set forth in the following sub-items (a) and (b) to a financial instruments clearing organization…
金融商品取引清算機関(商品取引債務引受業等を行うものを除く。)に対する次のイ及びロに掲げる処分
Open this provision(Consultation with the Minister with Jurisdiction Over a Commodity Market)
making dispositions set forth in the following sub-items (a) and (b) to a financial instruments clearing organization…
金融商品取引清算機関(商品取引債務引受業等を行うものに限る。)に対する次のイ及びロに掲げる処分
Open this provision(Licensing)
With the exception of an authorized financial instruments firms Association, a person must not operate a financial instruments market unless it is licensed by the Prime Minister.
金融商品市場は、認可金融商品取引業協会を除き、内閣総理大臣の免許を受けた者でなければ、開設してはならない。
Open this provisioncommodity-related market derivatives transactions
「商品関連市場デリバティブ取引」
A market derivatives transaction (市場デリバティブ取引) on the commodities listed in Article 2, paragraph (24), item (iii)-3, or on financial indicators limited to their prices and figures calculated from them.
Short name set inArticle 2, paragraph (8), item (i)
financial instruments market
「金融商品市場」
A market for buying and selling securities or for market derivatives transactions (市場デリバティブ取引), other than one dealing only in commodity-related market derivatives transactions (商品関連市場デリバティブ取引).
Defined inArticle 2, paragraph (14)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
commodities
「商品」
Commodities as defined in Article 2, paragraph (1) of the Commodity Derivatives Transaction Act that a Cabinet Order (政令) specifies, having regard to price stabilisation measures and how their prices are formed and their supply and demand, as ones whose proper price formation market derivatives transactions would not harm and in which such transactions on a financial instruments exchange market would benefit the national economy.
Defined inArticle 2, paragraph (24), item (iii-3)
financial index
「金融指標」
Prices of financial instruments (金融商品), and interest rates, etc. on financial instruments other than currencies and commodities; figures from weather observations published by the Japan Meteorological Agency (気象庁) or others; indicators that cannot practically be influenced and that greatly affect businesses, or socio-economic statistics, that a Cabinet Order (政令) specifies, with exclusions; and figures calculated from any of these.
Defined inArticle 2, paragraph (25)· applies throughout the law
financial instruments obligation assumption servicemachine translation
「金融商品債務引受業」
Carrying on as a business taking on, by assumption, novation or other means, the obligations under subject transactions (対象取引) of financial instruments business operators, registered financial institutions or securities finance companies, with them as counterparties; subject transactions are purchases and sales of securities and derivatives transactions, other than those a Cabinet Order (政令) excludes, and transactions incidental or related to them that a Cabinet Order specifies.
Defined inArticle 2, paragraph (28)· applies throughout the law
financial instruments clearing organization
「金融商品取引清算機関」
A person carrying on financial instruments obligation assumption service (金融商品債務引受業) under a licence from the Prime Minister under Article 156-2 or an approval under Article 156-19, paragraph (1).
Defined inArticle 2, paragraph (29)· applies throughout the law
commodity transaction debt assumption services, etc.machine translation
「商品取引債務引受業等」
Commodity transaction debt assumption services, etc. as defined in Article 170, paragraph (2) of the Commodity Derivatives Transaction Act — assuming obligations arising from transactions on a commodity market, and assuming obligations from over-the-counter commodity derivatives transactions with clearing participants — which a financial instruments clearing organization (金融商品取引清算機関) may also carry on with the Prime Minister's approval.
Defined inArticle 156-6, paragraph (2)
operational rules
「業務規程」
The rules a designated dispute resolution organization (指定紛争解決機関) sets for carrying out its dispute resolution services, etc. (紛争解決等業務).
Short name set inArticle 156-39, paragraph (1), item (vii)
Minister with jurisdiction over a commodity marketmachine translation
「商品市場所管大臣」
The minister or ministers that Article 354, paragraph (1) of the Commodity Derivatives Transaction Act makes responsible for the case concerned: the Minister of Agriculture, Forestry and Fisheries for markets and bodies dealing only in commodities under that ministry, the Minister of Economy, Trade and Industry for those dealing only in other commodities, and both ministers otherwise.
Defined inArticle 194-6-2, paragraph (1)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.