Article 172-10Administrative Monetary Penalty Payment Order Issued to an Issuer That Has Provided or Disclosed Specified Information on Securities That Contains a Falsehood
第百七十二条の十（虚偽のある特定証券等情報の提供又は公表をした発行者等に対する課徴金納付命令）
If an issuer that provides or discloses specified information on securities, etc. which contains false information about a material particular or which lacks information about a material particular that is required to be provided or disclosed (hereinafter referred to as "specified information on securities, etc. that contains a falsehood, etc." in this Article, Article 172-12, paragraph (1), Article 178, paragraph (20), and Article 185-7, paragraph (15)) causes securities to be acquired or sells securities through a specified solicitation, etc. involving specified information on securities, etc. that contains a falsehood, etc. (if this constitutes a specified solicitation for selling, etc., limited to a specified solicitation for selling, etc. securities that the issuer owns), the Prime Minister, in accordance with the procedures prescribed in the following Section, must order the issuer to pay an administrative monetary penalty to the national treasury in the amount specified in item (i) (if the specified information on securities, etc. that contains a falsehood, etc. is not disclosed, the amount arrived at when that amount is multiplied by the number set forth in item (ii)):
重要な事項につき虚偽の情報があり、又は提供し、若しくは公表すべき重要な事項に関する情報が欠けている特定証券等情報（以下この条、第百七十二条の十二第一項、第百七十八条第二十項及び第百八十五条の七第十五項において「虚偽等のある特定証券等情報」という。）を提供し、又は公表した発行者が、当該虚偽等のある特定証券等情報に係る特定勧誘等（特定売付け勧誘等にあつては、当該発行者が所有する有価証券の特定売付け勧誘等に限る。）により有価証券を取得させ、又は売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、第一号に掲げる額（当該虚偽等のある特定証券等情報が公表されていない場合にあつては、当該額に第二号に掲げる数を乗じて得た額）の課徴金を国庫に納付することを命じなければならない。
the amount equivalent to each of the amounts specified in the following sub-items in accordance with the category of cases set forth in each of those sub-items (or, in a case that falls under both of the following, the sum of the amounts specified as follows):
次に掲げる場合の区分に応じ、それぞれ次に定める額（次に掲げる場合のいずれにも該当する場合は、それぞれ次に定める額の合計額）に相当する額
the issuer causes securities to be acquired through an exclusive solicitation for acquisition involving specified information on securities, etc. that contains a falsehood, etc.:2.25 percent (or 4.5 percent, if the securities are share certificates, etc.) of the total issue value of the securities it causes to be acquired (if the securities are share option certificates or any other securities specified by Cabinet Office Order as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Order as being equivalent to this);
当該虚偽等のある特定証券等情報に係る特定取得勧誘により有価証券を取得させた場合 当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
the issuer sells the securities it owns through a specified solicitation for selling, etc. involving specified information on securities, etc. that contains a falsehood, etc.:2.25 percent (or 4.5 percent, if the securities are share certificates, etc.) of the total distribution value of the securities that they sell (if the securities are share option certificates or any other securities specified by Cabinet Office Order as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Order as being equivalent to this);
当該虚偽等のある特定証券等情報に係る特定売付け勧誘等により当該発行者が所有する有価証券を売り付けた場合 当該売り付けた有価証券の価格の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
the number arrived at when the number set forth in (a) is divided by the number set forth in (b):
イに掲げる数をロに掲げる数で除して得た数
the number of persons provided with the specified information on securities, etc. that contains a falsehood, etc.;
当該虚偽等のある特定証券等情報の提供を受けた者の数
the number of persons to which the specified solicitation, etc. is made.
当該特定勧誘等の相手方の数
If an issuer provides or discloses specified information on securities, etc. that contains a falsehood, etc., and an officer, etc. that is involved in providing or disclosing that specified information on securities, etc. that contains a falsity, etc. with the knowledge that the specified information on securities, etc. that contains a falsity, etc. contains false information or lacks information about a particular that is required to be provided or disclosed, sells the securities that the officer, etc. owns through a specified solicitation for selling, etc. that involves the specified information on securities, etc. that contains a falsehood, etc., the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that officer, etc. to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to 2.25 percent (or 4.5 percent, if the securities are share certificates, etc.) of the total price of the securities that the officer, etc. sells (if the securities are share option certificates or any other securities specified by Cabinet Office Order as being equivalent to them, the total price includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Order as being equivalent to this) (or, if the specified information on securities, etc. that contains a falsehood, etc. is not disclosed, meaning the amount arrived at when the amount is multiplied by the number set forth in item (ii) of the preceding paragraph).
虚偽等のある特定証券等情報を提供し、又は公表した発行者の役員等であつて、当該虚偽等のある特定証券等情報に虚偽の情報があり、又は提供し、若しくは公表すべき事項に関する情報が欠けていることを知りながら当該虚偽等のある特定証券等情報の提供又は公表に関与した者が、当該虚偽等のある特定証券等情報に係る特定売付け勧誘等により当該役員等が所有する有価証券を売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該役員等に対し、当該売り付けた有価証券の価格の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）に相当する額（当該虚偽等のある特定証券等情報が公表されていない場合にあつては、当該額に、前項第二号に掲げる数を乗じて得た額）の課徴金を国庫に納付することを命じなければならない。
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(Administrative Monetary Penalty Payment Order Issued to an Issuer That Has Provided or Disclosed Specified Information on Securities That Contains a Falsehood)
If an issuer that provides or discloses specified information on securities, etc. which contains false information about a material particular or which lacks information about a material particular…
重要な事項につき虚偽の情報があり、又は提供し、若しくは公表すべき重要な事項に関する情報が欠けている特定証券等情報（以下この条、第百七十二条の十二第一項、第百七十八条第二十項及び第百八十五条の七第十五項において「虚偽等のある特定証券等情報」という。）を提供し、又は公表した発行者が…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Has Provided or Disclosed Specified Information on Securities That Contains a Falsehood)
the amount equivalent to each of the amounts specified in the following sub-items in accordance with the category of cases set forth in each of those sub-items…
次に掲げる場合の区分に応じ、それぞれ次に定める額（次に掲げる場合のいずれにも該当する場合は、それぞれ次に定める額の合計額）に相当する額
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Has Provided or Disclosed Specified Information on Securities That Contains a Falsehood)
the number arrived at when the number set forth in (a) is divided by the number set forth in (b):
イに掲げる数をロに掲げる数で除して得た数
Open this provision(Administrative Monetary Penalty Payment Order Issued to a Person That Conducted an Act Which Facilitates or Incites Submission of Fake Disclosure Documents)
When a person specified in the following items (the person is referred to as a "person submitting disclosure documents, etc." in the following paragraph) has submitted, provided…
次の各号に掲げる者（次項において「開示書類提出者等」という。）が当該各号に定める書類又は情報（同項において「虚偽開示書類等」という。）を提出し、提供し又は公表した場合において、特定関与行為を行つた者（以下この項において「特定関与者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該特定関与者に対し…
Open this provision(Decision to Commence Trial Procedures)
Once five years have elapsed since the day on which a person provides or discloses specified information on securities, etc. that contains a falsity, etc.…
虚偽等のある特定証券等情報を提供し、又は公表した日から五年を経過したときは、内閣総理大臣は、当該虚偽等のある特定証券等情報に係る第一項第十号に掲げる事実について、審判手続開始の決定をすることができない。
Open this provision(Decision to Issue an Administrative Monetary Penalty Payment Order)
If the Prime Minister is required to issue the decision referred to in paragraph (1), paragraph (2), paragraphs (4) through (8), or paragraph (10) through the preceding paragraph…
内閣総理大臣は、第一項、第二項、第四項から第八項まで又は第十項から前項までの規定により決定をしなければならない場合において、当該決定を受けるべき次の表の上欄に掲げる者が、同表の中欄に掲げる日から遡り五年以内に…
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
exclusive solicitation for acquisitionmachine translation
「特定取得勧誘」
In Article 27-31 and Chapter VI-2, a solicitation for acquisition only for professional investors (特定投資家向け取得勧誘), or another solicitation with a view to issuing new securities (有価証券発行勧誘等) not subject to the main clause of Article 4, paragraph (1), that a Cabinet Order (政令) specifies.
Short name set inArticle 27-31, paragraph (1)· applies only in this article and in Chapter 6-2
specified solicitation for selling, etc.machine translation
「特定売付け勧誘等」
A solicitation for selling, etc. only for professional investors (特定投資家向け売付け勧誘等) — other than one for securities for professional investors made to a small number of persons as a Cabinet Order (政令) sets — or another solicitation with a view to delivering existing securities (有価証券交付勧誘等) not subject to the main clauses of Article 4, paragraphs (1) to (3), that a Cabinet Order specifies.
Short name set inArticle 27-31, paragraph (1)· applies only in this article and in Chapter 6-2
specified information on securities, etc.machine translation
「特定証券等情報」
Specified information on securities (特定証券情報), the reference information (参照情報) for it where Article 27-31, paragraph (3) applies, or amended specified information on securities (訂正特定証券情報) together with its reference information.
Defined inArticle 27-33, paragraph (1)
specified solicitation, etc.machine translation
「特定勧誘等」
An exclusive solicitation for acquisition (特定取得勧誘) or a specified solicitation for selling, etc. (特定売付け勧誘等): a solicitation only for professional investors, or another solicitation a Cabinet Order (政令) specifies, that is not subject to the notification requirements of Article 4 and for which the issuer must provide or publish specified information on securities (特定証券情報) by the time it is made.
Defined inArticle 27-34, paragraph (1)
share certificates, etc.
「株券等」
In Article 172, Article 172-2, Article 172-9 and Article 172-10, share certificates, preferred equity investment certificates (優先出資証券) of cooperative financial institutions, and other securities a Cabinet Order (政令) specifies as equivalent to them.
Defined inArticle 172, paragraph (1), item (i)· applies only in this article and in Articles 172-2, 172-9 and 172-10
officer, etc.
「役員等」
In Article 172-2, paragraphs (2) and (5) and Article 172-10, paragraph (2), an officer, agent, employee or other worker of the issuer concerned.
Defined inArticle 172-2, paragraph (2)· applies only in this paragraph and in Article 172-2, paragraph (5); and Article 172-10, paragraph (2)
specified information on securities, etc. that contains a falsehood, etc.machine translation
「虚偽等のある特定証券等情報」
In Article 172-10 and in Article 172-12, paragraph (1), Article 178, paragraph (20) and Article 185-7, paragraph (15), specified information on securities, etc. (特定証券等情報) that contains false information on a material matter or lacks information on a material matter that must be provided or published; Article 172-10 orders an administrative monetary penalty (課徴金) on an issuer that provides or publishes it and sells securities through a solicitation based on it.
Short name set inArticle 172-10, paragraph (1)· applies only in this article and in Article 172-12, paragraph (1); Article 178, paragraph (20); and Article 185-7, paragraph (15)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.