Supplementary Provisions, Article 147Transitional Measures for Former Trust Contract Agents
第百四十七条（旧信託契約代理店に関する経過措置）
A person (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order) that, at the time of the enforcement of this Act, has received the registration under Article 67, paragraph (1) of the Trust Business Act prior to its amendment by the provisions of Article 20 (hereinafter referred to as the "Former Trust Business Act") is deemed to have received the registration under Article 29 of the New Financial Instruments and Exchange Act (limited to a case where the financial instruments business operator deemed to have received that registration engages in type-II financial instruments business) on the effective date. In this case, the provisions of Article 57, paragraph (3) and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に第二十条の規定による改正前の信託業法（以下「旧信託業法」という。）第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関を除く。）は、施行日において新金融商品取引法第二十九条の登録（当該登録を受けたものとみなされる金融商品取引業者が第二種金融商品取引業を行うものに限る。）を受けたものとみなす。この場合において、新金融商品取引法第五十七条第三項及び第百九十四条の四第一項の規定は、適用しない。
A person who is deemed to have received the registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph (hereinafter referred to as a "deemed registered type-II financial instruments business operator" in this Article through Article 155) must submit to the Prime Minister, within three months counting from the effective date, a document stating the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the documents set forth in the items of paragraph (2) of that Article.
前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下この条から第百五十五条までにおいて「みなし登録第二種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
When the documents are submitted pursuant to the provisions of the preceding paragraph, the Prime Minister is to register the particulars set forth in the items of Article 29-2, paragraph (1) of the New Financial Instruments and Exchange Act and the particulars set forth in Article 29-3, paragraph (1), item (ii) of the New Financial Instruments and Exchange Act that are stated in those documents in the financial instruments business operators register.
内閣総理大臣は、前項の規定による書類の提出があったときは、当該書類に記載された新金融商品取引法第二十九条の二第一項各号に掲げる事項及び新金融商品取引法第二十九条の三第一項第二号に掲げる事項を金融商品取引業者登録簿に登録するものとする。
The provisions of Article 29-4, paragraph (1) (limited to the part pertaining to item (iv)) and Article 52, paragraph (1) (limited to the part pertaining to item (ii)) of the New Financial Instruments and Exchange Act do not apply to a deemed registered type-II financial instruments business operator until the day on which six months have passed counting from the effective date.
新金融商品取引法第二十九条の四第一項（第四号に係る部分に限る。）及び第五十二条第一項（第二号に係る部分に限る。）の規定は、みなし登録第二種業者については、施行日から起算して六月を経過する日までの間は、適用しない。
(Notice to the Minister of Finance)
Upon rendering any of the following dispositions, the Prime Minister is to promptly notify the Minister of Finance of this; provided, however, that this does not apply if the Prime Minister notifies…
内閣総理大臣は、次に掲げる処分をしたときは、速やかに、その旨を財務大臣に通知するものとする。ただし、第七十九条の五十三第三項の規定により財務大臣に通知したときは、この限りでない。
Open this provision(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Application for Registration)
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
Open this provision(Application for Registration)
The following documents must accompany the written application for registration referred to in the preceding paragraph:
前項の登録申請書には、次に掲げる書類を添付しなければならない。
Open this provision(Registration in the Register)
the date of registration and the registration number.
登録年月日及び登録番号
Open this provision(Refusal of Registration)
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or…
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
Open this provision(Refusal of Registration)
a person falling under any of the following and seeking to engage in type-I financial instruments business, type-II financial instruments business, or investment management business:
第一種金融商品取引業、第二種金融商品取引業又は投資運用業を行おうとする場合にあつては、次のいずれかに該当する者
Open this provision(Supervisory Measures for Financial Instruments Business Operators)
If a financial instruments business operator falls under any of the following items, the Prime Minister may rescind its Article 29 registration, rescind its Article 30, paragraph (1) authorization…
内閣総理大臣は、金融商品取引業者が次の各号のいずれかに該当する場合においては、当該金融商品取引業者の第二十九条の登録を取り消し、第三十条第一項の認可を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
Open this provision(Supervisory Measures for Financial Instruments Business Operators)
a financial instruments business operator engaged in type-I financial instruments business, type-II financial instruments business, or investment management business comes to fall under Article 29-4…
第一種金融商品取引業、第二種金融商品取引業又は投資運用業を行う金融商品取引業者が、第二十九条の四第一項第四号に該当することとなつたとき。
Open this provision(Hearings)
Upon deciding to grant or to refuse an Article 29 or Article 33-2 registration, an Article 30, paragraph (1) or Article 31, paragraph (6) authorization, an Article 31…
内閣総理大臣は、第二十九条若しくは第三十三条の二の登録、第三十条第一項若しくは第三十一条第六項の認可、同条第四項の変更登録若しくは第三十五条第四項の承認をし、若しくはしないこととしたとき、第三十条の二第一項の規定により条件を付することとしたとき、又は第五十一条、第五十一条の二、第五十二条第一項若しくは第二項…
Open this provisionTransitional Measures for Former Trust Contract Agents
A person (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order) that, at the time of the enforcement of this Act…
この法律の施行の際現に第二十条の規定による改正前の信託業法（以下「旧信託業法」という。）第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関を除く。）は…
Open this provisionTransitional Measures for Former Trust Contract Agents
A person (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order) that, at the time of the enforcement of this Act…
この法律の施行の際現に第二十条の規定による改正前の信託業法（以下「旧信託業法」という。）第六十七条第一項の登録を受けている者（銀行、協同組織金融機関その他政令で定める金融機関を除く。）は…
Open this provisionTransitional Measures for Former Trust Contract Agents
A person who is deemed to have received the registration under Article 29 of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph…
前項の規定により新金融商品取引法第二十九条の登録を受けたものとみなされる者（以下この条から第百五十五条までにおいて「みなし登録第二種業者」という。）は、施行日から起算して三月以内に新金融商品取引法第二十九条の二第一項各号に掲げる事項を記載した書類及び同条第二項各号に掲げる書類を内閣総理大臣に提出しなければならない。
Open this provisionAn act committed by a deemed registered type-II financial instruments business operator before the effective date that falls under Article 82, paragraph (1)…
みなし登録第二種業者が施行日前にした旧信託業法第八十二条第一項第三号に該当する行為は、金融商品取引法第五十二条第一項第七号に該当する行為とみなして、同項の規定を適用する。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
cooperative financial institution
「協同組織金融機関」
A cooperative financial institution as defined in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution: the Norinchukin Bank (農林中央金庫), credit cooperatives (信用協同組合), shinkin banks (信用金庫) and labour banks (労働金庫), and agricultural, fishery and fishery processing cooperatives that carry on credit business, together with their federations.
Defined inSupplementary Provisions, Article 17, paragraph (1)
type-II financial instruments business
「第二種金融商品取引業」
In the supplementary provisions (附則) of Act No. 65 of 2006, type-II financial instruments business as defined in Article 28, paragraph (2) of the Financial Instruments and Exchange Act as amended by that Act.
Defined inSupplementary Provisions, Article 18, paragraph (1)
financial instruments business operator
「金融商品取引業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, from Article 18 on, a financial instruments business operator as defined in Article 2, paragraph (9) of this Act as amended by that Act.
Defined inSupplementary Provisions, Article 18, paragraph (1)
Former Trust Business Actmachine translation
「旧信託業法」
In the supplementary provisions (附則) of Act No. 65 of 2006, the Trust Business Act (Act No. 154 of 2004) as it stood before Article 20 of that Act amended it.
Short name set inSupplementary Provisions, Article 147, paragraph (1)
deemed registered type-II financial instruments business operatormachine translation
「みなし登録第二種業者」
In Articles 147 to 155 of the supplementary provisions (附則) of Act No. 65 of 2006, a person that Article 147, paragraph (1) of those supplementary provisions treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) carrying on type-II financial instruments business (第二種金融商品取引業), because of a registration it held under the trust business legislation then in force when that Act came into effect (banks, cooperative financial institutions (協同組織金融機関) and other financial institutions a Cabinet Order (政令) specifies excepted).
Short name set inSupplementary Provisions, Article 147, paragraph (2)· applies only in this article and in Supplementary Provisions, Articles 148 to 155
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.