Supplementary Provisions, Article 46
第四十六条
In the case where a securities company that obtained the registration under Article 28 of the Former Securities and Exchange Act has dissolved or discontinued securities business (meaning securities business prescribed in Article 2, paragraph (8) of the Former Securities and Exchange Act) before the effective date, or in the case where that registration has been rescinded pursuant to Article 56, paragraph (1) or Article 56-2, paragraph (3) of the Former Securities and Exchange Act, if, by the effective date, it has not completed the sale and purchase and other transactions of former securities and the securities index futures transactions, etc. (meaning the securities index futures transactions, etc. prescribed in Article 42, paragraph (1), item (x) of the Former Securities and Exchange Act; the same applies hereinafter), securities option transactions, etc. (meaning the securities option transactions, etc. prescribed in that item; the same applies hereinafter), foreign market securities futures transactions, etc. (meaning the foreign market securities futures transactions, etc. prescribed in Article 42, paragraph (2) of the Former Securities and Exchange Act; the same applies hereinafter) and securities over-the-counter derivatives transactions, etc. (meaning the securities over-the-counter derivatives transactions, etc. prescribed in Article 2, paragraph (8), item (iii)-2 of the Former Securities and Exchange Act; the same applies hereinafter), the provisions of Article 58, paragraph (1) of the Former Securities and Exchange Act remain in force on and after the effective date.
旧証券取引法第二十八条の登録を受けた証券会社が施行日前において解散し、若しくは証券業（旧証券取引法第二条第八項に規定する証券業をいう。）を廃止した場合又は旧証券取引法第五十六条第一項若しくは第五十六条の二第三項の規定により当該登録を取り消された場合において、施行日までに、旧有価証券の売買その他の取引並びに有価証券指数等先物取引等（旧証券取引法第四十二条第一項第十号に規定する有価証券指数等先物取引等をいう。以下同じ。）、有価証券オプション取引等（同号に規定する有価証券オプション取引等をいう。以下同じ。）、外国市場証券先物取引等（旧証券取引法第四十二条第二項に規定する外国市場証券先物取引等をいう。以下同じ。）及び有価証券店頭デリバティブ取引等（旧証券取引法第二条第八項第三号の二に規定する有価証券店頭デリバティブ取引等をいう。以下同じ。）を結了していないときは、旧証券取引法第五十八条第一項の規定は、施行日以後も、なおその効力を有する。
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
former securitiesmachine translation
「旧有価証券」
In the supplementary provisions (附則) of Act No. 65 of 2006, the securities listed in Article 2, paragraph (1) of this Act as it stood before Article 3 of that Act amended it, and the rights listed in paragraph (2) of that Article that it deemed securities.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
securities companymachine translation
「証券会社」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 28, paragraph (4) on, a securities company as defined in Article 2, paragraph (9) of this Act under its former title (証券取引法), as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 28, paragraph (4)
foreign market securities futures transactions, etc.machine translation
「外国市場証券先物取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, foreign market securities futures transactions, etc. as defined in Article 42, paragraph (2) of this Act as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities option transactions, etc.machine translation
「有価証券オプション取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities option transactions, etc. as defined in Article 42, paragraph (1), item (x) of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities over-the-counter derivatives transactions, etc.machine translation
「有価証券店頭デリバティブ取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities over-the-counter derivatives transactions, etc. as defined in Article 2, paragraph (8), item (iii)-2 of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)
securities index futures transactions, etc.machine translation
「有価証券指数等先物取引等」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities index futures transactions, etc. as defined in Article 42, paragraph (1), item (x) of this Act under its former name (証券取引法) as it stood before Article 3 of that Act amended it.
Defined inSupplementary Provisions, Article 46, paragraph (1)