Supplementary Provisions, Article 19

In the case where a decision must be made under Article 185-7, paragraph (1), (2), (4) through (8), or (10) through (12) of the New Financial Instruments and Exchange Act, if a person set forth in the left-hand column of the table in paragraph (13) of that Article has, within five years going back from the day set forth in the middle column of that table, been subject to an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the Former Financial Instruments and Exchange Act (if an action under Article 185-18, paragraph (1) of the Former Financial Instruments and Exchange Act has been filed with regard to that administrative monetary penalty payment order, limited to where the judgment on that action has become final and binding) or been subject to a decision prescribed in Article 185-7, paragraph (6) of the Former Financial Instruments and Exchange Act (limited to where the case falls under the proviso to paragraph (3), the proviso to paragraph (4), or the proviso to paragraph (5) of that Article), Article 185-7, paragraph (13) of the New Financial Instruments and Exchange Act applies by deeming that administrative monetary penalty payment order or decision to be an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the New Financial Instruments and Exchange Act for which the judgment on the action under Article 185-18, paragraph (1) of the New Financial Instruments and Exchange Act pertaining to that administrative monetary penalty payment order has become final and binding.