Supplementary Provisions, Article 7
第七条
The provisions of Article 172-3 of the New Financial Instruments and Exchange Act apply to an annual securities report prescribed in paragraph (1) of that Article or a quarterly or semiannual securities report prescribed in paragraph (2) of that Article for which the business year subject to disclosure (meaning the business year specified in the relevant of the items of Article 185-7, paragraph (29) of the New Financial Instruments and Exchange Act for the category of documents or information set forth in that item; the same applies in the following Article) is a business year (or, if the issuer prescribed in each paragraph of Article 172-3 of the New Financial Instruments and Exchange Act is an issuer of specified securities prescribed in Article 5, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act), the specified period prescribed in Article 24, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24, paragraph (5) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act) with regard to those specified securities; hereinafter the same applies in this Article and the following Article) commencing on or after the effective date.
新金融商品取引法第百七十二条の三の規定は、施行日以後に開始する事業年度（同条各項に規定する発行者が新金融商品取引法第五条第一項（新金融商品取引法第二十七条において準用する場合を含む。）に規定する特定有価証券の発行者である場合には、当該特定有価証券に係る新金融商品取引法第二十四条第五項（新金融商品取引法第二十七条において準用する場合を含む。）において準用する新金融商品取引法第二十四条第一項に規定する特定期間。以下この条及び次条において同じ。）を記載対象事業年度（新金融商品取引法第百八十五条の七第二十九項各号に掲げる書類又は情報の区分に応じ、当該各号に定める事業年度をいう。次条において同じ。）とする新金融商品取引法第百七十二条の三第一項に規定する有価証券報告書又は同条第二項に規定する四半期・半期報告書について適用する。
(Administrative Monetary Penalty Payment Order Issued to an Issuer That Fails to Submit an Annual Securities Report)
If an issuer violates the provisions of Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to Article 24, paragraph (5), and also including as applied mutatis mutandis…
第二十四条第一項又は第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定に違反して、有価証券報告書を提出しない発行者があるときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Fails to Submit an Annual Securities Report)
If an issuer violates the provisions of Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to Article 24, paragraph (5), and also including as applied mutatis mutandis…
第二十四条第一項又は第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定に違反して、有価証券報告書を提出しない発行者があるときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し…
Open this provision(Administrative Monetary Penalty Payment Order Issued to an Issuer That Fails to Submit an Annual Securities Report)
If an issuer violates the provisions of Article 24-5, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also including as applied mutatis mutandis…
第二十四条の五第一項（同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定に違反して、半期報告書を提出しない発行者があるときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し…
Open this provision(Decision to Issue an Administrative Monetary Penalty Payment Order)
Notwithstanding the provisions of paragraph (21), in the case referred to in the proviso to paragraph (23) or the proviso to paragraph (24), the due date for the payment of an administrative monetary…
第二十三項ただし書又は第二十四項ただし書の場合において、課徴金の納付期限は、第二十一項の規定にかかわらず、次条第六項又は第七項の規定による変更の処分に係る文書の謄本を発した日から二月を経過した日とする。
Open this provision(Submission of Annual Securities Reports)
If securities issued by a company (excluding regulated securities; hereinafter the same applies in this Article, except in the following items) fall under any of the categories set forth in the…
有価証券の発行者である会社は、その会社が発行者である有価証券（特定有価証券を除く。次の各号を除き、以下この条において同じ。）が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号…
Open this provision(Submission of Annual Securities Reports)
The provisions of the preceding paragraphs apply mutatis mutandis if regulated securities issued by a company fall under a category specified in an item of paragraph (1).
前各項の規定は、特定有価証券が第一項各号に掲げる有価証券のいずれかに該当する場合について準用する。この場合において、同項本文中「有価証券の発行者である会社」とあるのは「有価証券の発行者である会社（内閣府令で定める有価証券については、内閣府令で定める者を除く。）」と…
Open this provision(Mutatis Mutandis Application of Provisions for an Issuer That Is Not a Company)
The provisions of Article 2-3; Articles 5 through 13; Articles 15 through 24-5-2; and Article 24-7 through the preceding Article apply mutatis mutandis if the issuer is a person other than a company…
第二条の三、第五条から第十三条まで、第十五条から第二十四条の五の二まで及び第二十四条の七から前条までの規定は、発行者が会社以外の者（第五条第六項から第九項まで、第七条第二項、第九条第二項、第十条第二項、第二十四条第八項から第十三項まで、第二十四条の二第四項、第二十四条の四の二第六項（第二十四条の五の二第一項において準…
Open this provision(Submission of Securities Registration Statements)
If an issuer seeking to file a notification for a public offering or secondary distribution of securities under paragraphs (1) through (3) of the preceding Article…
前条第一項から第三項までの規定による有価証券の募集又は売出し（特定有価証券（その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項、第五項、第十項及び第十一項、第七条第四項、第二十四条並びに第二十四条の七第一項…
Open this provisionThe provisions of Article 172-3 of the New Financial Instruments and Exchange Act apply to an annual securities report prescribed in paragraph (1) of that Article or a quarterly or semiannual…
新金融商品取引法第百七十二条の三の規定は、施行日以後に開始する事業年度（同条各項に規定する発行者が新金融商品取引法第五条第一項（新金融商品取引法第二十七条において準用する場合を含む。）に規定する特定有価証券の発行者である場合には、当該特定有価証券に係る新金融商品取引法第二十四条第五項（新金融商品取引法第二十七条におい…
Open this provisionThe provisions of Article 172-4 of the New Financial Instruments and Exchange Act apply to an annual securities report, etc. prescribed in paragraph (1) of that Article, a quarterly, semiannual…
新金融商品取引法第百七十二条の四の規定は、施行日以後に開始する事業年度を記載対象事業年度とする同条第一項に規定する有価証券報告書等、同条第二項に規定する四半期・半期・臨時報告書等又は同条第三項に規定する臨時報告書について適用し…
Open this provisionissuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
annual securities report
「有価証券報告書」
An annual securities report: the report that a company issuing securities listed on a financial instruments exchange, or otherwise falling under Article 24, paragraph (1), must submit to the Prime Minister for each business year, setting out its trade name, the state of its corporate group and its accounts, and other important matters about its business, within three months after the year ends for a domestic company.
Short name set inArticle 24, paragraph (1)
semiannual securities reportmachine translation
「半期報告書」
The report that every company required to submit annual securities reports (有価証券報告書) must submit to the Prime Minister under Article 24-5, paragraph (1) for the first six months of each business year, stating the particulars the table in that paragraph sets for its category, within the period the table sets.
Defined inArticle 24-5, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 65 of 2008.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 65 of 2008, to which these supplementary provisions (附則) belong, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies from here on, except in Supplementary Provisions, Article 3
business year subject to disclosure
「記載対象事業年度」
In Articles 7 and 8 of the supplementary provisions (附則) of Act No. 65 of 2008, the business year that each of the documents or information listed in the items of Article 185-7, paragraph (29) of this Act as amended by that Act relates to, as those items set it.
Defined inSupplementary Provisions, Article 7, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 8