Supplementary Provisions, Article 117
第百十七条
A person that, at the time of the enforcement of this Act, has received the authorization under the proviso to Article 106-24 of the Former Securities and Exchange Act is deemed to have received the authorization under the proviso to Article 106-24 of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-25 of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の際現に旧証券取引法第百六条の二十四ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の二十四ただし書の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の二十五において準用する新金融商品取引法第八十五条の四第二項の規定は、適用しない。
(Scope of Subsidiary Companies)
A financial instruments exchange holding company must not have a company other than one that operates a financial instruments exchange market and performs other business incidental thereto as its…
金融商品取引所持株会社は、取引所金融商品市場の開設及びこれに附帯する業務を行う会社以外の会社を子会社としてはならない。ただし、内閣総理大臣の認可を受けた場合には、第百六条の十二第一項第一号ロからニまでに掲げる会社を子会社とすることができる。
Open this provision(Application, Mutatis Mutandis of Provisions on Refusal of Authorization)
The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in the proviso to paragraph (1) of the preceding Article.
第八十五条の四の規定は、前条第一項ただし書の認可について準用する。
Open this provision(Hearing When Authorization Is Not Granted)
Upon deciding to grant or not to grant the authorization under the provisions of Article 85, paragraph (1), the Prime Minister must notify the applicant for authorization of this in writing without…
内閣総理大臣が、第八十五条第一項の規定による認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)